Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | EVP & Chief Financial Officer | October 01, 2026 | October 03, 2026 |
| Otis Worldwide CorpOTIS · Entity 3170 | EVP & CFO | February 06, 2024 | February 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,365 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-01 · Exercise / conversion · Acquired 10,944 · Balance 17,356 Row 2 · 2026-10-01 · Tax withholding · Disposed 4,991 · Balance 12,365 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,945 |
Reported balance
After 2026-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-01 · Exercise / conversion · Disposed 10,944 · Balance 10,945 F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2: The restricted stock units will vest in three equal installments beginning on October 1, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F2: The restricted stock units will vest in three equal installments beginning on October 1, 2025.
Otis Worldwide Corp
Report date February 06, 2024 · Filed February 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,987 |
Ending reported balance
After 2024-02-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-02-06 · Grant · Acquired 6,812 · Balance 33,168 F4: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 5, 2021. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 200% level. Row 2 · 2024-02-06 · Tax withholding · Disposed 2,056 · Balance 31,112 Row 3 · 2024-02-07 · Exercise / conversion · Acquired 2,701 · Balance 33,813 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 4 · 2024-02-07 · Tax withholding · Disposed 826 · Balance 32,987 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,268 |
Reported balance
After 2024-02-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-06 · Grant · Acquired 8,268 · Balance 8,268 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,408 |
Reported balance
After 2024-02-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-02-07 · Exercise / conversion · Disposed 2,701 · Balance 5,408 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $91.94 · Expires 2034-02-05 | Direct | 31,250 |
Reported balance
After 2024-02-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-02-06 · Grant · Acquired 31,250 · Balance 31,250 F2: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.
F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.
F4: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 5, 2021. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 200% level.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:07 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 10,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000066740-26-000281 · form4.xml · derivative · entry 3 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,945 Underlying: Common Stock · 10,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments beginning on October 1, 2025. F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments beginning on October 1, 2025. Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:07 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,991 | $163.02 | $813,632.82 |
DisclosureSEC source: 0000066740-26-000281 · form4.xml · nonDerivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,365 Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:07 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 10,944 | $163.02 | $1,784,090.88 |
DisclosureSEC source: 0000066740-26-000281 · form4.xml · nonDerivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 21:06 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 32,346 | $0.00 Strike: $172.65 | $0.00 |
DisclosureSEC source: 0000066740-26-000100 · form4.xml · derivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,346 Underlying: Common Stock · 32,346 shares Expires 2036-02-05 F3 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 21:06 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 7,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000066740-26-000100 · form4.xml · derivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,472 Underlying: Common Stock · 7,472 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date. F2 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:12 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 10,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000066740-25-000077 · form4.xml · derivative · entry 3 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,889 Underlying: Common Stock · 10,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments beginning on October 1, 2025. F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments beginning on October 1, 2025. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:12 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,532 | $156.00 | $706,992.00 |
DisclosureSEC source: 0000066740-25-000077 · form4.xml · nonDerivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,412 Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:12 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 10,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000066740-25-000077 · form4.xml · nonDerivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 22:55 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004704 · form4.xml · derivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,222 Underlying: Common Stock · 7,222 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date. F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 22:55 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 32,542 | $0.00 Strike: $148.87 | $0.00 |
DisclosureSEC source: 0001127602-25-004704 · form4.xml · derivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,542 Underlying: Common Stock · 32,542 shares Expires 2035-02-11 F1 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 17:00 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 32,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-024825 · form4.xml · derivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,833 Underlying: Common Stock · 32,833 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments beginning on October 1, 2025. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments beginning on October 1, 2025. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 17:00 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 4,865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-024825 · form4.xml · derivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,865 Underlying: Common Stock · 4,865 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units vest three years from the grant date of October 1, 2024. F2 · derivative.expiration_date: The restricted stock units vest three years from the grant date of October 1, 2024. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:12 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 2,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002585 · form4.xml · derivative · entry 7 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,408 Underlying: Common Stock · 2,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:12 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 826 | $91.77 | $75,802.02 |
DisclosureSEC source: 0001062993-24-002585 · form4.xml · nonDerivative · entry 4 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,987 Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:12 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 2,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002585 · form4.xml · nonDerivative · entry 3 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:12 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 31,250 | $0.00 Strike: $91.94 | $0.00 |
DisclosureSEC source: 0001062993-24-002585 · form4.xml · derivative · entry 6 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2034-02-05 F2 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:12 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 8,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002585 · form4.xml · derivative · entry 5 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,268 Underlying: Common Stock · 8,268 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F2 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:12 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 2,056 | $91.94 | $189,028.64 |
DisclosureSEC source: 0001062993-24-002585 · form4.xml · nonDerivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,112 Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:12 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantCommon Stock | 6,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002585 · form4.xml · nonDerivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,168 F4 · shares: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 5, 2021. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 200% level. F4 · price: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 5, 2021. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 200% level. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:46 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002090 · form4.xml · derivative · entry 6 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:46 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 204 | $90.89 | $18,541.56 |
DisclosureSEC source: 0001062993-24-002090 · form4.xml · nonDerivative · entry 4 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,356 Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:46 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002090 · form4.xml · nonDerivative · entry 3 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 21:46 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 457 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002090 · form4.xml · derivative · entry 5 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465 Underlying: Common Stock · 457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 21:46 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 163 | $90.97 | $14,828.11 |
DisclosureSEC source: 0001062993-24-002090 · form4.xml · nonDerivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,987 Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 21:46 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 457 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002090 · form4.xml · nonDerivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| October 03, 2023 Filed Oct 10, 2023 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-019216 · form4.xml · derivative · entry 3 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,687 Underlying: Common Stock · 1,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents credited as additional RSUs. F2 · derivative.exercise_date: On October 3, 2022, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F2 · derivative.expiration_date: On October 3, 2022, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| October 03, 2023 Filed Oct 10, 2023 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 846 | $79.40 | $67,172.40 |
DisclosureSEC source: 0001062993-23-019216 · form4.xml · nonDerivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,693 Read SEC document |
| October 03, 2023 Filed Oct 10, 2023 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-019216 · form4.xml · nonDerivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:00 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 10,253 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012800 · form4.xml · derivative · entry 3 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. F2 · derivative.expiration_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:00 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 4,648 | $81.51 | $378,858.48 |
DisclosureSEC source: 0001062993-23-012800 · form4.xml · nonDerivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,698 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:00 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 10,253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012800 · form4.xml · nonDerivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| May 11, 2023 Filed May 13, 2023 00:28 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 14,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-010995 · form4.xml · derivative · entry 3 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date. F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date. Read SEC document |
| May 11, 2023 Filed May 13, 2023 00:28 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 6,003 | $84.54 | $507,493.62 |
DisclosureSEC source: 0001062993-23-010995 · form4.xml · nonDerivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,093 Read SEC document |
| May 11, 2023 Filed May 13, 2023 00:28 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 14,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-010995 · form4.xml · nonDerivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 23:23 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 27,266 | $0.00 Strike: $83.63 | $0.00 |
DisclosureSEC source: 0001062993-23-002402 · form4.xml · derivative · entry 8 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,266 Underlying: Common Stock · 27,266 shares Expires 2033-02-06 F4 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 23:23 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 7,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002402 · form4.xml · derivative · entry 7 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,985 Underlying: Common Stock · 7,985 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F4 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F4 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 23:23 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002402 · form4.xml · derivative · entry 6 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 23:23 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 204 | $84.73 | $17,284.92 |
DisclosureSEC source: 0001062993-23-002402 · form4.xml · nonDerivative · entry 4 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,763 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 23:23 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002402 · form4.xml · nonDerivative · entry 3 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:23 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 449 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002402 · form4.xml · derivative · entry 5 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907 Underlying: Common Stock · 449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:23 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 165 | $84.73 | $13,980.45 |
DisclosureSEC source: 0001062993-23-002402 · form4.xml · nonDerivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,411 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:23 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002402 · form4.xml · nonDerivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 22:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 19,706 | $65.44 Strike: $65.44 | $1,289,560.64 |
DisclosureSEC source: 0001062993-22-020571 · form4.xml · derivative · entry 2 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,706 Underlying: Common Stock · 19,706 shares Expires 2032-10-02 F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 22:17 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRSUs · Derivative | 5,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-020571 · form4.xml · derivative · entry 1 Maheshwari Anurag · CIK 0001942059 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,445 Underlying: Common Stock · 5,445 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one for one basis. F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents credited as additional RSUs. F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.