Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oportun Financial CorpOPRT · Entity 5862 | Chief Product Officer | March 10, 2022 | March 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oportun Financial Corp
Report date March 10, 2022 · Filed March 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,071 |
Ending reported balance
After 2022-03-11 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2022-03-10 · Exercise / conversion · Acquired 4,934 · Balance 55,146 F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Row 2 · 2022-03-10 · Tax withholding · Disposed 1,707 · Balance 53,439 F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Row 3 · 2022-03-10 · Tax withholding · Disposed 763 · Balance 52,676 F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Row 4 · 2022-03-11 · Exercise / conversion · Acquired 40,418 · Balance 93,094 Row 5 · 2022-03-11 · Tax withholding · Disposed 4,088 · Balance 89,006 F3: Represents tender of previously owned shares to cover the exercise price of the stock options. Row 6 · 2022-03-11 · Exercise / conversion · Acquired 22,727 · Balance 111,733 Row 7 · 2022-03-11 · Tax withholding · Disposed 7,662 · Balance 104,071 F3: Represents tender of previously owned shares to cover the exercise price of the stock options. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,869 |
Reported balance
After 2022-03-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-03-10 · Exercise / conversion · Disposed 4,934 · Balance 9,869 F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2022-09-26 | Direct | 0 |
Reported balance
After 2022-03-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-03-11 · Grant · Disposed 40,418 · Balance 0 F5: The option is fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.40 · Expires 2023-07-24 | Direct | 0 |
Reported balance
After 2022-03-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-03-11 · Exercise / conversion · Disposed 22,727 · Balance 0 F5: The option is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive at settlement, one share of common stock.
F2: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F3: Represents tender of previously owned shares to cover the exercise price of the stock options.
F4: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date
F5: The option is fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 22,727 | $4.40 Strike: $4.40 | $99,998.80 |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · derivative · entry 10 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,727 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 40,418 | $1.32 Strike: $1.32 | $53,351.76 |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · derivative · entry 9 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,418 shares Expires 2022-09-26 F5 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 7,662 | $13.05 | $99,989.10 |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 7 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,071 F3 · shares: Represents tender of previously owned shares to cover the exercise price of the stock options. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 22,727 | $4.40 | $99,998.80 |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 6 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 4,088 | $13.05 | $53,348.40 |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 5 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,006 F3 · shares: Represents tender of previously owned shares to cover the exercise price of the stock options. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 40,418 | $1.32 | $53,351.76 |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 4 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · derivative · entry 8 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,869 Underlying: Common Stock · 4,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date F4 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 763 | $13.26 | $10,117.38 |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,676 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,707 | $13.26 | $22,634.82 |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,439 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:41 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000054 · wf-form4_164729757592371.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:42 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000032 · wf-form4_164669294462678.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,462 Underlying: Common Stock · 4,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:42 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,829 | $15.71 | $28,733.59 |
DisclosureSEC source: 0001538716-22-000032 · wf-form4_164669294462678.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,212 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:42 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000032 · wf-form4_164669294462678.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:50 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,333 | $24.15 | $56,341.95 |
DisclosureSEC source: 0001538716-21-000195 · wf-form4_163165617980831.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,579 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:07 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 5,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000169 · wf-form4_163044762591845.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,871 Underlying: Common Stock · 5,871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from August 30,2018 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from August 30,2018 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:07 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 2,031 | $24.86 | $50,490.66 |
DisclosureSEC source: 0001538716-21-000169 · wf-form4_163044762591845.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,912 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:07 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 5,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000169 · wf-form4_163044762591845.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 22:51 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 1,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000144 · wf-form4_162803108264731.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 22:51 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 673 | $21.08 | $14,186.84 |
DisclosureSEC source: 0001538716-21-000144 · wf-form4_162803108264731.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,072 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 22:51 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 1,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000144 · wf-form4_162803108264731.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| May 03, 2021 Filed May 4, 2021 23:42 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 1,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000091 · wf-form4_162017171317033.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,944 Underlying: Common Stock · 1,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| May 03, 2021 Filed May 4, 2021 23:42 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 672 | $21.71 | $14,589.12 |
DisclosureSEC source: 0001538716-21-000091 · wf-form4_162017171317033.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,801 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| May 03, 2021 Filed May 4, 2021 23:42 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 1,943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000091 · wf-form4_162017171317033.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000073 · wf-form4_161722584308712.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 40 | $20.24 | $809.60 |
DisclosureSEC source: 0001538716-21-000073 · wf-form4_161722584308712.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,530 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:24 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000073 · wf-form4_161722584308712.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · derivative · entry 5 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,803 Underlying: Common Stock · 4,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F5 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 15,458 | $21.26 Strike: $21.26 | $328,637.08 |
DisclosureSEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · derivative · entry 4 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,458 Underlying: Common Stock · 15,458 shares Expires 2031-03-09 F4 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 8,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · nonDerivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,456 F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,707 | $21.26 | $36,290.82 |
DisclosureSEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,636 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000065 · wf-form4_161559461054107.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000045 · wf-form4_161498521421073.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,924 Underlying: Common Stock · 4,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,668 | $18.29 | $30,507.72 |
DisclosureSEC source: 0001538716-21-000045 · wf-form4_161498521421073.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,409 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:00 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 4,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000045 · wf-form4_161498521421073.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 1,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000011 · wf-form4_161240047201816.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,887 Underlying: Common Stock · 1,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service with the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service with the Issuer on each vesting date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 799 | $16.22 | $12,959.78 |
DisclosureSEC source: 0001538716-21-000011 · wf-form4_161240047201816.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,615 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 1,943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000011 · wf-form4_161240047201816.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 23:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000203 · wf-form4_160945737511759.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114 Underlying: Common Stock · 114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2017 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2017 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 23:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 40 | $19.09 | $763.60 |
DisclosureSEC source: 0001538716-20-000203 · wf-form4_160945737511759.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,471 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 23:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000203 · wf-form4_160945737511759.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:59 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000193 · wf-form4_160694633750488.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:59 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 118 | $16.91 | $1,995.38 |
DisclosureSEC source: 0001538716-20-000193 · wf-form4_160694633750488.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,397 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:59 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000193 · wf-form4_160694633750488.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| November 25, 2020 Filed Nov 26, 2020 00:08 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 21,000 | $17.98 | $377,475.00 |
DisclosureSEC source: 0001786953-20-000013 · wf-form4_160634932366179.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,174 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $17.52 to $18.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 00:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 1,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000166 · wf-form4_160453615279660.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,830 Underlying: Common Stock · 1,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 00:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 672 | $13.30 | $8,937.60 |
DisclosureSEC source: 0001538716-20-000166 · wf-form4_160453615279660.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,174 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 00:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 1,943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000166 · wf-form4_160453615279660.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:20 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 40 | $11.63 | $465.19 |
DisclosureSEC source: 0001538716-20-000156 · wf-form4_160167359913349.xml · nonDerivative · entry 2 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,903 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $11.6001 to $11.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:20 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000156 · wf-form4_160167359913349.xml · derivative · entry 3 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228 Underlying: Common Stock · 113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: TThe restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). F4 · derivative.expiration_date: TThe restricted stock units vest over four years from March 3, 2017 with 1/4 of the restricted stock units vesting on March 30, 2018 and the remainder vesting quarterly, to the continued service of the Reporting Person on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:20 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000156 · wf-form4_160167359913349.xml · nonDerivative · entry 1 Needham David Anthony · CIK 0001786953 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.