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Nasdaq · USD

OPRT

Oportun Financial Corp

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5862
SEC CIK
0001538716
Parsed reports
396

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2022 Filed Jun 3, 2022 21:45 UTC
ALVAREZ AIDADirector
Exercise / conversionCommon Stock 18,181 $1.32 $23,998.92
Disclosure

SEC source: 0001538716-22-000113 · wf-form4_165429273464610.xml · nonDerivative · entry 1

ALVAREZ AIDA · CIK 0001268885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2022 Filed Sep 1, 2022 21:20 UTC
Vazquez RaulDirector · Chief Executive Officer
GiftCommon Stock 7,948 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · nonDerivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 180,812

F1 · shares: This transaction involved a transfer of securities by the Reporting Person to a family trust for which the Reporting Person is the Trustee.

F2 · ownership.nature: These shares are held in a family trust for which the Reporting Person is the Trustee.

Read SEC document
May 25, 2022 Filed Sep 1, 2022 21:20 UTC
Vazquez RaulDirector · Chief Executive Officer
GiftCommon Stock 7,948 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,776

F1 · shares: This transaction involved a transfer of securities by the Reporting Person to a family trust for which the Reporting Person is the Trustee.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 18:08 UTC GrantCommon Stock 998 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000082 · wf-form4_164911008676569.xml · nonDerivative · entry 1

Welts Frederic · CIK 0001488166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,969

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 18:05 UTC GrantCommon Stock 1,043 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000080 · wf-form4_164910990991423.xml · nonDerivative · entry 1

STROHM DAVID N · CIK 0001182820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,628

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 18:11 UTC GrantCommon Stock 1,176 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000084 · wf-form4_164911025244935.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,165

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 18:01 UTC GrantCommon Stock 1,479 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000078 · wf-form4_164910969292780.xml · nonDerivative · entry 1

PASCARELLA CARL · CIK 0001251447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,793

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:58 UTC
Lee GinnyDirector
GrantCommon Stock 958 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000076 · wf-form4_164910950728934.xml · nonDerivative · entry 1

Lee Ginny · CIK 0001880890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,929

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the 5th year following the year in which 2022 director fees were earned (January 30, 2027).

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:21 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
GrantStock Option (Right to Buy) · Derivative 35,058 $13.39 Strike: $13.39 $469,426.62
Disclosure

SEC source: 0001538716-22-000068 · wf-form4_164858889172384.xml · derivative · entry 2

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,058

Underlying: Common Stock · 35,058 shares

Expires 2032-03-24

F3 · derivative.exercise_date: The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:21 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
GrantCommon Stock 62,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000068 · wf-form4_164858889172384.xml · nonDerivative · entry 1

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,241

F1 · shares: 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:29 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 111,548 $13.39 Strike: $13.39 $1,493,627.72
Disclosure

SEC source: 0001538716-22-000074 · wf-form4_164858937743794.xml · derivative · entry 3

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,548

Underlying: Common Stock · 111,548 shares

Expires 2032-03-24

F4 · derivative.exercise_date: The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:29 UTC
Vazquez RaulDirector · Chief Executive Officer
GrantCommon Stock 197,964 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000074 · wf-form4_164858937743794.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,724

F1 · shares: 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 17:24 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GrantStock Option (Right to Buy) · Derivative 35,058 $13.39 Strike: $13.39 $469,426.62
Disclosure

SEC source: 0001538716-22-000070 · wf-form4_164858904928971.xml · derivative · entry 4

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,058

Underlying: Common Stock · 35,058 shares

Expires 2032-03-24

F5 · derivative.exercise_date: The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 17:24 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GrantCommon Stock 62,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000070 · wf-form4_164858904928971.xml · nonDerivative · entry 3

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,198

F3 · shares: 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F4 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:27 UTC
Kirscht PatrickChief Credit Officer
GrantStock Option (Right to Buy) · Derivative 47,807 $13.39 Strike: $13.39 $640,135.73
Disclosure

SEC source: 0001538716-22-000072 · wf-form4_164858922849890.xml · derivative · entry 2

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,807

Underlying: Common Stock · 47,807 shares

Expires 2032-03-24

F3 · derivative.exercise_date: The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:27 UTC
Kirscht PatrickChief Credit Officer
GrantCommon Stock 84,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000072 · wf-form4_164858922849890.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,132

F1 · shares: 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:19 UTC
Aristei JoanGC & Chief Risk Officer
GrantCommon Stock · Derivative 23,904 $13.39 Strike: $13.39 $320,074.56
Disclosure

SEC source: 0001538716-22-000066 · wf-form4_164858871981606.xml · derivative · entry 2

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,904

Underlying: Common Stock · 23,904 shares

Expires 2032-03-24

F3 · derivative.exercise_date: The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:19 UTC
Aristei JoanGC & Chief Risk Officer
GrantCommon Stock 42,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000066 · wf-form4_164858871981606.xml · nonDerivative · entry 1

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,980

F1 · shares: 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 15, 2022 Filed Mar 29, 2022 17:24 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GiftCommon Stock 70,095 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000070 · wf-form4_164858904928971.xml · nonDerivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 219,518

F1 · shares: This transaction involved a transfer of securities by the Reporting Person to the Jonathan A. Coblentz Revocable Trust dated 3/31/17 for which the Reporting Person is the Trustee.

F2 · ownership.nature: These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

Read SEC document
March 15, 2022 Filed Mar 29, 2022 17:24 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GiftCommon Stock 70,095 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000070 · wf-form4_164858904928971.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,980

F1 · shares: This transaction involved a transfer of securities by the Reporting Person to the Jonathan A. Coblentz Revocable Trust dated 3/31/17 for which the Reporting Person is the Trustee.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 23:54 UTC SaleCommon Stock 5,357 $13.76 $73,712.32
Disclosure

SEC source: 0001538716-22-000060 · wf-form4_164738842430213.xml · nonDerivative · entry 1

Miramontes Louis · CIK 0001739286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,517

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $13.68 to $13.88 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 22,727 $4.40 Strike: $4.40 $99,998.80
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · derivative · entry 10

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,727 shares

Expires 2023-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
GrantStock Option (Right to Buy) · Derivative 40,418 $1.32 Strike: $1.32 $53,351.76
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · derivative · entry 9

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,418 shares

Expires 2022-09-26

F5 · derivative.exercise_date: The option is fully vested.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
Tax withholdingCommon Stock 7,662 $13.05 $99,989.10
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 7

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,071

F3 · shares: Represents tender of previously owned shares to cover the exercise price of the stock options.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
Exercise / conversionCommon Stock 22,727 $4.40 $99,998.80
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 6

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
Tax withholdingCommon Stock 4,088 $13.05 $53,348.40
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 5

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,006

F3 · shares: Represents tender of previously owned shares to cover the exercise price of the stock options.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
Exercise / conversionCommon Stock 40,418 $1.32 $53,351.76
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 4

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:10 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 8,617 $1.87 Strike: $1.87 $16,113.79
Disclosure

SEC source: 0001538716-22-000046 · wf-form4_164729569304734.xml · derivative · entry 6

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,761

Underlying: Common Stock · 8,617 shares

Expires 2022-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 22:10 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionCommon Stock 8,617 $1.87 $16,113.79
Disclosure

SEC source: 0001538716-22-000046 · wf-form4_164729569304734.xml · nonDerivative · entry 4

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2022 Filed Mar 10, 2022 18:11 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionCommon Stock 9,775 $10.23 $99,998.25
Disclosure

SEC source: 0001538716-22-000040 · wf-form4_164695384222722.xml · nonDerivative · entry 4

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2022 Filed Mar 10, 2022 18:11 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 29,527 $13.26 $391,528.02
Disclosure

SEC source: 0001538716-22-000040 · wf-form4_164695384222722.xml · nonDerivative · entry 3

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,335

F1 · shares: Represents shares withheld by the Issuer to pay the exercise price and taxes pursuant to the "net exercise" of 58,770 option shares.

Read SEC document
March 10, 2022 Filed Mar 10, 2022 18:11 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionCommon Stock 58,770 $1.32 $77,576.40
Disclosure

SEC source: 0001538716-22-000040 · wf-form4_164695384222722.xml · nonDerivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:52 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 7,895 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000044 · wf-form4_164729464449484.xml · derivative · entry 5

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,790

Underlying: Common Stock · 7,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:52 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 1,220 $13.26 $16,177.20
Disclosure

SEC source: 0001538716-22-000044 · wf-form4_164729464449484.xml · nonDerivative · entry 3

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,054

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:52 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 2,731 $13.26 $36,213.06
Disclosure

SEC source: 0001538716-22-000044 · wf-form4_164729464449484.xml · nonDerivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,274

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:52 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionCommon Stock 7,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000044 · wf-form4_164729464449484.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:46 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionResricted Stock Units · Derivative 23,027 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000056 · wf-form4_164729793281874.xml · derivative · entry 5

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,053

Underlying: Common Stock · 23,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

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March 10, 2022 Filed Mar 14, 2022 22:46 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,102 $13.26 $67,652.52
Disclosure

SEC source: 0001538716-22-000056 · wf-form4_164729793281874.xml · nonDerivative · entry 3

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,812

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:46 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,417 $13.26 $151,389.42
Disclosure

SEC source: 0001538716-22-000056 · wf-form4_164729793281874.xml · nonDerivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,914

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:46 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionCommon Stock 23,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000056 · wf-form4_164729793281874.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 4,934 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · derivative · entry 8

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,869

Underlying: Common Stock · 4,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date

F4 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
Tax withholdingCommon Stock 763 $13.26 $10,117.38
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 3

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,676

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
Tax withholdingCommon Stock 1,707 $13.26 $22,634.82
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 2

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,439

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:41 UTC
Needham David AnthonyChief Product Officer
Exercise / conversionCommon Stock 4,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 1

Needham David Anthony · CIK 0001786953 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:29 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 4,934 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000051 · wf-form4_164729688368926.xml · derivative · entry 4

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,869

Underlying: Common Stock · 4,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:29 UTC
Aristei JoanGC & Chief Risk Officer
Tax withholdingCommon Stock 763 $13.26 $10,117.38
Disclosure

SEC source: 0001538716-22-000051 · wf-form4_164729688368926.xml · nonDerivative · entry 3

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,559

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:29 UTC
Aristei JoanGC & Chief Risk Officer
Tax withholdingCommon Stock 1,707 $13.26 $22,634.82
Disclosure

SEC source: 0001538716-22-000051 · wf-form4_164729688368926.xml · nonDerivative · entry 2

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,322

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:29 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionCommon Stock 4,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000051 · wf-form4_164729688368926.xml · nonDerivative · entry 1

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:21 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Exercise / conversionRestricted Stock Units · Derivative 7,237 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000049 · wf-form4_164729634177822.xml · derivative · entry 4

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,474

Underlying: Common Stock · 7,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 22:21 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Tax withholdingCommon Stock 788 $13.26 $10,448.88
Disclosure

SEC source: 0001538716-22-000049 · wf-form4_164729634177822.xml · nonDerivative · entry 3

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,023

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.