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OTIS

Otis Worldwide Corp

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3170
SEC CIK
0001781335
Parsed reports
311

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2023 Filed May 22, 2023 22:53 UTC GrantDeferred Stock Units · Derivative 4,082.84 $84.50 $344,999.98
Disclosure

SEC source: 0001062993-23-011970 · form4.xml · derivative · entry 1

Jejurikar Shailesh · CIK 0001746310 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,378.32

Underlying: Common Stock · 4,082.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:40 UTC GrantDeferred Stock Units · Derivative 2,307.69 $84.50 $194,999.81
Disclosure

SEC source: 0001062993-23-011949 · form4.xml · derivative · entry 1

Connors Nelda J · CIK 0001478748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,590.59

Underlying: Common Stock · 2,307.69 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:28 UTC GrantDeferred Stock Units · Derivative 2,307.69 $84.50 $194,999.81
Disclosure

SEC source: 0001062993-23-011962 · form4.xml · derivative · entry 1

Stewart Shelley JR · CIK 0001444506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,484.98

Underlying: Common Stock · 2,307.69 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

Read SEC document
May 18, 2023 Filed May 22, 2023 22:31 UTC GrantDeferred Stock Units · Derivative 2,343.2 $84.50 $198,000.40
Disclosure

SEC source: 0001062993-23-011964 · form4.xml · derivative · entry 1

PRESTON MARGARET M V · CIK 0001261238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,507.56

Underlying: Common Stock · 2,343.2 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:42 UTC GrantDeferred Stock Units · Derivative 3,668.64 $84.50 $310,000.08
Disclosure

SEC source: 0001062993-23-011952 · form4.xml · derivative · entry 1

KEARNEY CHRISTOPHER J · CIK 0001248040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,118.05

Underlying: Common Stock · 3,668.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

Read SEC document
May 18, 2023 Filed May 22, 2023 18:15 UTC GrantDeferred Stock Units · Derivative 2,201.18 $84.50 $185,999.71
Disclosure

SEC source: 0001062993-23-011958 · form4.xml · derivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,748.57

Underlying: Common Stock · 2,201.18 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.

Read SEC document
May 18, 2023 Filed May 22, 2023 18:36 UTC GrantDeferred Stock Units · Derivative 2,307.69 $84.50 $194,999.81
Disclosure

SEC source: 0001062993-23-011968 · form4.xml · derivative · entry 1

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,484.98

Underlying: Common Stock · 2,307.69 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:28 UTC Exercise / conversionRestricted Stock Units · Derivative 14,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010995 · form4.xml · derivative · entry 3

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date.

F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:28 UTC Tax withholdingCommon Stock 6,003 $84.54 $507,493.62
Disclosure

SEC source: 0001062993-23-010995 · form4.xml · nonDerivative · entry 2

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,093

Read SEC document
May 11, 2023 Filed May 13, 2023 00:28 UTC Exercise / conversionCommon Stock 14,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-010995 · form4.xml · nonDerivative · entry 1

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:17 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionStock Appreciation Rights · Derivative 5,065 $0.00 Strike: $50.58 $0.00
Disclosure

SEC source: 0001062993-23-006225 · form4.xml · derivative · entry 6

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,065 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:17 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionStock Appreciation Rights · Derivative 2,681 $0.00 Strike: $60.88 $0.00
Disclosure

SEC source: 0001062993-23-006225 · form4.xml · derivative · entry 5

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,681 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:17 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
SaleCommon Stock 703 $86.85 $61,057.66
Disclosure

SEC source: 0001062993-23-006225 · form4.xml · nonDerivative · entry 4

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,215

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:17 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Tax withholdingCommon Stock 4,826 $86.88 $419,282.88
Disclosure

SEC source: 0001062993-23-006225 · form4.xml · nonDerivative · entry 3

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,918

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:17 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 5,065 $50.58 $256,187.70
Disclosure

SEC source: 0001062993-23-006225 · form4.xml · nonDerivative · entry 2

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 01:17 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 2,681 $60.88 $163,219.28
Disclosure

SEC source: 0001062993-23-006225 · form4.xml · nonDerivative · entry 1

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:27 UTC
Loh SallyPresident, Otis China
GrantStock Appreciation Rights · Derivative 11,765 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-23-005876 · form4.xml · derivative · entry 2

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,765

Underlying: Common Stock · 11,765 shares

Expires 2033-02-28

F2 · derivative.exercise_date: RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:27 UTC
Loh SallyPresident, Otis China
GrantRestricted Stock Units · Derivative 3,576 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005876 · form4.xml · derivative · entry 1

Loh Sally · CIK 0001967969 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576

Underlying: Common Stock · 3,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting.

F2 · derivative.expiration_date: RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:28 UTC
Zheng PeimingEVP, Chief Product, Delivery
GrantStock Appreciation Rights · Derivative 2,942 $0.00 Strike: $85.23 $0.00
Disclosure

SEC source: 0001062993-23-005877 · form4.xml · derivative · entry 2

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,942

Underlying: Common Stock · 2,942 shares

Expires 2033-02-28

F2 · derivative.exercise_date: RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:28 UTC
Zheng PeimingEVP, Chief Product, Delivery
GrantRestricted Stock Units · Derivative 894 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005877 · form4.xml · derivative · entry 1

Zheng Peiming · CIK 0001807749 · EVP, Chief Product, Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Underlying: Common Stock · 894 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting.

F2 · derivative.expiration_date: RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:26 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionStock Appreciation Rights · Derivative 11,749 $0.00 Strike: $59.53 $0.00
Disclosure

SEC source: 0001062993-23-003810 · form4.xml · derivative · entry 4

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,749 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:26 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
SaleCommon Stock 837 $84.67 $70,868.79
Disclosure

SEC source: 0001062993-23-003810 · form4.xml · nonDerivative · entry 3

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,998

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:26 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Tax withholdingCommon Stock 8,270 $84.56 $699,311.20
Disclosure

SEC source: 0001062993-23-003810 · form4.xml · nonDerivative · entry 2

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,835

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:26 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionCommon Stock 11,479 $59.53 $683,344.87
Disclosure

SEC source: 0001062993-23-003810 · form4.xml · nonDerivative · entry 1

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:22 UTC
Luersman AbbeEVP & CPO
GrantStock Appreciation Riights · Derivative 13,633 $0.00 Strike: $83.63 $0.00
Disclosure

SEC source: 0001062993-23-002401 · form4.xml · derivative · entry 5

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,633

Underlying: Common Stock · 13,633 shares

Expires 2033-02-06

F3 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:22 UTC
Luersman AbbeEVP & CPO
GrantRestricted Stock Units · Derivative 3,993 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002401 · form4.xml · derivative · entry 4

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,993

Underlying: Common Stock · 3,993 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F3 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
GrantStock Appreciation Rights · Derivative 15,730 $0.00 Strike: $83.63 $0.00
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · derivative · entry 20

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,730

Underlying: Common Stock · 15,730 shares

Expires 2033-02-06

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
GrantRestricted Stock Units · Derivative 4,607 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · derivative · entry 19

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607

Underlying: Common Stock · 4,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F5 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
GrantStock Appreciation Rights · Derivative 15,730 $0.00 Strike: $83.63 $0.00
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · derivative · entry 16

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,730

Underlying: Common Stock · 15,730 shares

Expires 2033-02-06

F6 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
GrantRestricted Stock Units · Derivative 4,607 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · derivative · entry 15

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607

Underlying: Common Stock · 4,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F6 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F6 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
GrantStock Appreciation Rights · Derivative 15,730 $0.00 Strike: $83.63 $0.00
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · derivative · entry 20

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,730

Underlying: Common Stock · 15,730 shares

Expires 2033-02-06

F6 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
GrantRestricted Stock Units · Derivative 4,607 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · derivative · entry 19

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607

Underlying: Common Stock · 4,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F5 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

F5 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
GrantStock Appreciation Rights · Derivative 15,730 $0.00 Strike: $83.63 $0.00
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · derivative · entry 16

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,730

Underlying: Common Stock · 15,730 shares

Expires 2033-02-06

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
GrantRestricted Stock Units · Derivative 4,607 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · derivative · entry 15

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607

Underlying: Common Stock · 4,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date.

F5 · derivative.expiration_date: RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
GrantStock Appreciation Rights · Derivative 3,671 $0.00 Strike: $83.63 $0.00
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · derivative · entry 23

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,671

Underlying: Common Stock · 3,671 shares

Expires 2033-02-06

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
GrantRestricted Stock Units · Derivative 1,075 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · derivative · entry 22

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075

Underlying: Common Stock · 1,075 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F5 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
GrantStock Appreciation Rights · Derivative 115,353 $0.00 Strike: $83.63 $0.00
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · derivative · entry 11

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,353

Underlying: Common Stock · 115,353 shares

Expires 2033-02-06

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
GrantRestricted Stock Units · Derivative 33,780 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · derivative · entry 10

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,780

Underlying: Common Stock · 33,780 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F5 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
GrantStock Appreciation Rights · Derivative 15,730 $0.00 Strike: $83.63 $0.00
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · derivative · entry 11

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,730

Underlying: Common Stock · 15,730 shares

Expires 2033-02-06

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
GrantRestricted Stock Units · Derivative 4,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · derivative · entry 10

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607

Underlying: Common Stock · 4,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F5 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 23:23 UTC GrantStock Appreciation Rights · Derivative 27,266 $0.00 Strike: $83.63 $0.00
Disclosure

SEC source: 0001062993-23-002402 · form4.xml · derivative · entry 8

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,266

Underlying: Common Stock · 27,266 shares

Expires 2033-02-06

F4 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 07, 2023 Filed Feb 7, 2023 23:23 UTC GrantRestricted Stock Units · Derivative 7,985 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002402 · form4.xml · derivative · entry 7

Maheshwari Anurag · CIK 0001942059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,985

Underlying: Common Stock · 7,985 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F4 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

F4 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
SaleCommon Stock 700 $83.97 $58,779.00
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 13

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,037

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionStock Appreciation Rights · Derivative 1,745 $0.00 Strike: $50.58 $0.00
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · derivative · entry 21

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,745 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionStock Appreciation Rights · Derivative 1,447 $0.00 Strike: $60.88 $0.00
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · derivative · entry 20

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,447 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionStock Appreciation Rights · Derivative 340 $0.00 Strike: $59.53 $0.00
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · derivative · entry 19

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 340 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
SaleCommon Stock 1,811 $84.44 $152,920.84
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 15

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
SaleCommon Stock 1,107 $84.49 $93,530.43
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 14

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
SaleCommon Stock 100 $84.52 $8,452.00
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 13

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,918

Read SEC document
February 06, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Tax withholdingCommon Stock 1,044 $84.47 $88,186.68
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 12

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.