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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2017 Filed Feb 27, 2017 21:29 UTC
Caruso Thomas J.Chief Client Officer
Tax withholdingCommon Stock 196 $44.80 $8,780.80
Disclosure

SEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · nonDerivative · entry 3

Caruso Thomas J. · CIK 0001477999 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:29 UTC
Caruso Thomas J.Chief Client Officer
Exercise / conversionCommon Stock 504 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · nonDerivative · entry 2

Caruso Thomas J. · CIK 0001477999 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:46 UTC
Skuy BenjaminEVP of International Markets
Exercise / conversionRestricted Stock Units · Derivative 581 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000045 · wf-form4_148824996613414.xml · derivative · entry 8

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161

Underlying: Common Stock · 581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:46 UTC
Skuy BenjaminEVP of International Markets
GrantRestricted Stock Units · Derivative 1,742 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000045 · wf-form4_148824996613414.xml · derivative · entry 7

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Underlying: Common Stock · 1,742 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:46 UTC
Skuy BenjaminEVP of International Markets
Tax withholdingCommon Stock 127 $44.80 $5,689.60
Disclosure

SEC source: 0001395942-17-000045 · wf-form4_148824996613414.xml · nonDerivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:46 UTC
Skuy BenjaminEVP of International Markets
Exercise / conversionCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000045 · wf-form4_148824996613414.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:43 UTC
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,107 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · derivative · entry 8

POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:43 UTC
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 3,321 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · derivative · entry 7

POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,321

Underlying: Common Stock · 3,321 shares

Expires not disclosed

F5 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:43 UTC
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 397 $44.80 $17,785.60
Disclosure

SEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · nonDerivative · entry 3

POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:43 UTC
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · nonDerivative · entry 2

POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
Kett John WIAA CEO & President
Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000040 · wf-form4_148824940716969.xml · derivative · entry 7

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332

Underlying: Common Stock · 1,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
Kett John WIAA CEO & President
GrantRestricted Stock Units · Derivative 3,498 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000040 · wf-form4_148824940716969.xml · derivative · entry 6

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498

Underlying: Common Stock · 3,498 shares

Expires not disclosed

F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
Kett John WIAA CEO & President
Tax withholdingCommon Stock 380 $44.80 $17,024.00
Disclosure

SEC source: 0001395942-17-000040 · wf-form4_148824940716969.xml · nonDerivative · entry 3

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock 1,166 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000040 · wf-form4_148824940716969.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:34 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 7,295 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000039 · wf-form4_148824922892364.xml · derivative · entry 8

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589

Underlying: Common Stock · 7,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:34 UTC
HALLETT JAMES PDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 21,884 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000039 · wf-form4_148824922892364.xml · derivative · entry 7

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,884

Underlying: Common Stock · 21,884 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:34 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,309 $44.80 $103,443.20
Disclosure

SEC source: 0001395942-17-000039 · wf-form4_148824922892364.xml · nonDerivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:34 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,295 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000039 · wf-form4_148824922892364.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:49 UTC
St-Hilaire StephanePresident and CEO of ADESA
Exercise / conversionRestricted Stock Units · Derivative 1,155 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · derivative · entry 8

St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309

Underlying: Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:49 UTC
St-Hilaire StephanePresident and CEO of ADESA
GrantRestricted Stock Units · Derivative 3,464 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · derivative · entry 7

St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,464

Underlying: Common Stock · 3,464 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:49 UTC
St-Hilaire StephanePresident and CEO of ADESA
Tax withholdingCommon Stock 365 $44.80 $16,352.00
Disclosure

SEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · nonDerivative · entry 3

St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:49 UTC
St-Hilaire StephanePresident and CEO of ADESA
Exercise / conversionCommon Stock 1,155 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · nonDerivative · entry 2

St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:44 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · derivative · entry 8

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:44 UTC
Price Lisa A.EVP of Human Resources
GrantRestricted Stock Units · Derivative 1,698 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · derivative · entry 7

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698

Underlying: Common Stock · 1,698 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:44 UTC
Price Lisa A.EVP of Human Resources
Tax withholdingCommon Stock 205 $44.80 $9,184.00
Disclosure

SEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · nonDerivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

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February 23, 2017 Filed Feb 28, 2017 02:44 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 566 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:41 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Exercise / conversionRestricted Stock Units · Derivative 1,107 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000042 · wf-form4_148824966541023.xml · derivative · entry 7

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR AuctionServices, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR AuctionServices, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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February 23, 2017 Filed Feb 28, 2017 02:41 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
GrantRestricted Stock Units · Derivative 3,321 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000042 · wf-form4_148824966541023.xml · derivative · entry 6

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,321

Underlying: Common Stock · 3,321 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:41 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Tax withholdingCommon Stock 433 $44.80 $19,398.40
Disclosure

SEC source: 0001395942-17-000042 · wf-form4_148824966541023.xml · nonDerivative · entry 3

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 02:41 UTC
Kelly Peter JCTO & Pres of Digital Srvs Grp
Exercise / conversionCommon Stock 1,107 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000042 · wf-form4_148824966541023.xml · nonDerivative · entry 2

Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:54 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 501 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000035 · wf-form4_148797324759893.xml · derivative · entry 9

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996.8083

Underlying: Common Stock · 501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:54 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 186 $44.80 $8,332.80
Disclosure

SEC source: 0001395942-17-000035 · wf-form4_148797324759893.xml · nonDerivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:54 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 501 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000035 · wf-form4_148797324759893.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit and dividend equivalent is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units and dividend equivalents vested in common stock on February 22, 2017.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:40 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,637 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000023 · wf-form4_148781402511147.xml · derivative · entry 5

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638

Underlying: Common Stock · 1,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:40 UTC
Gottwald Donald S.Chief Operating Officer
Tax withholdingCommon Stock 582 $46.48 $27,051.36
Disclosure

SEC source: 0001395942-17-000023 · wf-form4_148781402511147.xml · nonDerivative · entry 3

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:40 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionCommon Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000023 · wf-form4_148781402511147.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:35 UTC
Byrd Warren WEVP of Corp Dev & Real Estate
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000021 · wf-form4_148781372257035.xml · derivative · entry 4

Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:35 UTC
Byrd Warren WEVP of Corp Dev & Real Estate
Tax withholdingCommon Stock 215 $46.48 $9,993.20
Disclosure

SEC source: 0001395942-17-000021 · wf-form4_148781372257035.xml · nonDerivative · entry 3

Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:35 UTC
Byrd Warren WEVP of Corp Dev & Real Estate
Exercise / conversionCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000021 · wf-form4_148781372257035.xml · nonDerivative · entry 2

Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:58 UTC
Vignes DavidEVP of Enterprise Optimization
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000031 · wf-form4_148781509049298.xml · derivative · entry 6

Vignes David · CIK 0001478002 · EVP of Enterprise Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:58 UTC
Vignes DavidEVP of Enterprise Optimization
Tax withholdingCommon Stock 196 $46.48 $9,110.08
Disclosure

SEC source: 0001395942-17-000031 · wf-form4_148781509049298.xml · nonDerivative · entry 3

Vignes David · CIK 0001478002 · EVP of Enterprise Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:58 UTC
Vignes DavidEVP of Enterprise Optimization
Exercise / conversionCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000031 · wf-form4_148781509049298.xml · nonDerivative · entry 2

Vignes David · CIK 0001478002 · EVP of Enterprise Optimization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:46 UTC Exercise / conversionRestricted Stock Units · Derivative 2,977 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000026 · wf-form4_148781437585010.xml · derivative · entry 5

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977

Underlying: Common Stock · 2,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:46 UTC Tax withholdingCommon Stock 993 $46.48 $46,154.64
Disclosure

SEC source: 0001395942-17-000026 · wf-form4_148781437585010.xml · nonDerivative · entry 3

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,984

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:46 UTC Exercise / conversionCommon Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000026 · wf-form4_148781437585010.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:53 UTC
Skuy BenjaminEVP of International Markets
Exercise / conversionRestricted Stock Units · Derivative 575 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000029 · wf-form4_148781478031379.xml · derivative · entry 6

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:53 UTC
Skuy BenjaminEVP of International Markets
Tax withholdingCommon Stock 125 $46.48 $5,810.00
Disclosure

SEC source: 0001395942-17-000029 · wf-form4_148781478031379.xml · nonDerivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:53 UTC
Skuy BenjaminEVP of International Markets
Exercise / conversionCommon Stock 575 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000029 · wf-form4_148781478031379.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of International Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:38 UTC
Caruso Thomas J.Chief Client Officer
Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000022 · wf-form4_148781390707464.xml · derivative · entry 4

Caruso Thomas J. · CIK 0001477999 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017.

F3 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 20:38 UTC
Caruso Thomas J.Chief Client Officer
Tax withholdingCommon Stock 192 $46.48 $8,924.16
Disclosure

SEC source: 0001395942-17-000022 · wf-form4_148781390707464.xml · nonDerivative · entry 3

Caruso Thomas J. · CIK 0001477999 · Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.