Last 12 months
Inside the activity.
1 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC |
Caruso Thomas J.Chief Client Officer
|
Tax withholdingCommon Stock | 196 | $44.80 | $8,780.80 |
DisclosureSEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · nonDerivative · entry 3 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC |
Caruso Thomas J.Chief Client Officer
|
Exercise / conversionCommon Stock | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000037 · wf-form4_148824895553070.xml · nonDerivative · entry 2 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:46 UTC |
Skuy BenjaminEVP of International Markets
|
Exercise / conversionRestricted Stock Units · Derivative | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000045 · wf-form4_148824996613414.xml · derivative · entry 8 Skuy Benjamin · CIK 0001478003 · EVP of International Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161 Underlying: Common Stock · 581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:46 UTC |
Skuy BenjaminEVP of International Markets
|
GrantRestricted Stock Units · Derivative | 1,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000045 · wf-form4_148824996613414.xml · derivative · entry 7 Skuy Benjamin · CIK 0001478003 · EVP of International Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,742 Underlying: Common Stock · 1,742 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:46 UTC |
Skuy BenjaminEVP of International Markets
|
Tax withholdingCommon Stock | 127 | $44.80 | $5,689.60 |
DisclosureSEC source: 0001395942-17-000045 · wf-form4_148824996613414.xml · nonDerivative · entry 3 Skuy Benjamin · CIK 0001478003 · EVP of International Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:46 UTC |
Skuy BenjaminEVP of International Markets
|
Exercise / conversionCommon Stock | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000045 · wf-form4_148824996613414.xml · nonDerivative · entry 2 Skuy Benjamin · CIK 0001478003 · EVP of International Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:43 UTC |
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · derivative · entry 8 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 1,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:43 UTC |
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
|
GrantRestricted Stock Units · Derivative | 3,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · derivative · entry 7 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,321 Underlying: Common Stock · 3,321 shares Expires not disclosed F5 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:43 UTC |
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 397 | $44.80 | $17,785.60 |
DisclosureSEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · nonDerivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:43 UTC |
POLAK REBECCA C.EVP, Gen. Counsel & Secretary
|
Exercise / conversionCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:37 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000040 · wf-form4_148824940716969.xml · derivative · entry 7 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,332 Underlying: Common Stock · 1,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:37 UTC |
Kett John WIAA CEO & President
|
GrantRestricted Stock Units · Derivative | 3,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000040 · wf-form4_148824940716969.xml · derivative · entry 6 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,498 Underlying: Common Stock · 3,498 shares Expires not disclosed F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F6 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:37 UTC |
Kett John WIAA CEO & President
|
Tax withholdingCommon Stock | 380 | $44.80 | $17,024.00 |
DisclosureSEC source: 0001395942-17-000040 · wf-form4_148824940716969.xml · nonDerivative · entry 3 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:37 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000040 · wf-form4_148824940716969.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:34 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000039 · wf-form4_148824922892364.xml · derivative · entry 8 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589 Underlying: Common Stock · 7,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:34 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 21,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000039 · wf-form4_148824922892364.xml · derivative · entry 7 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,884 Underlying: Common Stock · 21,884 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:34 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,309 | $44.80 | $103,443.20 |
DisclosureSEC source: 0001395942-17-000039 · wf-form4_148824922892364.xml · nonDerivative · entry 3 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,986 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:34 UTC |
HALLETT JAMES PDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 7,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000039 · wf-form4_148824922892364.xml · nonDerivative · entry 2 HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:49 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
Exercise / conversionRestricted Stock Units · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · derivative · entry 8 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309 Underlying: Common Stock · 1,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:49 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
GrantRestricted Stock Units · Derivative | 3,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · derivative · entry 7 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,464 Underlying: Common Stock · 3,464 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:49 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
Tax withholdingCommon Stock | 365 | $44.80 | $16,352.00 |
DisclosureSEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · nonDerivative · entry 3 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:49 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
Exercise / conversionCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000047 · wf-form4_148825013507697.xml · nonDerivative · entry 2 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:44 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionRestricted Stock Units · Derivative | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · derivative · entry 8 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132 Underlying: Common Stock · 566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:44 UTC |
Price Lisa A.EVP of Human Resources
|
GrantRestricted Stock Units · Derivative | 1,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · derivative · entry 7 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698 Underlying: Common Stock · 1,698 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:44 UTC |
Price Lisa A.EVP of Human Resources
|
Tax withholdingCommon Stock | 205 | $44.80 | $9,184.00 |
DisclosureSEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · nonDerivative · entry 3 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:44 UTC |
Price Lisa A.EVP of Human Resources
|
Exercise / conversionCommon Stock | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000044 · wf-form4_148824987322311.xml · nonDerivative · entry 2 Price Lisa A. · CIK 0001580036 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:41 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
Exercise / conversionRestricted Stock Units · Derivative | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000042 · wf-form4_148824966541023.xml · derivative · entry 7 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 1,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F8 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR AuctionServices, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR AuctionServices, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:41 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
GrantRestricted Stock Units · Derivative | 3,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000042 · wf-form4_148824966541023.xml · derivative · entry 6 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,321 Underlying: Common Stock · 3,321 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:41 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
Tax withholdingCommon Stock | 433 | $44.80 | $19,398.40 |
DisclosureSEC source: 0001395942-17-000042 · wf-form4_148824966541023.xml · nonDerivative · entry 3 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:41 UTC |
Kelly Peter JCTO & Pres of Digital Srvs Grp
|
Exercise / conversionCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000042 · wf-form4_148824966541023.xml · nonDerivative · entry 2 Peter Kelly · CIK 0001532010 · CTO & Pres of Digital Srvs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:54 UTC |
Money James E. IIAFC President
|
Exercise / conversionRestricted Stock Units · Derivative | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000035 · wf-form4_148797324759893.xml · derivative · entry 9 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996.8083 Underlying: Common Stock · 501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:54 UTC |
Money James E. IIAFC President
|
Tax withholdingCommon Stock | 186 | $44.80 | $8,332.80 |
DisclosureSEC source: 0001395942-17-000035 · wf-form4_148797324759893.xml · nonDerivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:54 UTC |
Money James E. IIAFC President
|
Exercise / conversionCommon Stock | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000035 · wf-form4_148797324759893.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit and dividend equivalent is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units and dividend equivalents vested in common stock on February 22, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:40 UTC |
Gottwald Donald S.Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000023 · wf-form4_148781402511147.xml · derivative · entry 5 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,638 Underlying: Common Stock · 1,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:40 UTC |
Gottwald Donald S.Chief Operating Officer
|
Tax withholdingCommon Stock | 582 | $46.48 | $27,051.36 |
DisclosureSEC source: 0001395942-17-000023 · wf-form4_148781402511147.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:40 UTC |
Gottwald Donald S.Chief Operating Officer
|
Exercise / conversionCommon Stock | 1,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000023 · wf-form4_148781402511147.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:35 UTC |
Byrd Warren WEVP of Corp Dev & Real Estate
|
Exercise / conversionRestricted Stock Units · Derivative | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000021 · wf-form4_148781372257035.xml · derivative · entry 4 Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581 Underlying: Common Stock · 580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:35 UTC |
Byrd Warren WEVP of Corp Dev & Real Estate
|
Tax withholdingCommon Stock | 215 | $46.48 | $9,993.20 |
DisclosureSEC source: 0001395942-17-000021 · wf-form4_148781372257035.xml · nonDerivative · entry 3 Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:35 UTC |
Byrd Warren WEVP of Corp Dev & Real Estate
|
Exercise / conversionCommon Stock | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000021 · wf-form4_148781372257035.xml · nonDerivative · entry 2 Byrd Warren W · CIK 0001491615 · EVP of Corp Dev & Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:58 UTC |
Vignes DavidEVP of Enterprise Optimization
|
Exercise / conversionRestricted Stock Units · Derivative | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000031 · wf-form4_148781509049298.xml · derivative · entry 6 Vignes David · CIK 0001478002 · EVP of Enterprise Optimization 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581 Underlying: Common Stock · 580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:58 UTC |
Vignes DavidEVP of Enterprise Optimization
|
Tax withholdingCommon Stock | 196 | $46.48 | $9,110.08 |
DisclosureSEC source: 0001395942-17-000031 · wf-form4_148781509049298.xml · nonDerivative · entry 3 Vignes David · CIK 0001478002 · EVP of Enterprise Optimization 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:58 UTC |
Vignes DavidEVP of Enterprise Optimization
|
Exercise / conversionCommon Stock | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000031 · wf-form4_148781509049298.xml · nonDerivative · entry 2 Vignes David · CIK 0001478002 · EVP of Enterprise Optimization 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:46 UTC |
Loughmiller Eric M.EVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000026 · wf-form4_148781437585010.xml · derivative · entry 5 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,977 Underlying: Common Stock · 2,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:46 UTC |
Loughmiller Eric M.EVP & CFO
|
Tax withholdingCommon Stock | 993 | $46.48 | $46,154.64 |
DisclosureSEC source: 0001395942-17-000026 · wf-form4_148781437585010.xml · nonDerivative · entry 3 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,984 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:46 UTC |
Loughmiller Eric M.EVP & CFO
|
Exercise / conversionCommon Stock | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000026 · wf-form4_148781437585010.xml · nonDerivative · entry 2 Loughmiller Eric M. · CIK 0001478099 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:53 UTC |
Skuy BenjaminEVP of International Markets
|
Exercise / conversionRestricted Stock Units · Derivative | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000029 · wf-form4_148781478031379.xml · derivative · entry 6 Skuy Benjamin · CIK 0001478003 · EVP of International Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576 Underlying: Common Stock · 575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:53 UTC |
Skuy BenjaminEVP of International Markets
|
Tax withholdingCommon Stock | 125 | $46.48 | $5,810.00 |
DisclosureSEC source: 0001395942-17-000029 · wf-form4_148781478031379.xml · nonDerivative · entry 3 Skuy Benjamin · CIK 0001478003 · EVP of International Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:53 UTC |
Skuy BenjaminEVP of International Markets
|
Exercise / conversionCommon Stock | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000029 · wf-form4_148781478031379.xml · nonDerivative · entry 2 Skuy Benjamin · CIK 0001478003 · EVP of International Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:38 UTC |
Caruso Thomas J.Chief Client Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000022 · wf-form4_148781390707464.xml · derivative · entry 4 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 Underlying: Common Stock · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F3 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 20:38 UTC |
Caruso Thomas J.Chief Client Officer
|
Tax withholdingCommon Stock | 192 | $46.48 | $8,924.16 |
DisclosureSEC source: 0001395942-17-000022 · wf-form4_148781390707464.xml · nonDerivative · entry 3 Caruso Thomas J. · CIK 0001477999 · Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.