Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2024 Filed Feb 7, 2025 21:39 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 47.89 | $61.85 | $2,962.00 |
DisclosureSEC source: 0001041339-25-000005 · wk-form5_1738964358.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,501.24 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 23, 2024 Filed Feb 7, 2025 21:41 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 14.47 | $52.26 | $756.20 |
DisclosureSEC source: 0001594628-25-000004 · wk-form5_1738964464.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,215.76 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 23, 2024 Filed Feb 7, 2025 21:39 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 56.48 | $52.26 | $2,951.64 |
DisclosureSEC source: 0001041339-25-000005 · wk-form5_1738964358.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,453.39 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 20:18 UTC |
BEHRENS EVANDirector
|
SaleClass A non-voting common stock | 750 | $50.78 | $38,087.93 |
DisclosureSEC source: 0001481324-24-000006 · wk-form4_1724098722.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,125 Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 13:42 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 6,000 | $51.28 | $307,674.00 |
DisclosureSEC source: 0001395774-24-000006 · wk-form4_1722519747.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,681 F1 · price: Sold 6,000 shares at an average price of $51.279 per share Read SEC document |
| May 24, 2024 Filed Feb 7, 2025 21:41 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 14.02 | $44.79 | $627.96 |
DisclosureSEC source: 0001594628-25-000004 · wk-form5_1738964464.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,201.39 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 24, 2024 Filed Feb 7, 2025 21:39 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 54.73 | $44.79 | $2,451.36 |
DisclosureSEC source: 0001041339-25-000005 · wk-form5_1738964358.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,397.06 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 10, 2024 Filed May 10, 2024 20:12 UTC |
BEHRENS EVANDirector
|
SaleClass A non-voting common stock | 4,125 | $43.65 | $180,055.84 |
DisclosureSEC source: 0001481324-24-000004 · wk-form4_1715371939.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,875 Read SEC document |
| February 23, 2024 Filed Feb 7, 2025 21:41 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 15.61 | $40.08 | $625.65 |
DisclosureSEC source: 0001594628-25-000004 · wk-form5_1738964464.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,187 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 23, 2024 Filed Feb 7, 2025 21:39 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 60.94 | $40.08 | $2,442.48 |
DisclosureSEC source: 0001041339-25-000005 · wk-form5_1738964358.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,343 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:24 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 75,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-24-000004 · wk-form4_1706797460.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,000 Underlying: Class A non-voting common stock · 75,472 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. F1 · price: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:24 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherClass A non-voting common stock | 40,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-24-000004 · wk-form4_1706797460.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,462 F1 · price: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:23 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 18,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-24-000004 · wk-form4_1706797410.xml · derivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,500 Underlying: Class A non-voting common stock · 18,868 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. F1 · price: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:23 UTC |
Lowenthal Robert SDirector
|
OtherClass A non-voting common stock | 11,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-24-000004 · wk-form4_1706797410.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,795 F1 · price: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:22 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-24-000004 · wk-form4_1706797349.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Class A non-voting common stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited. F1 · price: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:22 UTC |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 2,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-24-000004 · wk-form4_1706797349.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,681 F1 · price: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:39 UTC |
ROTH R LAWRENCEDirector
|
GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001215176-24-000002 · wk-form4_1706557187.xml · nonDerivative · entry 1 ROTH R LAWRENCE · CIK 0001215176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:39 UTC |
OUGHTRED A WINNDirector
|
GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249033-24-000002 · wk-form4_1706557145.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,150 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:38 UTC |
Glasser TeresaDirector
|
GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741163-24-000002 · wk-form4_1706557106.xml · nonDerivative · entry 1 Glasser Teresa · CIK 0001741163 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:37 UTC |
EHRHARDT WILLIAMDirector
|
GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-24-000002 · wk-form4_1706557064.xml · nonDerivative · entry 1 EHRHARDT WILLIAM · CIK 0001435741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,350 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:37 UTC |
Dwyer Timothy MartinDirector
|
GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001329599-24-000002 · wk-form4_1706557013.xml · nonDerivative · entry 1 Dwyer Timothy Martin · CIK 0001329599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:35 UTC |
BEHRENS EVANDirector
|
GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001481324-24-000002 · wk-form4_1706556942.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:34 UTC |
Friedman Paul MDirector
|
GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001648181-24-000003 · wk-form4_1706556882.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 25,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:33 UTC |
Kanter Stacy J.Director
|
GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001775404-24-000002 · wk-form4_1706556814.xml · nonDerivative · entry 1 Kanter Stacy J. · CIK 0001775404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 15:46 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-24-000002 · wk-form4_1706543209.xml · derivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,500 Underlying: Class A non-voting common stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 15:43 UTC | OtherRestricted Class A non-voting common stock · Derivative | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001940648-24-000002 · wk-form4_1706542987.xml · derivative · entry 1 Watkins Brad M · CIK 0001940648 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Class A non-voting common stock · 3,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. Read SEC document |
|
| January 25, 2024 Filed Jan 29, 2024 15:41 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-24-000002 · wk-form4_1706542874.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,368 Underlying: Class A non-voting common stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 15:39 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-24-000002 · wk-form4_1706542760.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,472 Underlying: Class A non-voting common stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death. F1 · price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death. Read SEC document |
| January 25, 2024 Filed Feb 1, 2024 14:20 UTC Amendment |
OUGHTRED A WINNDirector
|
OtherClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249033-24-000004 · wk-form4a_1706797212.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,150 F1 · security: Previously reported an incorrect stock award grant. F1 · date: Previously reported an incorrect stock award grant. F1 · kind: Previously reported an incorrect stock award grant. F1 · shares: Previously reported an incorrect stock award grant. F1 · price: Previously reported an incorrect stock award grant. F1 · acquired: Previously reported an incorrect stock award grant. Read SEC document |
| January 25, 2024 Filed Feb 1, 2024 14:18 UTC Amendment |
EHRHARDT WILLIAMDirector
|
OtherClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-24-000004 · wk-form4a_1706797094.xml · nonDerivative · entry 1 EHRHARDT WILLIAM · CIK 0001435741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,350 F1 · security: Previously reported an incorrect stock award grant. F1 · date: Previously reported an incorrect stock award grant. F1 · kind: Previously reported an incorrect stock award grant. F1 · shares: Previously reported an incorrect stock award grant. F1 · price: Previously reported an incorrect stock award grant. F1 · acquired: Previously reported an incorrect stock award grant. Read SEC document |
| November 24, 2023 Filed Feb 13, 2024 21:08 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 15.32 | $40.68 | $623.22 |
DisclosureSEC source: 0001594628-24-000006 · wk-form5_1707858467.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,171 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 24, 2023 Filed Feb 13, 2024 21:05 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 59.81 | $40.68 | $2,433.07 |
DisclosureSEC source: 0001041339-24-000007 · wk-form5_1707858294.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,282 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 20:08 UTC |
BEHRENS EVANDirector
|
SaleClass A non-voting common stock | 5,000 | $38.43 | $192,150.00 |
DisclosureSEC source: 0001481324-23-000002 · wf-form4_169394452209654.xml · nonDerivative · entry 3 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:08 UTC |
BEHRENS EVANDirector
|
SaleClass A non-voting common stock | 5,000 | $38.28 | $191,400.00 |
DisclosureSEC source: 0001481324-23-000002 · wf-form4_169394452209654.xml · nonDerivative · entry 2 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:08 UTC |
BEHRENS EVANDirector
|
SaleClass A non-voting common stock | 2,500 | $38.49 | $96,225.00 |
DisclosureSEC source: 0001481324-23-000002 · wf-form4_169394452209654.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| August 25, 2023 Filed Feb 13, 2024 21:08 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 16.11 | $38.53 | $620.72 |
DisclosureSEC source: 0001594628-24-000006 · wk-form5_1707858467.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,156 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 25, 2023 Filed Feb 13, 2024 21:05 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 62.9 | $38.53 | $2,423.54 |
DisclosureSEC source: 0001041339-24-000007 · wk-form5_1707858294.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,222 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 26, 2023 Filed Feb 13, 2024 21:08 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 16.52 | $37.43 | $618.34 |
DisclosureSEC source: 0001594628-24-000006 · wk-form5_1707858467.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,140 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 26, 2023 Filed Feb 13, 2024 21:05 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 64.5 | $37.43 | $2,414.24 |
DisclosureSEC source: 0001041339-24-000007 · wk-form5_1707858294.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,159 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 14:11 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 2,120 | $44.51 | $94,361.20 |
DisclosureSEC source: 0001395774-23-000008 · wf-form4_167811189253676.xml · nonDerivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,324 Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 14:11 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 10,000 | $44.54 | $445,400.00 |
DisclosureSEC source: 0001395774-23-000008 · wf-form4_167811189253676.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,444 Read SEC document |
| February 24, 2023 Filed Feb 13, 2024 21:08 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 13.99 | $44.05 | $616.26 |
DisclosureSEC source: 0001594628-24-000006 · wk-form5_1707858467.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,123 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 24, 2023 Filed Feb 13, 2024 21:05 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 54.62 | $44.05 | $2,406.01 |
DisclosureSEC source: 0001041339-24-000007 · wk-form5_1707858294.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,095 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:09 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 9,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000004 · wf-form4_167519936445885.xml · derivative · entry 6 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,472 Underlying: Class A non-voting common stock · 4,454 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. F2 · price: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. F2 · derivative.exercise_date: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. F2 · derivative.expiration_date: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:09 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherClass A non-voting common stock | 4,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000004 · wf-form4_167519936445885.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,779 F2 · price: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 21:09 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 46,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000004 · wf-form4_167519936445885.xml · derivative · entry 5 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,572 Underlying: Class A non-voting common stock · 25,771 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. F1 · price: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 21:09 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherClass A non-voting common stock | 25,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000004 · wf-form4_167519936445885.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,325 F1 · price: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 21:07 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-23-000004 · wf-form4_167519922927244.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,368 Underlying: Class A non-voting common stock · 2,978 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 21:07 UTC |
Lowenthal Robert SDirector
|
OtherClass A non-voting common stock | 2,978 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-23-000004 · wf-form4_167519922927244.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,538 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 21:04 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-23-000006 · wf-form4_167519906986332.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Underlying: Class A non-voting common stock · 2,081 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited. F1 · price: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.