Last 12 months
Inside the activity.
1 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2017 Filed Oct 5, 2017 20:51 UTC |
Smith Stephen E.Director
|
GrantPhantom Stock · Derivative | 53.8218 | $48.50 | $2,610.36 |
DisclosureSEC source: 0001395942-17-000108 · wf-form4_150723670042353.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747.1829 Underlying: Common Stock · 53.8218 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:39 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20 | $10.00 Strike: $10.00 | $200.00 |
DisclosureSEC source: 0001395942-17-000104 · wf-form4_150343438331870.xml · derivative · entry 3 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20 shares Expires 2017-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Due to a clerical error, all options were previously erroneously reported as having been exercised on the Form 4 filed on May 11, 2016, when in fact the option remained unexercised solely with respect to 20 shares. The option was exercised with respect to those remaining 20 shares on August 18, 2017 prior to the option's expiration on August 20, 2017. F3 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:39 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
SaleCommon Stock | 20 | $44.36 | $887.20 |
DisclosureSEC source: 0001395942-17-000104 · wf-form4_150343438331870.xml · nonDerivative · entry 2 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,486.4774 Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:39 UTC |
St-Hilaire StephanePresident and CEO of ADESA
|
Exercise / conversionCommon Stock | 20 | $10.00 | $200.00 |
DisclosureSEC source: 0001395942-17-000104 · wf-form4_150343438331870.xml · nonDerivative · entry 1 St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,506.4774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,183.3136 shares acquired (including 17.8591 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:50 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $10.00 Strike: $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-17-000103 · wf-form4_150301743389569.xml · derivative · entry 3 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 10,000 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:50 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
SaleCommon Stock | 10,000 | $43.68 | $436,794.00 |
DisclosureSEC source: 0001395942-17-000103 · wf-form4_150301743389569.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,507.578 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.5700 to $43.9000 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 1,196.5780 shares acquired (including 29.6295 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:50 UTC |
Gottwald Donald S.COO & Chief Strategy Officer
|
Exercise / conversionCommon Stock | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001395942-17-000103 · wf-form4_150301743389569.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,507.578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,196.5780 shares acquired (including 29.6295 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 19:04 UTC |
Money James E. IIAFC President
|
Exercise / conversionRestricted Stock Units · Derivative | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000098 · wf-form4_150221906643283.xml · derivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382 Underlying: Common Stock · 192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vest on August 4, 2018 and the remaining one-third of these restricted stock units vest on August 4, 2019, assuming continued employment through the applicable vesting date and assuming the performance related conditions set forth in the reporting person's award agreement are met. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vest on August 4, 2018 and the remaining one-third of these restricted stock units vest on August 4, 2019, assuming continued employment through the applicable vesting date and assuming the performance related conditions set forth in the reporting person's award agreement are met. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 19:04 UTC |
Money James E. IIAFC President
|
Tax withholdingCommon Stock | 61 | $41.65 | $2,540.65 |
DisclosureSEC source: 0001395942-17-000098 · wf-form4_150221906643283.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,033 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 19:04 UTC |
Money James E. IIAFC President
|
Exercise / conversionCommon Stock | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000098 · wf-form4_150221906643283.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on August 4, 2017. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:40 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock · Derivative | 17,049 | $10.00 Strike: $10.00 | $170,490.00 |
DisclosureSEC source: 0001395942-17-000097 · wf-form4_150172080684116.xml · derivative · entry 3 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,049 shares Expires 2017-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:40 UTC |
Kett John WIAA CEO & President
|
SaleCommon Stock | 10,011 | $42.01 | $420,572.12 |
DisclosureSEC source: 0001395942-17-000097 · wf-form4_150172080684116.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,971 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 24, 2017. F2 · shares: Reflects 10,011 shares sold to fund the cashless exercise of 17,049 options owned by the reporting person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.86 to $42.19 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:40 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock | 17,049 | $10.00 | $170,490.00 |
DisclosureSEC source: 0001395942-17-000097 · wf-form4_150172080684116.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:59 UTC |
Jolliffe LynnDirector
|
GrantPhantom Stock · Derivative | 48.9534 | $40.83 | $1,998.77 |
DisclosureSEC source: 0001395942-17-000089 · wf-form4_149973473817416.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507.1108 Underlying: Common Stock · 48.9534 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:02 UTC |
Hill Mark EDirector
|
GrantPhantom Stock · Derivative | 93.1186 | $40.83 | $3,802.03 |
DisclosureSEC source: 0001395942-17-000091 · wf-form4_149973495821919.xml · derivative · entry 4 Hill Mark E · CIK 0001291222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637.4903 Underlying: Common Stock · 93.1186 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 617.1602 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:54 UTC |
BOURELL TODD FDirector
|
GrantCommon Stock · Derivative | 65.9334 | $40.83 | $2,692.06 |
DisclosureSEC source: 0001395942-17-000088 · wf-form4_149973448112440.xml · derivative · entry 2 BOURELL TODD F · CIK 0001269126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309.6311 Underlying: Common Stock · 65.9334 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 289.301 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018. Read SEC document |
| July 06, 2017 Filed Jul 11, 2017 01:04 UTC |
HOWELL J MARKDirector
|
GrantCommon Stock · Derivative | 76.5683 | $40.83 | $3,126.28 |
DisclosureSEC source: 0001395942-17-000092 · wf-form4_149973505707850.xml · derivative · entry 2 HOWELL J MARK · CIK 0001239889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407.2046 Underlying: Common Stock · 76.5683 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 386.8745 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
ECTON DONNA RDirector
|
GrantPhantom Stock · Derivative | 107.6003 | $40.83 | $4,393.32 |
DisclosureSEC source: 0001395942-17-000094 · wf-form4_149973527978203.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823.7406 Underlying: Common Stock · 107.6003 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 803.4105 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018. Read SEC document |
| July 06, 2017 Filed Jul 11, 2017 01:58 UTC |
Larson John P.Director
|
GrantPhantom Stock · Derivative | 72.7886 | $40.83 | $2,971.96 |
DisclosureSEC source: 0001395942-17-000096 · wf-form4_149973831227132.xml · derivative · entry 2 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617.1603 Underlying: Common Stock · 72.7886 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Total amount of phantom stock reflects a disposition by the reporting person pursuant to a domestic relations order ("DRO"). F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 596.8301 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018. Read SEC document |
| July 06, 2017 Filed Jul 11, 2017 01:23 UTC |
Money James E. IIAFC President
|
GrantRestricted Stock Units · Derivative | 3.7273 | $40.83 | $152.19 |
DisclosureSEC source: 0001395942-17-000095 · wf-form4_149973620656362.xml · derivative · entry 5 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478.6959 Underlying: Common Stock · 3.7273 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| July 06, 2017 Filed Jul 11, 2017 01:23 UTC |
Money James E. IIAFC President
|
GrantRestricted Stock Units · Derivative | 7.8731 | $40.83 | $321.46 |
DisclosureSEC source: 0001395942-17-000095 · wf-form4_149973620656362.xml · derivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012.2434 Underlying: Common Stock · 7.8731 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| July 06, 2017 Filed Jul 11, 2017 01:06 UTC |
Kestner Michael T.Director
|
GrantPhantom Stock · Derivative | 86.7712 | $40.83 | $3,542.87 |
DisclosureSEC source: 0001395942-17-000093 · wf-form4_149973516195053.xml · derivative · entry 3 Kestner Michael T. · CIK 0001594577 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567.2206 Underlying: Common Stock · 86.7712 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 546.8905 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018. Read SEC document |
| July 06, 2017 Filed Jul 11, 2017 01:00 UTC |
Smith Stephen E.Director
|
GrantPhantom Stock · Derivative | 63.4351 | $40.83 | $2,590.06 |
DisclosureSEC source: 0001395942-17-000090 · wf-form4_149973481319805.xml · derivative · entry 3 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693.3611 Underlying: Common Stock · 63.4351 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 10:10 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock · Derivative | 17,049 | $10.00 Strike: $10.00 | $170,490.00 |
DisclosureSEC source: 0001395942-17-000087 · wf-form4_149926381150119.xml · derivative · entry 3 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,049 Underlying: Common Stock · 17,049 shares Expires 2017-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 10:10 UTC |
Kett John WIAA CEO & President
|
SaleCommon Stock | 10,008 | $42.06 | $420,982.52 |
DisclosureSEC source: 0001395942-17-000087 · wf-form4_149926381150119.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,933 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 24, 2017. F2 · shares: Reflects 10,008 shares sold to fund the cashless exercise of 17,049 options owned by the reporting person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.96 to $42.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 10:10 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock | 17,049 | $10.00 | $170,490.00 |
DisclosureSEC source: 0001395942-17-000087 · wf-form4_149926381150119.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:55 UTC |
Jolliffe LynnDirector
|
GrantCommon Stock | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000083 · wf-form4_149688332853086.xml · nonDerivative · entry 1 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,549 F1 · balance_after: 2,594 of these shares were issued on June 5, 2017 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,594 shares vest every three months from the date issued and are subject to forfeiture until vested. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:53 UTC |
Hill Mark EDirector
|
GrantPhantom Stock · Derivative | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000081 · wf-form4_149688320437918.xml · derivative · entry 3 Hill Mark E · CIK 0001291222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,337 Underlying: Common Stock · 2,594 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:52 UTC |
BOURELL TODD FDirector
|
GrantCommon Stock · Derivative | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000080 · wf-form4_149688313555832.xml · derivative · entry 1 BOURELL TODD F · CIK 0001269126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 Underlying: Common Stock · 2,594 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 00:54 UTC |
HOWELL J MARKDirector
|
GrantCommon Stock · Derivative | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000082 · wf-form4_149688326128020.xml · derivative · entry 1 HOWELL J MARK · CIK 0001239889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,439 Underlying: Common Stock · 2,594 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:51 UTC |
ECTON DONNA RDirector
|
GrantPhantom Stock · Derivative | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000079 · wf-form4_149688307423482.xml · derivative · entry 1 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,013 Underlying: Common Stock · 2,594 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 00:57 UTC |
Larson John P.Director
|
GrantPhantom Stock · Derivative | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000085 · wf-form4_149688345335828.xml · derivative · entry 1 Larson John P. · CIK 0001609333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,337 Underlying: Common Stock · 2,594 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 00:58 UTC |
Smith Stephen E.Director
|
GrantCommon Stock | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000086 · wf-form4_149688351694227.xml · nonDerivative · entry 1 Smith Stephen E. · CIK 0001594777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,549 F1 · balance_after: 2,594 of these shares were issued on June 5, 2017 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,594 shares vest every three months from the date issued and are subject to forfeiture until vested. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 00:56 UTC |
Kestner Michael T.Director
|
GrantPhantom Stock · Derivative | 2,594 | $44.34 | $115,017.96 |
DisclosureSEC source: 0001395942-17-000084 · wf-form4_149688338904506.xml · derivative · entry 2 Kestner Michael T. · CIK 0001594577 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,591 Underlying: Common Stock · 2,594 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 13:46 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock · Derivative | 17,049 | $10.00 Strike: $10.00 | $170,490.00 |
DisclosureSEC source: 0001395942-17-000076 · wf-form4_149633919097369.xml · derivative · entry 3 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,098 Underlying: Common Stock · 17,049 shares Expires 2017-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 13:46 UTC |
Kett John WIAA CEO & President
|
SaleCommon Stock | 9,913 | $43.92 | $435,420.59 |
DisclosureSEC source: 0001395942-17-000076 · wf-form4_149633919097369.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,892 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 24, 2017. F2 · shares: Reflects 9,913 shares sold to fund the cashless exercise of 17,049 options owned by the reporting person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.46 to $44.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 13:46 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock | 17,049 | $10.00 | $170,490.00 |
DisclosureSEC source: 0001395942-17-000076 · wf-form4_149633919097369.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 10, 2017 18:04 UTC |
Gottwald Donald S.Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,125 | $10.00 Strike: $10.00 | $181,250.00 |
DisclosureSEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · derivative · entry 4 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 18,125 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| May 10, 2017 Filed May 10, 2017 18:04 UTC |
Gottwald Donald S.Chief Operating Officer
|
SaleCommon Stock | 9,682 | $44.49 | $430,739.59 |
DisclosureSEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · nonDerivative · entry 3 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,498.3722 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.3800 to $45.1675 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 1,187.3722 shares acquired (including 20.4238 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 10, 2017 Filed May 10, 2017 18:04 UTC |
Gottwald Donald S.Chief Operating Officer
|
SaleCommon Stock | 8,443 | $44.06 | $372,023.91 |
DisclosureSEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · nonDerivative · entry 2 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,180.3722 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.3800 to $44.3700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 1,187.3722 shares acquired (including 20.4238 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 10, 2017 Filed May 10, 2017 18:04 UTC |
Gottwald Donald S.Chief Operating Officer
|
Exercise / conversionCommon Stock | 18,125 | $10.00 | $181,250.00 |
DisclosureSEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · nonDerivative · entry 1 Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,623.3722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,187.3722 shares acquired (including 20.4238 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Read SEC document |
| May 01, 2017 Filed May 1, 2017 20:21 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock · Derivative | 17,049 | $10.00 Strike: $10.00 | $170,490.00 |
DisclosureSEC source: 0001395942-17-000069 · wf-form4_149368449549918.xml · derivative · entry 3 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,147 Underlying: Common Stock · 17,049 shares Expires 2017-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of these options are currently exercisable. Read SEC document |
| May 01, 2017 Filed May 1, 2017 20:21 UTC |
Kett John WIAA CEO & President
|
SaleCommon Stock | 9,938 | $43.41 | $431,424.48 |
DisclosureSEC source: 0001395942-17-000069 · wf-form4_149368449549918.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,756 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 24, 2017. F2 · shares: Reflects 9,938 shares sold to fund the cashless exercise of 17,049 options owned by the reporting person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.24 to $43.67 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 01, 2017 Filed May 1, 2017 20:21 UTC |
Kett John WIAA CEO & President
|
Exercise / conversionCommon Stock | 17,049 | $10.00 | $170,490.00 |
DisclosureSEC source: 0001395942-17-000069 · wf-form4_149368449549918.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:29 UTC |
Jolliffe LynnDirector
|
GrantPhantom Stock · Derivative | 47.0188 | $42.19 | $1,983.72 |
DisclosureSEC source: 0001395942-17-000065 · wf-form4_149152493771383.xml · derivative · entry 3 Jolliffe Lynn · CIK 0001401053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458.1574 Underlying: Common Stock · 47.0188 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F6 · balance_after: Reflects dividend payment of which all shares are vested. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:21 UTC |
Hill Mark EDirector
|
GrantPhantom Stock · Derivative | 69.9119 | $42.19 | $2,949.58 |
DisclosureSEC source: 0001395942-17-000060 · wf-form4_149152450393768.xml · derivative · entry 4 Hill Mark E · CIK 0001291222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544.3717 Underlying: Common Stock · 69.9119 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payments in the form of additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 522.8098 shares are vested and the remaining 21.5619 shares will vest on June 7, 2017. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:25 UTC |
BOURELL TODD FDirector
|
GrantCommon Stock · Derivative | 43.801 | $42.19 | $1,847.96 |
DisclosureSEC source: 0001395942-17-000063 · wf-form4_149152473952080.xml · derivative · entry 2 BOURELL TODD F · CIK 0001269126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243.6977 Underlying: Common Stock · 43.801 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 222.1358 shares are vested and the remaining 21.5619 shares vest on June 7, 2017. Read SEC document |
| April 04, 2017 Filed Apr 7, 2017 00:23 UTC |
HOWELL J MARKDirector
|
GrantCommon Stock · Derivative | 54.0155 | $42.19 | $2,278.91 |
DisclosureSEC source: 0001395942-17-000061 · wf-form4_149152458600242.xml · derivative · entry 2 HOWELL J MARK · CIK 0001239889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330.6363 Underlying: Common Stock · 54.0155 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 309.0744 shares are vested and the remaining 21.5619 shares will vest on June 7, 2017. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:19 UTC |
ECTON DONNA RDirector
|
GrantPhantom Stock · Derivative | 83.8212 | $42.19 | $3,536.42 |
DisclosureSEC source: 0001395942-17-000059 · wf-form4_149152433184932.xml · derivative · entry 2 ECTON DONNA R · CIK 0001207355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716.1403 Underlying: Common Stock · 83.8212 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additonal shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 694.5784 shares are vested and the remaining 21.5619 shares will vest on June 7, 2017. Read SEC document |
| April 04, 2017 Filed Apr 7, 2017 00:31 UTC |
Kestner Michael T.Director
|
GrantPhantom Stock · Derivative | 63.8151 | $42.19 | $2,692.36 |
DisclosureSEC source: 0001395942-17-000066 · wf-form4_149152505477409.xml · derivative · entry 3 Kestner Michael T. · CIK 0001594577 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480.4494 Underlying: Common Stock · 63.8151 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis. F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan. F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. F5 · balance_after: Reflects dividend payment of which 458.8875 shares are vested and the remaining 21.5619 shares vest on June 7, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.