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NEXPOINT DIVERSIFIED REAL ESTATE TRUST

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6001
SEC CIK
0001356115
Parsed reports
325

Last 12 months

Inside the activity.

6 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202541
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2018 Filed Nov 5, 2018 17:03 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 4,739 $21.87 $103,641.93
Disclosure

SEC source: 0000899243-18-028196 · doc4.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 1,513,941.75

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 17:03 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 824 $21.60 $17,798.40
Disclosure

SEC source: 0000899243-18-028196 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 1,509,202.75

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 16:18 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 36,531 $21.64 $790,530.84
Disclosure

SEC source: 0000899243-18-027894 · doc4.xml · nonDerivative · entry 5

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,507,369.36

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 16:18 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 4,017 $21.65 $86,968.05
Disclosure

SEC source: 0000899243-18-027894 · doc4.xml · nonDerivative · entry 4

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,470,838.36

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 16:18 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 636 $21.45 $13,642.20
Disclosure

SEC source: 0000899243-18-027894 · doc4.xml · nonDerivative · entry 3

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,466,821.36

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 16:18 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 31,005 $21.40 $663,507.00
Disclosure

SEC source: 0000899243-18-027894 · doc4.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,466,185.36

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 16:18 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 3,900 $21.34 $83,226.00
Disclosure

SEC source: 0000899243-18-027894 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,435,180.36

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 17:15 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 5,203 $21.59 $112,346.82
Disclosure

SEC source: 0000899243-18-027680 · doc4.xml · nonDerivative · entry 4

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,431,280.3615

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 17:15 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 500 $21.53 $10,763.00
Disclosure

SEC source: 0000899243-18-027680 · doc4.xml · nonDerivative · entry 3

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,426,077.3615

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 17:15 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 200 $21.52 $4,303.00
Disclosure

SEC source: 0000899243-18-027680 · doc4.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,425,577.3615

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 17:15 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 449 $21.51 $9,659.29
Disclosure

SEC source: 0000899243-18-027680 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,425,377.3615

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 16:05 UTC
DONDERO JAMES DSee Remarks · 10% owner
OtherCommon Stock 25,961.71 $22.15 $575,051.88
Disclosure

SEC source: 0000899243-18-027451 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,424,928.3615

F1 · shares: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month.

F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 16:13 UTC
DONDERO JAMES DSee Remarks · 10% owner
OtherCommon Stock 22,103.6484 $22.62 $499,984.53
Disclosure

SEC source: 0000899243-18-024896 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,393,963.9915

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 20:05 UTC
Powell EthanDirector
SaleCommon Stock 1,900 $22.63 $42,997.00
Disclosure

SEC source: 0000899243-18-024422 · doc4.xml · nonDerivative · entry 1

Powell Ethan · CIK 0001514844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,156.1816

F1 · balance_after: These shares are held directly by Mr. Powell.

F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 16:05 UTC
DONDERO JAMES DSee Remarks · 10% owner
OtherCommon Stock 28,955.4778 $22.94 $664,238.66
Disclosure

SEC source: 0000899243-18-023015 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,358,469.38

F1 · shares: Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month.

F2 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HMCLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HMCLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:10 UTC
Powell EthanDirector
SaleCommon Stock 2,228 $22.37 $49,840.81
Disclosure

SEC source: 0000899243-18-017374 · doc4.xml · nonDerivative · entry 1

Powell Ethan · CIK 0001514844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,889.68

F1 · balance_after: These shares are held directly by Mr. Powell.

F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:30 UTC
NORRIS DUSTIN DAVIDDirector · Secretary
Exercise / conversionSubscription Rights (right to buy) · Derivative 1,706 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016094 · doc4.xml · derivative · entry 4

NORRIS DUSTIN DAVID · CIK 0001617176 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,706 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held pursuant to an employee benefit plan.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:30 UTC
NORRIS DUSTIN DAVIDDirector · Secretary
Exercise / conversionSubscription Rights (right to buy) · Derivative 789 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016094 · doc4.xml · derivative · entry 3

NORRIS DUSTIN DAVID · CIK 0001617176 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 789 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Includes shares acquired under the issuer's dividend reinvestment plan.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:30 UTC
NORRIS DUSTIN DAVIDDirector · Secretary
Exercise / conversionCommon Stock 1,706 $21.30 $36,337.80
Disclosure

SEC source: 0000899243-18-016094 · doc4.xml · nonDerivative · entry 2

NORRIS DUSTIN DAVID · CIK 0001617176 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,606.288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held pursuant to an employee benefit plan.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:30 UTC
NORRIS DUSTIN DAVIDDirector · Secretary
Exercise / conversionCommon Stock 789 $21.30 $16,805.70
Disclosure

SEC source: 0000899243-18-016094 · doc4.xml · nonDerivative · entry 1

NORRIS DUSTIN DAVID · CIK 0001617176 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,026.7949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Includes shares acquired under the issuer's dividend reinvestment plan.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 860 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 23

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 860 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: These shares are held pursuant to an employee benefit plan.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 4,357 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 22

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,357 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HMCLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 860 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 21

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 860 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HMCLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 152,505 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 20

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 152,505 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 152,506 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 19

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 152,506 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 2,186 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 18

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,186 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HMCLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 217,865 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 17

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 217,865 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 43,573 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 16

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 43,573 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 43,573 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 15

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 43,573 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 43,573 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 14

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 43,573 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionSubscription Rights (right to buy) · Derivative 217,865 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · derivative · entry 13

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 217,865 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 860 $21.30 $18,318.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 11

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 41,526.5264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: These shares are held pursuant to an employee benefit plan.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 4,357 $21.30 $92,804.10
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 10

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HMCLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 860 $21.30 $18,318.00
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 9

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,805.0497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HMCLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 152,505 $21.30 $3,248,356.50
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 8

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,143,156.321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HMCLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 152,506 $21.30 $3,248,377.80
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 7

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,602,797.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 2,186 $21.30 $46,561.80
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 6

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HMCLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 217,865 $21.30 $4,640,524.50
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 5

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 427,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 43,573 $21.30 $928,104.90
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 4

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 65,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 43,573 $21.30 $928,104.90
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 3

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 85,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 43,573 $21.30 $928,104.90
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 85,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:39 UTC
DONDERO JAMES DSee Remarks · 10% owner
Exercise / conversionCommon Stock 217,865 $21.30 $4,640,524.50
Disclosure

SEC source: 0000899243-18-016098 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 351,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These Shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 23:32 UTC
STOOPS CLIFFORDAssistant Treasurer
Exercise / conversionSubscription Rights (right to buy) · Derivative 2,318 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016096 · doc4.xml · derivative · entry 2

STOOPS CLIFFORD · CIK 0001700873 · Assistant Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,318 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held pursuant to an employee benefit plan and also reflect the effect of dividends.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 23:32 UTC
STOOPS CLIFFORDAssistant Treasurer
Exercise / conversionCommon Stock 2,318 $21.30 $49,373.40
Disclosure

SEC source: 0000899243-18-016096 · doc4.xml · nonDerivative · entry 1

STOOPS CLIFFORD · CIK 0001700873 · Assistant Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,382.2951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held pursuant to an employee benefit plan and also reflect the effect of dividends.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 23:30 UTC
POST ROBERT JASONChief Compliance Officer
Exercise / conversionSubscription Rights (right to buy) · Derivative 331 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016095 · doc4.xml · derivative · entry 2

POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 331 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 23:30 UTC
POST ROBERT JASONChief Compliance Officer
Exercise / conversionCommon Stock 331 $21.30 $7,050.30
Disclosure

SEC source: 0000899243-18-016095 · doc4.xml · nonDerivative · entry 1

POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total shares also reflect dividends.

Read SEC document
June 07, 2018 Filed Jun 13, 2018 22:12 UTC Exercise / conversionSubscription Rights (right to buy) · Derivative 120.4654 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0000899243-18-016410 · doc4.xml · derivative · entry 4

DONDERO NANCY MARIE · CIK 0001656757 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120.4654 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 13, 2018 22:12 UTC Exercise / conversionCommon Stock 120.4654 $21.30 $2,565.91
Disclosure

SEC source: 0000899243-18-016410 · doc4.xml · nonDerivative · entry 1

DONDERO NANCY MARIE · CIK 0001656757 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: These shares are held directly by Ms. Dondero in her personal account.

Read SEC document
May 07, 2018 Filed May 8, 2018 16:07 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 65,900 $24.26 $1,598,918.52
Disclosure

SEC source: 0000899243-18-011844 · doc4.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 449,542

F1 · balance_after: These shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2018 Filed May 8, 2018 16:07 UTC
DONDERO JAMES DSee Remarks · 10% owner
PurchaseCommon Stock 17,100 $24.44 $417,872.70
Disclosure

SEC source: 0000899243-18-011844 · doc4.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 383,642

F1 · balance_after: These shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: These shares are held by certain private funds and managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.