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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2016 Filed Nov 10, 2016 19:47 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,125 $10.00 Strike: $10.00 $181,250.00
Disclosure

SEC source: 0001395942-16-000369 · wf-form4_147882523492783.xml · derivative · entry 4

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,250

Underlying: Common Stock · 18,125 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 19:47 UTC
Gottwald Donald S.Chief Operating Officer
SaleCommon Stock 18,125 $38.51 $697,962.94
Disclosure

SEC source: 0001395942-16-000369 · wf-form4_147882523492783.xml · nonDerivative · entry 3

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.2900 to $38.7100 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 19:47 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionCommon Stock 18,125 $10.00 $181,250.00
Disclosure

SEC source: 0001395942-16-000369 · wf-form4_147882523492783.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 19:02 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 5,140 $10.00 Strike: $10.00 $51,400.00
Disclosure

SEC source: 0001395942-16-000364 · wf-form4_147586693790814.xml · derivative · entry 6

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,140 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 19:02 UTC
Price Lisa A.EVP of Human Resources
SaleCommon Stock 5,140 $44.00 $226,184.16
Disclosure

SEC source: 0001395942-16-000364 · wf-form4_147586693790814.xml · nonDerivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 15, 2016.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.0000 to $44.0200 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 19:02 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 5,140 $10.00 $51,400.00
Disclosure

SEC source: 0001395942-16-000364 · wf-form4_147586693790814.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 17:31 UTC GrantPhantom Stock · Derivative 40.8175 $43.44 $1,773.11
Disclosure

SEC source: 0001395942-16-000358 · wf-form4_147578950501174.xml · derivative · entry 3

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366.9872

Underlying: Common Stock · 40.8175 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F6 · balance_after: Reflects dividend payment of which all shares are vested.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 17:29 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 60.6912 $43.44 $2,636.43
Disclosure

SEC source: 0001395942-16-000356 · wf-form4_147578937636612.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408.8114

Underlying: Common Stock · 60.6912 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payments in the form of additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 375.4896 shares are vested and the remaining shares will vest as follows: 11.1072 shares vest on December 7, 2016, 11.1072 shares vest on March 7, 2017 and the remaining 11.1073 shares vest on June 7, 2017.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 17:27 UTC GrantCommon Stock · Derivative 38.024 $43.44 $1,651.76
Disclosure

SEC source: 0001395942-16-000354 · wf-form4_147578926627062.xml · derivative · entry 2

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158.7668

Underlying: Common Stock · 38.024 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 125.445 shares are vested and the remaining shares will vest as follows: 11.1072 shares vest on December 7, 2016, 11.1072 shares vest on March 7, 2017 and the remaining 11.1073 shares vest on June 7, 2017.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 21:30 UTC GrantCommon Stock · Derivative 46.8914 $43.44 $2,036.96
Disclosure

SEC source: 0001395942-16-000357 · wf-form4_147578943997839.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225.8993

Underlying: Common Stock · 46.8914 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 192.5775 shares are vested and the remaining shares will vest as follows: 11.1072 shares vest on December 7, 2016, 11.1072 shares vest on March 7, 2017 and the remaining 11.1073 shares vest on June 7, 2017.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 17:28 UTC GrantPhantom Stock · Derivative 72.7659 $43.44 $3,160.95
Disclosure

SEC source: 0001395942-16-000355 · wf-form4_147578932251826.xml · derivative · entry 2

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553.6095

Underlying: Common Stock · 72.7659 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additonal shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 520.2877 shares are vested and the remaining shares will vest as follows: 11.1072 shares vest on December 7, 2016, 11.1072 shares vest on March 7, 2017 and the remaining 11.1073 shares vest on June 7, 2017.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 21:37 UTC GrantPhantom Stock · Derivative 52.8922 $43.44 $2,297.64
Disclosure

SEC source: 0001395942-16-000362 · wf-form4_147578982272532.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511.7853

Underlying: Common Stock · 52.8922 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F6 · balance_after: Reflects dividend payment of which all shares are vested.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 21:36 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 9.8621 $43.44 $428.41
Disclosure

SEC source: 0001395942-16-000361 · wf-form4_147578977209132.xml · derivative · entry 6

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487.1406

Underlying: Common Stock · 9.8621 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents will vest on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents will vest on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 21:36 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 6.2248 $43.44 $270.41
Disclosure

SEC source: 0001395942-16-000361 · wf-form4_147578977209132.xml · derivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938.6554

Underlying: Common Stock · 6.2248 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents will vest on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents will vest on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 21:34 UTC GrantPhantom Stock · Derivative 55.3984 $43.44 $2,406.51
Disclosure

SEC source: 0001395942-16-000359 · wf-form4_147578965531786.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356.7107

Underlying: Common Stock · 55.3984 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 323.3889 shares are vested and the remaining shares will vest as follows: 11.1072 shares vest on December 7, 2016, 11.1072 shares vest on March 7, 2017 and the remaining 11.1073 shares vest on June 7, 2017.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 21:35 UTC GrantPhantom Stock · Derivative 60.6912 $43.44 $2,636.43
Disclosure

SEC source: 0001395942-16-000360 · wf-form4_147578970746451.xml · derivative · entry 2

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408.8114

Underlying: Common Stock · 60.6912 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 375.4896 shares are vested and the remaining shares will vest as follows: 11.1072 shares vest on December 7, 2016, 11.1072 shares vest on March 7, 2017 and the remaining 11.1073 shares vest on June 7, 2017.

Read SEC document
September 15, 2016 Filed Sep 15, 2016 17:08 UTC
Skuy BenjaminEVP of International Markets
GrantEmployee Stock Option (right to buy) · Derivative 15,000 $10.00 Strike: $10.00 $150,000.00
Disclosure

SEC source: 0001395942-16-000353 · wf-form4_147397370099984.xml · derivative · entry 4

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-08-20

F3 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
September 15, 2016 Filed Sep 15, 2016 17:08 UTC
Skuy BenjaminEVP of International Markets
SaleCommon Stock 15,000 $42.10 $631,432.50
Disclosure

SEC source: 0001395942-16-000353 · wf-form4_147397370099984.xml · nonDerivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.0400 to $42.1400 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 15, 2016 Filed Sep 15, 2016 17:08 UTC
Skuy BenjaminEVP of International Markets
Exercise / conversionCommon Stock 15,000 $10.00 $150,000.00
Disclosure

SEC source: 0001395942-16-000353 · wf-form4_147397370099984.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2016 Filed Sep 12, 2016 20:12 UTC
Hill Mark EDirector
PurchaseCommon Stock 12,000 $41.78 $501,360.00
Disclosure

SEC source: 0001395942-16-000352 · wf-form4_147372553150887.xml · nonDerivative · entry 1

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Read SEC document
September 06, 2016 Filed Sep 8, 2016 22:01 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
GrantEmployee Stock Option (right to buy) · Derivative 15,000 $12.97 Strike: $12.97 $194,550.00
Disclosure

SEC source: 0001395942-16-000350 · wf-form4_147337207972316.xml · derivative · entry 4

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 15,000 shares

Expires 2021-11-04

F3 · derivative.exercise_date: These service options are currently exercisable.

F3 · derivative.underlying_shares: These service options are currently exercisable.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 22:01 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
SaleCommon Stock 15,000 $42.46 $636,837.00
Disclosure

SEC source: 0001395942-16-000350 · wf-form4_147337207972316.xml · nonDerivative · entry 3

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.2350 to $42.6800 per share, inclusive. The reporting person undertakes to provide to KAR Auction Services, Inc., any security holder of KAR Auction Services, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 22:01 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Exercise / conversionCommon Stock 15,000 $12.97 $194,550.00
Disclosure

SEC source: 0001395942-16-000350 · wf-form4_147337207972316.xml · nonDerivative · entry 2

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:35 UTC
Skuy BenjaminEVP of International Markets
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $10.00 Strike: $10.00 $100,000.00
Disclosure

SEC source: 0001395942-16-000349 · wf-form4_147320130741057.xml · derivative · entry 4

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 10,000 shares

Expires 2017-08-20

F2 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:35 UTC
Skuy BenjaminEVP of International Markets
SaleCommon Stock 10,000 $42.74 $427,421.00
Disclosure

SEC source: 0001395942-16-000349 · wf-form4_147320130741057.xml · nonDerivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.7300 to $42.7550 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:35 UTC
Skuy BenjaminEVP of International Markets
Exercise / conversionCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001395942-16-000349 · wf-form4_147320130741057.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2013 Filed Aug 15, 2013 21:45 UTC SaleCommon Stock 4,371,975 $24.25 $106,020,393.75
Disclosure

SEC source: 0000769993-13-000450 · ownershipdoc08122013114733.xml · nonDerivative · entry 1

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner

GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner

GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner

GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner

GSCP VI Advisors, L.L.C. · CIK 0001394286 · 10% owner

GSCP VI Offshore Advisors, L.L.C. · CIK 0001394278 · 10% owner

GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner

GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,614,057

F2 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated August 7, 2013, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 15,000,000 shares of Common Stock of the Company at $24.25 per share, which represents the $25.00 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.75 per share of Common Stock. The Secondary Offering closed on August 13, 2013.

F4 · shares: Pursuant to the Underwriting Agreement and in connection with the Secondary Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholder. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed simultaneously with the Secondary Offering on August 13, 2013. KAR LLC sold an additional 2,250,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.

F2 · price: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated August 7, 2013, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 15,000,000 shares of Common Stock of the Company at $24.25 per share, which represents the $25.00 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.75 per share of Common Stock. The Secondary Offering closed on August 13, 2013.

F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners VI Fund, L.P. ("GS Capital"), GS Capital Partners VI Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners VI Parallel, L.P. ("GS Parallel"), GS Capital Partners VI GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Parallel, the "Limited Partnerships"), GSCP VI Advisors, L.L.C. ("GSCP Advisors"), GSCP VI Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors VI, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, the Limited Partnerships, Goldman Sachs and GS Group, the "Reporting Persons").

F2 · ownership.nature: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated August 7, 2013, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 15,000,000 shares of Common Stock of the Company at $24.25 per share, which represents the $25.00 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.75 per share of Common Stock. The Secondary Offering closed on August 13, 2013.

F3 · ownership.nature: The common interests of KAR LLC are held by a private investor group, which includes the Limited Partnerships. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of the Limited Partnerships. Affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner or managing partner of the Limited Partnerships.

F4 · ownership.nature: Pursuant to the Underwriting Agreement and in connection with the Secondary Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholder. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed simultaneously with the Secondary Offering on August 13, 2013. KAR LLC sold an additional 2,250,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.

F5 · ownership.nature: As of August 13, 2013, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 10,614,057 shares of Common Stock of the Company by reason of the indirect beneficial ownership of such shares by the Limited Partnerships. The Limited Partnerships may be deemed to indirectly beneficially own 10,614,057 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC.

F6 · ownership.nature: As of August 13, 2013, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GS Capital, and its general partner GSCP Advisors, may be deemed to beneficially own indirectly 4,954,544 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Offshore, and its general partner GSCP Offshore Advisors, may be deemed to beneficially own indirectly 4,121,013 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Parallel, and its general partner GS Advisors, may be deemed to beneficially own indirectly 1,362,415 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Germany, and its general partner GS GmbH, may be deemed to beneficially own indirectly 176,085 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC.

F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
June 11, 2013 Filed Jun 13, 2013 17:30 UTC SaleCommon Stock 4,371,975 $20.45 $89,420,441.87
Disclosure

SEC source: 0000769993-13-000374 · ownershipdoc06102013093840.xml · nonDerivative · entry 1

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner

GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner

GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner

GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner

GSCP VI Advisors, L.L.C. · CIK 0001394286 · 10% owner

GSCP VI Offshore Advisors, L.L.C. · CIK 0001394278 · 10% owner

GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner

GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 14,986,032

F2 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated June 5, 2013, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 15,000,000 shares of Common Stock of the Company at $20.4531 per share, which represents the $21.25 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.7969 per share of Common Stock. The Secondary Offering closed on June 11, 2013.

F4 · shares: Pursuant to the Underwriting Agreement and in connection with the Secondary Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholder. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed simultaneously with the Secondary Offering on June 11, 2013. KAR LLC sold an additional 2,250,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.

F2 · price: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated June 5, 2013, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 15,000,000 shares of Common Stock of the Company at $20.4531 per share, which represents the $21.25 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.7969 per share of Common Stock. The Secondary Offering closed on June 11, 2013.

F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners VI Fund, L.P. ("GS Capital"), GS Capital Partners VI Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners VI Parallel, L.P. ("GS Parallel"), GS Capital Partners VI GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Parallel, the "Limited Partnerships"), GSCP VI Advisors, L.L.C. ("GSCP Advisors"), GSCP VI Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors VI, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, the Limited Partnerships, Goldman Sachs and GS Group, the "Reporting Persons").

F2 · ownership.nature: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated June 5, 2013, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 15,000,000 shares of Common Stock of the Company at $20.4531 per share, which represents the $21.25 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.7969 per share of Common Stock. The Secondary Offering closed on June 11, 2013.

F3 · ownership.nature: The common interests of KAR LLC are held by a private investor group, which includes the Limited Partnerships. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of the Limited Partnerships. Affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner or managing partner of the Limited Partnerships.

F4 · ownership.nature: Pursuant to the Underwriting Agreement and in connection with the Secondary Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholder. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed simultaneously with the Secondary Offering on June 11, 2013. KAR LLC sold an additional 2,250,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.

F5 · ownership.nature: As of June 11, 2013, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 14,986,032 shares of Common Stock of the Company by reason of the indirect beneficial ownership of such shares by the Limited Partnerships. The Limited Partnerships may be deemed to indirectly beneficially own 14,986,032 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC.

F6 · ownership.nature: As of June 11, 2013, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GS Capital, and its general partner GSCP Advisors, may be deemed to beneficially own indirectly 6,995,342 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Offshore, and its general partner GSCP Offshore Advisors, may be deemed to beneficially own indirectly 5,818,476 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Parallel, and its general partner GS Advisors, may be deemed to beneficially own indirectly 1,923,599 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Germany, and its general partner GS GmbH, may be deemed to beneficially own indirectly 248,615 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC.

F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
March 12, 2013 Filed Mar 14, 2013 19:06 UTC SaleCommon Stock 3,789,045 $18.48 $70,021,551.60
Disclosure

SEC source: 0000769993-13-000287 · ownershipdoc03112013105444.xml · nonDerivative · entry 1

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner

GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner

GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner

GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner

GSCP VI Advisors, L.L.C. · CIK 0001394286 · 10% owner

GSCP VI Offshore Advisors, L.L.C. · CIK 0001394278 · 10% owner

GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner

GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,358,007

F2 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated March 6, 2013, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 13,000,000 shares of Common Stock of the Company at $18.48 per share, which represents the $19.25 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.77 per share of Common Stock. The Secondary Offering closed on March 12, 2013.

F4 · shares: Pursuant to the Underwriting Agreement and in connection with the Secondary Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholder. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed simultaneously with the Secondary Offering on March 12, 2013. KAR LLC sold an additional 1,950,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.

F2 · price: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated March 6, 2013, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 13,000,000 shares of Common Stock of the Company at $18.48 per share, which represents the $19.25 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.77 per share of Common Stock. The Secondary Offering closed on March 12, 2013.

F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners VI Fund, L.P. ("GS Capital"), GS Capital Partners VI Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners VI Parallel, L.P. ("GS Parallel"), GS Capital Partners VI GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Parallel, the "Limited Partnerships"), GSCP VI Advisors, L.L.C. ("GSCP Advisors"), GSCP VI Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors VI, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, the Limited Partnerships, Goldman Sachs and GS Group, the "Reporting Persons").

F2 · ownership.nature: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated March 6, 2013, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 13,000,000 shares of Common Stock of the Company at $18.48 per share, which represents the $19.25 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.77 per share of Common Stock. The Secondary Offering closed on March 12, 2013.

F3 · ownership.nature: The common interests of KAR LLC are held by a private investor group, which includes the Limited Partnerships. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of the Limited Partnerships. Affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner or managing partner of the Limited Partnerships.

F4 · ownership.nature: Pursuant to the Underwriting Agreement and in connection with the Secondary Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholder. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed simultaneously with the Secondary Offering on March 12, 2013. KAR LLC sold an additional 1,950,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.

F5 · ownership.nature: As of March 12, 2013, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 19,358,007 shares of Common Stock of the Company by reason of the indirect beneficial ownership of such shares by the Limited Partnerships. The Limited Partnerships may be deemed to indirectly beneficially own 19,358,007 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC.

F6 · ownership.nature: As of March 12, 2013, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GS Capital, and its general partner GSCP Advisors, may be deemed to beneficially own indirectly 9,036,139 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Offshore, and its general partner GSCP Offshore Advisors, may be deemed to beneficially own indirectly 7,515,939 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Parallel, and its general partner GS Advisors, may be deemed to beneficially own indirectly 2,484,784 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Germany, and its general partner GS GmbH, may be deemed to beneficially own indirectly 321,145 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC.

F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
December 11, 2012 Filed Dec 14, 2012 00:00 UTC SaleCommon Stock 3,934,778 $16.71 $65,759,977.33
Disclosure

SEC source: 0000769993-12-000639 · ownershipdoc12102012043035.xml · nonDerivative · entry 1

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner

GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner

GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner

GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner

GSCP VI Advisors, L.L.C. · CIK 0001394286 · 10% owner

GSCP VI Offshore Advisors, L.L.C. · CIK 0001394278 · 10% owner

GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner

GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 23,147,052

F2 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated December 5, 2012, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 13,500,000 shares of Common Stock of the Company at $16.7125 per share, which represents the $17.50 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.7875 per share of Common Stock. The Secondary Offering closed on December 11, 2012.

F4 · shares: Pursuant to the Underwriting Agreement and in connection with the Secondary Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholder. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed simultaneously with the Secondary Offering on December 11, 2012. KAR LLC sold an additional 2,025,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.

F2 · price: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated December 5, 2012, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 13,500,000 shares of Common Stock of the Company at $16.7125 per share, which represents the $17.50 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.7875 per share of Common Stock. The Secondary Offering closed on December 11, 2012.

F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners VI Fund, L.P. ("GS Capital"), GS Capital Partners VI Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners VI Parallel, L.P. ("GS Parallel"), GS Capital Partners VI GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Parallel, the "Limited Partnerships"), GSCP VI Advisors, L.L.C. ("GSCP Advisors"), GSCP VI Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors VI, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, the Limited Partnerships, Goldman Sachs and GS Group, the "Reporting Persons").

F2 · ownership.nature: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock"), of KAR Auction Services, Inc. (the "Company") by a selling stockholder pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated December 5, 2012, KAR Holdings II, LLC ("KAR LLC"), as selling stockholder, sold 13,500,000 shares of Common Stock of the Company at $16.7125 per share, which represents the $17.50 Secondary Offering price per share of Common Stock, less the underwriting discount of $0.7875 per share of Common Stock. The Secondary Offering closed on December 11, 2012.

F3 · ownership.nature: The common interests of KAR LLC are held by a private investor group, which includes the Limited Partnerships. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of the Limited Partnerships. Affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner or managing partner of the Limited Partnerships.

F4 · ownership.nature: Pursuant to the Underwriting Agreement and in connection with the Secondary Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholder. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed simultaneously with the Secondary Offering on December 11, 2012. KAR LLC sold an additional 2,025,000 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.

F5 · ownership.nature: As of December 11, 2012, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 23,147,052 shares of Common Stock of the Company by reason of the indirect beneficial ownership of such shares by the Limited Partnerships. The Limited Partnerships may be deemed to indirectly beneficially own 23,147,052 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC.

F6 · ownership.nature: As of December 11, 2012, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GS Capital, and its general partner GSCP Advisors, may be deemed to beneficially own indirectly 10,804,831 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Offshore, and its general partner GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,987,073 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Parallel, and its general partner GS Advisors, may be deemed to beneficially own indirectly 2,971,144 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC. GS Germany, and its general partner GS GmbH, may be deemed to beneficially own indirectly 384,004 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR LLC.

F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
May 10, 2010 Filed May 13, 2010 22:33 UTC SaleCommon Stock 100 $15.00 $1,500.00
Disclosure

SEC source: 0000769993-10-000349 · kar42010510_ex.xml · nonDerivative · entry 2

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,081,830

F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

F2 · ownership.nature: The Reporting Persons may be deemed to beneficially own indirectly, in the aggregate, 27,081,830 shares of common stock, par value $0.01 per share ("Common Stock"), of KAR Auction Services, Inc. (the "Company") by reason of the indirect beneficial ownership of such shares by certain limited partnerships (the "Limited Partnerships"). The Limited Partnerships may be deemed to beneficially own indirectly 27,081,830 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR Holdings II, LLC ("KAR LLC"). The common interests of KAR LLC are held by a private investor group, which includes the Limited Partnerships. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of the Limited Partnerships. Affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner or managing partner of the Limited Partnerships.

F3 · ownership.nature: The Common Stock of the Company reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs and may be deemed to have been beneficially owned indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company.

Read SEC document
May 10, 2010 Filed May 13, 2010 22:33 UTC PurchaseCommon Stock 100 $15.00 $1,500.00
Disclosure

SEC source: 0000769993-10-000349 · kar42010510_ex.xml · nonDerivative · entry 1

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,081,930

F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

F2 · ownership.nature: The Reporting Persons may be deemed to beneficially own indirectly, in the aggregate, 27,081,830 shares of common stock, par value $0.01 per share ("Common Stock"), of KAR Auction Services, Inc. (the "Company") by reason of the indirect beneficial ownership of such shares by certain limited partnerships (the "Limited Partnerships"). The Limited Partnerships may be deemed to beneficially own indirectly 27,081,830 shares of Common Stock by reason of the direct beneficial ownership of such shares by KAR Holdings II, LLC ("KAR LLC"). The common interests of KAR LLC are held by a private investor group, which includes the Limited Partnerships. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of the Limited Partnerships. Affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner or managing partner of the Limited Partnerships.

F3 · ownership.nature: The Common Stock of the Company reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs and may be deemed to have been beneficially owned indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.