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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2017 Filed Oct 5, 2017 20:51 UTC GrantPhantom Stock · Derivative 53.8218 $48.50 $2,610.36
Disclosure

SEC source: 0001395942-17-000108 · wf-form4_150723670042353.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747.1829

Underlying: Common Stock · 53.8218 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:39 UTC
St-Hilaire StephanePresident and CEO of ADESA
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20 $10.00 Strike: $10.00 $200.00
Disclosure

SEC source: 0001395942-17-000104 · wf-form4_150343438331870.xml · derivative · entry 3

St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Due to a clerical error, all options were previously erroneously reported as having been exercised on the Form 4 filed on May 11, 2016, when in fact the option remained unexercised solely with respect to 20 shares. The option was exercised with respect to those remaining 20 shares on August 18, 2017 prior to the option's expiration on August 20, 2017.

F3 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:39 UTC
St-Hilaire StephanePresident and CEO of ADESA
SaleCommon Stock 20 $44.36 $887.20
Disclosure

SEC source: 0001395942-17-000104 · wf-form4_150343438331870.xml · nonDerivative · entry 2

St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,486.4774

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:39 UTC
St-Hilaire StephanePresident and CEO of ADESA
Exercise / conversionCommon Stock 20 $10.00 $200.00
Disclosure

SEC source: 0001395942-17-000104 · wf-form4_150343438331870.xml · nonDerivative · entry 1

St. Hilaire Stephane · CIK 0001592827 · President and CEO of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,506.4774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,183.3136 shares acquired (including 17.8591 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:50 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $10.00 Strike: $10.00 $100,000.00
Disclosure

SEC source: 0001395942-17-000103 · wf-form4_150301743389569.xml · derivative · entry 3

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:50 UTC
Gottwald Donald S.COO & Chief Strategy Officer
SaleCommon Stock 10,000 $43.68 $436,794.00
Disclosure

SEC source: 0001395942-17-000103 · wf-form4_150301743389569.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,507.578

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.5700 to $43.9000 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 1,196.5780 shares acquired (including 29.6295 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:50 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001395942-17-000103 · wf-form4_150301743389569.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,507.578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,196.5780 shares acquired (including 29.6295 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 19:04 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 192 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000098 · wf-form4_150221906643283.xml · derivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382

Underlying: Common Stock · 192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vest on August 4, 2018 and the remaining one-third of these restricted stock units vest on August 4, 2019, assuming continued employment through the applicable vesting date and assuming the performance related conditions set forth in the reporting person's award agreement are met.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vest on August 4, 2018 and the remaining one-third of these restricted stock units vest on August 4, 2019, assuming continued employment through the applicable vesting date and assuming the performance related conditions set forth in the reporting person's award agreement are met.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 19:04 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 61 $41.65 $2,540.65
Disclosure

SEC source: 0001395942-17-000098 · wf-form4_150221906643283.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,033

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 19:04 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 192 $0.00 $0.00
Disclosure

SEC source: 0001395942-17-000098 · wf-form4_150221906643283.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on August 4, 2017.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:40 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock · Derivative 17,049 $10.00 Strike: $10.00 $170,490.00
Disclosure

SEC source: 0001395942-17-000097 · wf-form4_150172080684116.xml · derivative · entry 3

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,049 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:40 UTC
Kett John WIAA CEO & President
SaleCommon Stock 10,011 $42.01 $420,572.12
Disclosure

SEC source: 0001395942-17-000097 · wf-form4_150172080684116.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,971

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 24, 2017.

F2 · shares: Reflects 10,011 shares sold to fund the cashless exercise of 17,049 options owned by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.86 to $42.19 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:40 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock 17,049 $10.00 $170,490.00
Disclosure

SEC source: 0001395942-17-000097 · wf-form4_150172080684116.xml · nonDerivative · entry 1

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:59 UTC GrantPhantom Stock · Derivative 48.9534 $40.83 $1,998.77
Disclosure

SEC source: 0001395942-17-000089 · wf-form4_149973473817416.xml · derivative · entry 3

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507.1108

Underlying: Common Stock · 48.9534 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:02 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 93.1186 $40.83 $3,802.03
Disclosure

SEC source: 0001395942-17-000091 · wf-form4_149973495821919.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637.4903

Underlying: Common Stock · 93.1186 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 617.1602 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:54 UTC GrantCommon Stock · Derivative 65.9334 $40.83 $2,692.06
Disclosure

SEC source: 0001395942-17-000088 · wf-form4_149973448112440.xml · derivative · entry 2

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309.6311

Underlying: Common Stock · 65.9334 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 289.301 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018.

Read SEC document
July 06, 2017 Filed Jul 11, 2017 01:04 UTC GrantCommon Stock · Derivative 76.5683 $40.83 $3,126.28
Disclosure

SEC source: 0001395942-17-000092 · wf-form4_149973505707850.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407.2046

Underlying: Common Stock · 76.5683 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 386.8745 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:08 UTC GrantPhantom Stock · Derivative 107.6003 $40.83 $4,393.32
Disclosure

SEC source: 0001395942-17-000094 · wf-form4_149973527978203.xml · derivative · entry 2

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823.7406

Underlying: Common Stock · 107.6003 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 803.4105 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018.

Read SEC document
July 06, 2017 Filed Jul 11, 2017 01:58 UTC GrantPhantom Stock · Derivative 72.7886 $40.83 $2,971.96
Disclosure

SEC source: 0001395942-17-000096 · wf-form4_149973831227132.xml · derivative · entry 2

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617.1603

Underlying: Common Stock · 72.7886 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Total amount of phantom stock reflects a disposition by the reporting person pursuant to a domestic relations order ("DRO").

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 596.8301 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018.

Read SEC document
July 06, 2017 Filed Jul 11, 2017 01:23 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 3.7273 $40.83 $152.19
Disclosure

SEC source: 0001395942-17-000095 · wf-form4_149973620656362.xml · derivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478.6959

Underlying: Common Stock · 3.7273 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents will vest on February 20, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
July 06, 2017 Filed Jul 11, 2017 01:23 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 7.8731 $40.83 $321.46
Disclosure

SEC source: 0001395942-17-000095 · wf-form4_149973620656362.xml · derivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012.2434

Underlying: Common Stock · 7.8731 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents will vest on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
July 06, 2017 Filed Jul 11, 2017 01:06 UTC GrantPhantom Stock · Derivative 86.7712 $40.83 $3,542.87
Disclosure

SEC source: 0001395942-17-000093 · wf-form4_149973516195053.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567.2206

Underlying: Common Stock · 86.7712 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 546.8905 shares are vested and the remaining shares will vest as follows: 5.0825 shares vest on September 5, 2017, 5.0825 shares vest on December 5, 2017, 5.0825 shares vest on March 5, 2018 and the remaining 5.0826 shares vest on June 5, 2018.

Read SEC document
July 06, 2017 Filed Jul 11, 2017 01:00 UTC GrantPhantom Stock · Derivative 63.4351 $40.83 $2,590.06
Disclosure

SEC source: 0001395942-17-000090 · wf-form4_149973481319805.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693.3611

Underlying: Common Stock · 63.4351 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 10:10 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock · Derivative 17,049 $10.00 Strike: $10.00 $170,490.00
Disclosure

SEC source: 0001395942-17-000087 · wf-form4_149926381150119.xml · derivative · entry 3

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,049

Underlying: Common Stock · 17,049 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 10:10 UTC
Kett John WIAA CEO & President
SaleCommon Stock 10,008 $42.06 $420,982.52
Disclosure

SEC source: 0001395942-17-000087 · wf-form4_149926381150119.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,933

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 24, 2017.

F2 · shares: Reflects 10,008 shares sold to fund the cashless exercise of 17,049 options owned by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.96 to $42.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 10:10 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock 17,049 $10.00 $170,490.00
Disclosure

SEC source: 0001395942-17-000087 · wf-form4_149926381150119.xml · nonDerivative · entry 1

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:55 UTC GrantCommon Stock 2,594 $44.34 $115,017.96
Disclosure

SEC source: 0001395942-17-000083 · wf-form4_149688332853086.xml · nonDerivative · entry 1

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

F1 · balance_after: 2,594 of these shares were issued on June 5, 2017 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,594 shares vest every three months from the date issued and are subject to forfeiture until vested.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:53 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 2,594 $44.34 $115,017.96
Disclosure

SEC source: 0001395942-17-000081 · wf-form4_149688320437918.xml · derivative · entry 3

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,337

Underlying: Common Stock · 2,594 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:52 UTC GrantCommon Stock · Derivative 2,594 $44.34 $115,017.96
Disclosure

SEC source: 0001395942-17-000080 · wf-form4_149688313555832.xml · derivative · entry 1

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

Underlying: Common Stock · 2,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 05, 2017 Filed Jun 8, 2017 00:54 UTC GrantCommon Stock · Derivative 2,594 $44.34 $115,017.96
Disclosure

SEC source: 0001395942-17-000082 · wf-form4_149688326128020.xml · derivative · entry 1

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,439

Underlying: Common Stock · 2,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:51 UTC GrantPhantom Stock · Derivative 2,594 $44.34 $115,017.96
Disclosure

SEC source: 0001395942-17-000079 · wf-form4_149688307423482.xml · derivative · entry 1

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

Underlying: Common Stock · 2,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 05, 2017 Filed Jun 8, 2017 00:57 UTC GrantPhantom Stock · Derivative 2,594 $44.34 $115,017.96
Disclosure

SEC source: 0001395942-17-000085 · wf-form4_149688345335828.xml · derivative · entry 1

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,337

Underlying: Common Stock · 2,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 05, 2017 Filed Jun 8, 2017 00:58 UTC GrantCommon Stock 2,594 $44.34 $115,017.96
Disclosure

SEC source: 0001395942-17-000086 · wf-form4_149688351694227.xml · nonDerivative · entry 1

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

F1 · balance_after: 2,594 of these shares were issued on June 5, 2017 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,594 shares vest every three months from the date issued and are subject to forfeiture until vested.

Read SEC document
June 05, 2017 Filed Jun 8, 2017 00:56 UTC GrantPhantom Stock · Derivative 2,594 $44.34 $115,017.96
Disclosure

SEC source: 0001395942-17-000084 · wf-form4_149688338904506.xml · derivative · entry 2

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,591

Underlying: Common Stock · 2,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 2,594 shares of phantom stock were granted on June 5, 2017 at a price of $44.34 per share pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and will be settled only for shares of KAR common stock on a one-for-one basis. One-fourth of this grant vests every three months from the date of the grant and such grant is subject to forfeiture until vested. All other shares of phantom stock are vested.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 13:46 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock · Derivative 17,049 $10.00 Strike: $10.00 $170,490.00
Disclosure

SEC source: 0001395942-17-000076 · wf-form4_149633919097369.xml · derivative · entry 3

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,098

Underlying: Common Stock · 17,049 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 13:46 UTC
Kett John WIAA CEO & President
SaleCommon Stock 9,913 $43.92 $435,420.59
Disclosure

SEC source: 0001395942-17-000076 · wf-form4_149633919097369.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,892

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 24, 2017.

F2 · shares: Reflects 9,913 shares sold to fund the cashless exercise of 17,049 options owned by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.46 to $44.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 13:46 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock 17,049 $10.00 $170,490.00
Disclosure

SEC source: 0001395942-17-000076 · wf-form4_149633919097369.xml · nonDerivative · entry 1

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 10, 2017 18:04 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,125 $10.00 Strike: $10.00 $181,250.00
Disclosure

SEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · derivative · entry 4

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 18,125 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
May 10, 2017 Filed May 10, 2017 18:04 UTC
Gottwald Donald S.Chief Operating Officer
SaleCommon Stock 9,682 $44.49 $430,739.59
Disclosure

SEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · nonDerivative · entry 3

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498.3722

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.3800 to $45.1675 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 1,187.3722 shares acquired (including 20.4238 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
May 10, 2017 Filed May 10, 2017 18:04 UTC
Gottwald Donald S.Chief Operating Officer
SaleCommon Stock 8,443 $44.06 $372,023.91
Disclosure

SEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,180.3722

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 10, 2016.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.3800 to $44.3700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 1,187.3722 shares acquired (including 20.4238 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
May 10, 2017 Filed May 10, 2017 18:04 UTC
Gottwald Donald S.Chief Operating Officer
Exercise / conversionCommon Stock 18,125 $10.00 $181,250.00
Disclosure

SEC source: 0001395942-17-000075 · wf-form4_149445385259565.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,623.3722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,187.3722 shares acquired (including 20.4238 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
May 01, 2017 Filed May 1, 2017 20:21 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock · Derivative 17,049 $10.00 Strike: $10.00 $170,490.00
Disclosure

SEC source: 0001395942-17-000069 · wf-form4_149368449549918.xml · derivative · entry 3

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,147

Underlying: Common Stock · 17,049 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
May 01, 2017 Filed May 1, 2017 20:21 UTC
Kett John WIAA CEO & President
SaleCommon Stock 9,938 $43.41 $431,424.48
Disclosure

SEC source: 0001395942-17-000069 · wf-form4_149368449549918.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,756

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 24, 2017.

F2 · shares: Reflects 9,938 shares sold to fund the cashless exercise of 17,049 options owned by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.24 to $43.67 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2017 Filed May 1, 2017 20:21 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock 17,049 $10.00 $170,490.00
Disclosure

SEC source: 0001395942-17-000069 · wf-form4_149368449549918.xml · nonDerivative · entry 1

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 20:29 UTC GrantPhantom Stock · Derivative 47.0188 $42.19 $1,983.72
Disclosure

SEC source: 0001395942-17-000065 · wf-form4_149152493771383.xml · derivative · entry 3

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458.1574

Underlying: Common Stock · 47.0188 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F6 · balance_after: Reflects dividend payment of which all shares are vested.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 20:21 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 69.9119 $42.19 $2,949.58
Disclosure

SEC source: 0001395942-17-000060 · wf-form4_149152450393768.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544.3717

Underlying: Common Stock · 69.9119 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payments in the form of additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which 522.8098 shares are vested and the remaining 21.5619 shares will vest on June 7, 2017.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 20:25 UTC GrantCommon Stock · Derivative 43.801 $42.19 $1,847.96
Disclosure

SEC source: 0001395942-17-000063 · wf-form4_149152473952080.xml · derivative · entry 2

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243.6977

Underlying: Common Stock · 43.801 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 222.1358 shares are vested and the remaining 21.5619 shares vest on June 7, 2017.

Read SEC document
April 04, 2017 Filed Apr 7, 2017 00:23 UTC GrantCommon Stock · Derivative 54.0155 $42.19 $2,278.91
Disclosure

SEC source: 0001395942-17-000061 · wf-form4_149152458600242.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330.6363

Underlying: Common Stock · 54.0155 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 309.0744 shares are vested and the remaining 21.5619 shares will vest on June 7, 2017.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 20:19 UTC GrantPhantom Stock · Derivative 83.8212 $42.19 $3,536.42
Disclosure

SEC source: 0001395942-17-000059 · wf-form4_149152433184932.xml · derivative · entry 2

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716.1403

Underlying: Common Stock · 83.8212 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additonal shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 694.5784 shares are vested and the remaining 21.5619 shares will vest on June 7, 2017.

Read SEC document
April 04, 2017 Filed Apr 7, 2017 00:31 UTC GrantPhantom Stock · Derivative 63.8151 $42.19 $2,692.36
Disclosure

SEC source: 0001395942-17-000066 · wf-form4_149152505477409.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480.4494

Underlying: Common Stock · 63.8151 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him pursuant to the deferred compensation plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects dividend payment of which 458.8875 shares are vested and the remaining 21.5619 shares vest on June 7, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.