Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | Chief Compliance Officer | February 14, 2019 | February 26, 2019 |
| NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069 | Chief Compliance Officer | May 29, 2018 | May 30, 2018 |
| NEXPOINT REAL ESTATE STRATEGIES FUNDNRESF · Entity 9832 | Chief Compliance Officer | September 01, 2017 | September 11, 2017 |
| NexPoint Capital, Inc.N/A · Entity 127710 | Chief Compliance Officer | September 01, 2017 | September 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGHLAND GLOBAL ALLOCATION FUND
Report date February 14, 2019 · Filed February 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,102 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,102 |
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
NEXPOINT REAL ESTATE STRATEGIES FUND
Report date September 01, 2017 · Filed September 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
NexPoint Capital, Inc.
Report date September 01, 2017 · Filed September 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date November 12, 2021 · Filed November 17, 2021
Section 16 reporting ended · disclosed 2021-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Contingent Bonus AwardSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-11-12 · Other · Disposed 1,548.27 · Balance 0 F1: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. |
Filing footnotes · ownership attribution and instrument terms
F1: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date November 12, 2021 · Filed November 17, 2021
Section 16 reporting ended · disclosed 2021-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Contingent Bonus AwardSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-11-12 · Other · Disposed 1,230.992 · Balance 0 F1: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-11-12 · Other · Disposed 2,061.383 · Balance 0 F2: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. |
Filing footnotes · ownership attribution and instrument terms
F1: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint.
F2: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2021 Filed Nov 17, 2021 01:56 UTC | HIGHLAND OPPORTUNITIES & INCOME FUND HFRO · Entity 5622 | OtherContingent Bonus Award · Derivative | 1,548.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-026928 · rdgdoc.xml · derivative · entry 1 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,548.27 shares Expires not disclosed F1 · derivative.exercise_price: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F1 · kind: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F1 · derivative.exercise_date: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F1 · derivative.expiration_date: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. Read SEC document |
| November 12, 2021 Filed Nov 17, 2021 01:55 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherRestricted Stock Units · Derivative | 2,061.383 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-026927 · rdgdoc.xml · derivative · entry 2 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,061.383 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F2 · kind: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F2 · derivative.exercise_date: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F2 · derivative.expiration_date: The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. Read SEC document |
| November 12, 2021 Filed Nov 17, 2021 01:55 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | OtherContingent Bonus Award · Derivative | 1,230.992 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-026927 · rdgdoc.xml · derivative · entry 1 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,230.992 shares Expires not disclosed F1 · derivative.exercise_price: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F1 · kind: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F1 · derivative.exercise_date: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. F1 · derivative.expiration_date: The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 00:42 UTC | HIGHLAND OPPORTUNITIES & INCOME FUND HFRO · Entity 5622 | OtherContingent Bonus Award · Derivative | 1,548.27 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-024543 · doc4.xml · derivative · entry 1 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548.27 Underlying: Common Stock · 1,548.27 shares Expires not disclosed F1 · derivative.exercise_price: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. F1 · kind: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. F1 · derivative.exercise_date: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. F1 · derivative.expiration_date: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:45 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | OtherContingent Bonus Award · Derivative | 1,230.992 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022971 · doc4.xml · derivative · entry 1 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230.992 Underlying: Common Stock · 1,230.992 shares Expires not disclosed F1 · derivative.exercise_price: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. F1 · kind: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. F1 · derivative.exercise_date: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. F1 · derivative.expiration_date: The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. Read SEC document |
| May 22, 2019 Filed May 24, 2019 21:45 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 487 | $0.00 Strike: $17.77 | $0.00 |
DisclosureSEC source: 0000899243-19-014758 · doc4.xml · derivative · entry 2 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 487 shares Expires 2019-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 24, 2019 21:45 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionCommon Stock | 487 | $17.77 | $8,653.99 |
DisclosureSEC source: 0000899243-19-014758 · doc4.xml · nonDerivative · entry 1 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,965.195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total shares also reflect dividends. Read SEC document |
| April 11, 2019 Filed May 2, 2019 23:09 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST ?NHF? · Entity 6001 | GrantRestricted Stock Units · Derivative | 2,061.383 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011924 · doc4.xml · derivative · entry 1 POST ROBERT JASON · CIK 0001716657 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061.383 Underlying: Common Stock, par value $0.001 per share · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Mr. Post received a grant of 2,061.383 restricted stock units ("RSUs") with respect to 2,061.383 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F2 · kind: Pursuant to the SEC staff no-action letter to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company registered under the Investment Company Act of 1940, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: Mr. Post received a grant of 2,061.383 restricted stock units ("RSUs") with respect to 2,061.383 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F1 · derivative.expiration_date: Mr. Post received a grant of 2,061.383 restricted stock units ("RSUs") with respect to 2,061.383 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F1 · derivative.underlying_shares: Mr. Post received a grant of 2,061.383 restricted stock units ("RSUs") with respect to 2,061.383 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 23:30 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 331 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0000899243-18-016095 · doc4.xml · derivative · entry 2 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 331 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 23:30 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionCommon Stock | 331 | $21.30 | $7,050.30 |
DisclosureSEC source: 0000899243-18-016095 · doc4.xml · nonDerivative · entry 1 POST ROBERT JASON · CIK 0001716657 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335.44 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total shares also reflect dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.