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Nasdaq · USD

OPRT

Oportun Financial Corp

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5862
SEC CIK
0001538716
Parsed reports
396

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2023 Filed Mar 14, 2023 17:38 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionCommon Stock 7,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000041 · wf-form4_167882991554277.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:54 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionResricted Stock Units · Derivative 23,026 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000049 · wf-form4_167883088289117.xml · derivative · entry 6

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,027

Underlying: Common Stock · 23,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:54 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,114 $4.32 $73,932.48
Disclosure

SEC source: 0001538716-23-000049 · wf-form4_167883088289117.xml · nonDerivative · entry 4

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959,827

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:54 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,559 $4.32 $15,374.88
Disclosure

SEC source: 0001538716-23-000049 · wf-form4_167883088289117.xml · nonDerivative · entry 3

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,941

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:54 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,963 $4.32 $34,400.16
Disclosure

SEC source: 0001538716-23-000049 · wf-form4_167883088289117.xml · nonDerivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980,500

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:54 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionCommon Stock 23,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000049 · wf-form4_167883088289117.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:51 UTC
Mueller CaseyGlobal Controller and PAO
Tax withholdingCommon Stock 471 $4.32 $2,034.72
Disclosure

SEC source: 0001538716-23-000047 · wf-form4_167883067489586.xml · nonDerivative · entry 4

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,367

F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:51 UTC
Mueller CaseyGlobal Controller and PAO
Tax withholdingCommon Stock 100 $4.32 $432.00
Disclosure

SEC source: 0001538716-23-000047 · wf-form4_167883067489586.xml · nonDerivative · entry 3

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,838

F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:51 UTC
Mueller CaseyGlobal Controller and PAO
Tax withholdingCommon Stock 506 $4.32 $2,185.92
Disclosure

SEC source: 0001538716-23-000047 · wf-form4_167883067489586.xml · nonDerivative · entry 2

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,938

F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:51 UTC
Mueller CaseyGlobal Controller and PAO
GrantCommon Stock 155,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000047 · wf-form4_167883067489586.xml · nonDerivative · entry 1

Mueller Casey · CIK 0001923486 · Global Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,444

F1 · shares: The restricted stock unit will vest over four years from March 10, 2023 with fifty percent vesting on the second anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:48 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 9,868 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000045 · wf-form4_167883047369645.xml · derivative · entry 7

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,869

Underlying: Common Stock · 9,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:48 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 11,369 $4.32 $49,114.08
Disclosure

SEC source: 0001538716-23-000045 · wf-form4_167883047369645.xml · nonDerivative · entry 4

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,676

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:48 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 2,335 $4.32 $10,087.20
Disclosure

SEC source: 0001538716-23-000045 · wf-form4_167883047369645.xml · nonDerivative · entry 3

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,045

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:48 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 5,501 $4.32 $23,764.32
Disclosure

SEC source: 0001538716-23-000045 · wf-form4_167883047369645.xml · nonDerivative · entry 2

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,380

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:48 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionCommon Stock 9,868 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000045 · wf-form4_167883047369645.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:44 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Exercise / conversionRestricted Stock Units · Derivative 7,237 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · derivative · entry 5

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,237

Underlying: Common Stock · 7,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:44 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Tax withholdingCommon Stock 3,715 $4.32 $16,048.80
Disclosure

SEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · nonDerivative · entry 4

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,436

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:44 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Tax withholdingCommon Stock 887 $4.32 $3,831.84
Disclosure

SEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · nonDerivative · entry 3

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,151

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:44 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Tax withholdingCommon Stock 2,146 $4.32 $9,270.72
Disclosure

SEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · nonDerivative · entry 2

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,038

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:44 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Exercise / conversionCommon Stock 7,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000043 · wf-form4_167883027221503.xml · nonDerivative · entry 1

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:33 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 4,934 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · derivative · entry 5

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,935

Underlying: Common Stock · 4,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:33 UTC
Aristei JoanGC & Chief Risk Officer
Tax withholdingCommon Stock 3,977 $4.32 $17,180.64
Disclosure

SEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · nonDerivative · entry 4

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,447

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:33 UTC
Aristei JoanGC & Chief Risk Officer
Tax withholdingCommon Stock 900 $4.32 $3,888.00
Disclosure

SEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · nonDerivative · entry 3

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,424

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:33 UTC
Aristei JoanGC & Chief Risk Officer
Tax withholdingCommon Stock 2,013 $4.32 $8,696.16
Disclosure

SEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · nonDerivative · entry 2

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,324

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:33 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionCommon Stock 4,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000039 · wf-form4_167882961928955.xml · nonDerivative · entry 1

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 17:04 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 5,950 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000018 · wf-form4_167822664752089.xml · derivative · entry 4

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: The Restricted Stock Units fully vested on March 3, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units fully vested on March 3, 2023.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 17:04 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Tax withholdingCommon Stock 2,427 $6.00 $14,562.00
Disclosure

SEC source: 0001538716-23-000018 · wf-form4_167822664752089.xml · nonDerivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,908

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 17:04 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
Exercise / conversionCommon Stock 5,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000018 · wf-form4_167822664752089.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:16 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 17,849 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000024 · wf-form4_167822736937231.xml · derivative · entry 4

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: The Restricted Stock Units fully vested on March 3, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units fully vested on March 3, 2023.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:16 UTC
Vazquez RaulDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,381 $6.00 $38,286.00
Disclosure

SEC source: 0001538716-23-000024 · wf-form4_167822736937231.xml · nonDerivative · entry 2

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,437

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:16 UTC
Vazquez RaulDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000024 · wf-form4_167822736937231.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:11 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 8,925 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000022 · wf-form4_167822707163217.xml · derivative · entry 5

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F4 · derivative.exercise_date: The Restricted Stock Units fully vested on March 3, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units fully vested on March 3, 2023.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:11 UTC
Kirscht PatrickChief Credit Officer
Tax withholdingCommon Stock 5,366 $6.00 $32,196.00
Disclosure

SEC source: 0001538716-23-000022 · wf-form4_167822707163217.xml · nonDerivative · entry 2

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,013

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:11 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionCommon Stock 8,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000022 · wf-form4_167822707163217.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:07 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Exercise / conversionRestricted Stock Units · Derivative 5,950 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000020 · wf-form4_167822685518021.xml · derivative · entry 3

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units fully vested on March 3, 2023.

F3 · derivative.expiration_date: The Restricted Stock Units fully vested on March 3, 2023.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:07 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Tax withholdingCommon Stock 1,765 $6.00 $10,590.00
Disclosure

SEC source: 0001538716-23-000020 · wf-form4_167822685518021.xml · nonDerivative · entry 2

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,947

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:07 UTC
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
Exercise / conversionCommon Stock 5,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000020 · wf-form4_167822685518021.xml · nonDerivative · entry 1

Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

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March 03, 2023 Filed Mar 7, 2023 22:00 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 4,462 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000016 · wf-form4_167822643267689.xml · derivative · entry 3

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units fully vested on March 3, 2023.

F3 · derivative.expiration_date: The Restricted Stock Units fully vested on March 3, 2023.

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March 03, 2023 Filed Mar 7, 2023 22:00 UTC
Aristei JoanGC & Chief Risk Officer
Tax withholdingCommon Stock 1,820 $6.00 $10,920.00
Disclosure

SEC source: 0001538716-23-000016 · wf-form4_167822643267689.xml · nonDerivative · entry 2

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,403

F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

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March 03, 2023 Filed Mar 7, 2023 22:00 UTC
Aristei JoanGC & Chief Risk Officer
Exercise / conversionCommon Stock 4,462 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000016 · wf-form4_167822643267689.xml · nonDerivative · entry 1

Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

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December 31, 2022 Filed Jan 3, 2023 17:30 UTC GrantCommon Stock 2,836 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000008 · wf-form4_167278501599798.xml · nonDerivative · entry 1

Welts Frederic · CIK 0001488166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,822

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

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December 31, 2022 Filed Jan 3, 2023 17:33 UTC GrantCommon Stock 3,063 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000010 · wf-form4_167278521849739.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,682

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

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December 31, 2022 Filed Jan 3, 2023 17:27 UTC GrantCommon Stock 2,496 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000006 · wf-form4_167278482232713.xml · nonDerivative · entry 1

STROHM DAVID N · CIK 0001182820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,485

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer.

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December 31, 2022 Filed Jan 3, 2023 17:24 UTC GrantCommon Stock 3,630 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000004 · wf-form4_167278466583012.xml · nonDerivative · entry 1

PASCARELLA CARL · CIK 0001251447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,107

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

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December 31, 2022 Filed Jan 3, 2023 22:21 UTC
Lee GinnyDirector
GrantCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000002 · wf-form4_167278445023134.xml · nonDerivative · entry 1

Lee Ginny · CIK 0001880890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,012

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the 5th year following the year in which 2022 director fees were earned (January 30, 2027).

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December 13, 2022 Filed Dec 14, 2022 17:11 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GiftCommon Stock 53,262 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000231 · wf-form4_167105583159419.xml · nonDerivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 272,780

F1 · shares: This transaction involved a transfer of securities by the Reporting Person to the Jonathan A. Coblentz dated 03/31/2017 for which the Reporting Person is the Trustee.

F2 · ownership.nature: These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.

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December 13, 2022 Filed Dec 14, 2022 17:11 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
GiftCommon Stock 53,262 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000231 · wf-form4_167105583159419.xml · nonDerivative · entry 1

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,385

F1 · shares: This transaction involved a transfer of securities by the Reporting Person to the Jonathan A. Coblentz dated 03/31/2017 for which the Reporting Person is the Trustee.

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November 28, 2022 Filed Nov 28, 2022 23:25 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,761 $1.87 Strike: $1.87 $5,163.07
Disclosure

SEC source: 0001538716-22-000223 · wf-form4_166967788191201.xml · derivative · entry 4

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,761 shares

Expires 2022-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

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November 28, 2022 Filed Nov 28, 2022 23:25 UTC
Kirscht PatrickChief Credit Officer
Exercise / conversionCommon Stock 2,761 $1.87 $5,163.07
Disclosure

SEC source: 0001538716-22-000223 · wf-form4_166967788191201.xml · nonDerivative · entry 1

Kirscht Patrick · CIK 0001786250 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2022 Filed Nov 14, 2022 16:30 UTC
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
PurchaseCommon Stock 8,575 $6.74 $57,755.20
Disclosure

SEC source: 0001538716-22-000220 · wf-form4_166846138379890.xml · nonDerivative · entry 2

COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,647

F2 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.48 to $6.83 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.