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NXDT

NEXPOINT DIVERSIFIED REAL ESTATE TRUST

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Tapewire entity
6001
SEC CIK
0001356115
Parsed reports
325

Last 12 months

Inside the activity.

6 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202541
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2047 Filed Jun 5, 2017 16:05 UTC
DONDERO JAMES DSee Remarks · 10% owner
OtherCommon Stock 33 $20.93 $690.69
Disclosure

SEC source: 0000899243-17-015284 · doc4.xml · nonDerivative · entry 3

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,178,231.88

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:54 UTC Exercise / conversionRestricted Share Units · Derivative 4,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020549 · rdgdoc.xml · derivative · entry 3

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:54 UTC Exercise / conversionCommon Stock 4,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020549 · rdgdoc.xml · nonDerivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,465.521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:55 UTC
Richards PaulSee Remarks
Exercise / conversionRestricted Share Units · Derivative 6,036 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020552 · rdgdoc.xml · derivative · entry 3

Richards Paul · CIK 0002034963 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,114

Underlying: Common Shares · 6,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F3 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:55 UTC
Richards PaulSee Remarks
Tax withholdingCommon Stock 3,014 $5.07 $15,280.98
Disclosure

SEC source: 0001437749-26-020552 · rdgdoc.xml · nonDerivative · entry 2

Richards Paul · CIK 0002034963 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,600.65

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:55 UTC
Richards PaulSee Remarks
Exercise / conversionCommon Stock 6,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020552 · rdgdoc.xml · nonDerivative · entry 1

Richards Paul · CIK 0002034963 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,614.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:55 UTC Exercise / conversionRestricted Share Units · Derivative 7,245 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020551 · rdgdoc.xml · derivative · entry 4

NORRIS DUSTIN DAVID · CIK 0001617176 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,735

Underlying: Common Shares · 7,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 28,980 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 28,980 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:55 UTC Tax withholdingCommon Stock 1,973 $5.07 $10,003.11
Disclosure

SEC source: 0001437749-26-020551 · rdgdoc.xml · nonDerivative · entry 2

NORRIS DUSTIN DAVID · CIK 0001617176 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,858.37

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:55 UTC Exercise / conversionCommon Stock 7,245 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020551 · rdgdoc.xml · nonDerivative · entry 1

NORRIS DUSTIN DAVID · CIK 0001617176 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 871,831.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:53 UTC Exercise / conversionRestricted Share Units · Derivative 4,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020547 · rdgdoc.xml · derivative · entry 3

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:53 UTC Disposition to issuerCommon Stock 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020547 · rdgdoc.xml · nonDerivative · entry 2

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,186

F3 · price: Represents the portion of previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:53 UTC Exercise / conversionCommon Stock 4,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020547 · rdgdoc.xml · nonDerivative · entry 1

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:54 UTC
DONDERO JAMES DDirector · See Remarks · 10% owner
Exercise / conversionRestricted Share Units · Derivative 36,692 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020548 · rdgdoc.xml · derivative · entry 13

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,076

Underlying: Common Shares · 36,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F8 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:54 UTC
DONDERO JAMES DDirector · See Remarks · 10% owner
Exercise / conversionCommon Stock 36,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020548 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,046,963.064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:57 UTC GrantRestricted Share Units · Derivative 4,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020555 · rdgdoc.xml · derivative · entry 2

Wood Catherine D. · CIK 0001820212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,830 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F3 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:57 UTC Exercise / conversionCommon Stock 4,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020555 · rdgdoc.xml · nonDerivative · entry 1

Wood Catherine D. · CIK 0001820212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:56 UTC
Swain CarolDirector
Exercise / conversionRestricted Share Units · Derivative 4,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020554 · rdgdoc.xml · derivative · entry 3

Swain Carol · CIK 0001941224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:56 UTC
Swain CarolDirector
Disposition to issuerCommon Stock 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020554 · rdgdoc.xml · nonDerivative · entry 2

Swain Carol · CIK 0001941224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,196.6308

F3 · price: Represents the portion of previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:56 UTC
Swain CarolDirector
Exercise / conversionCommon Stock 4,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020554 · rdgdoc.xml · nonDerivative · entry 1

Swain Carol · CIK 0001941224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,611.6308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:56 UTC Exercise / conversionRestricted Share Units · Derivative 6,036 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020553 · rdgdoc.xml · derivative · entry 3

Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,114

Underlying: Common Shares · 6,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F3 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 24,150 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:56 UTC Tax withholdingCommon Stock 3,014 $5.07 $15,280.98
Disclosure

SEC source: 0001437749-26-020553 · rdgdoc.xml · nonDerivative · entry 2

Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,522

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:56 UTC Exercise / conversionCommon Stock 6,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020553 · rdgdoc.xml · nonDerivative · entry 1

Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: 2. Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:54 UTC
McGraner MattSee Remarks
Exercise / conversionRestricted Share Units · Derivative 6,036 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020550 · rdgdoc.xml · derivative · entry 5

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,076

Underlying: Common Shares · 6,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:54 UTC
McGraner MattSee Remarks
Tax withholdingCommon Stock 15,849 $5.07 $80,354.43
Disclosure

SEC source: 0001437749-26-020550 · rdgdoc.xml · nonDerivative · entry 2

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,420

Read SEC document
June 10, 2026 Filed Jun 13, 2026 00:54 UTC
McGraner MattSee Remarks
Exercise / conversionCommon Stock 36,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020550 · rdgdoc.xml · nonDerivative · entry 1

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares received pursuant to elective stock dividends paid on the Company's common shares.

Read SEC document
June 10, 2026 Filed Jun 16, 2026 21:35 UTC Exercise / conversionRestricted Shares Units · Derivative 4,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020831 · rdgdoc.xml · derivative · entry 3

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 16, 2026 21:35 UTC Exercise / conversionCommon Stock 4,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020831 · rdgdoc.xml · nonDerivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

Read SEC document
June 10, 2026 Filed Jun 19, 2026 01:35 UTC
Mitts BrianDirector
Exercise / conversionRestricted Share Units · Derivative 4,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021209 · rdgdoc.xml · derivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 19, 2026 01:35 UTC
Mitts BrianDirector
Disposition to issuerCommon Stock 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021209 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,631

F3 · price: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.

Read SEC document
June 10, 2026 Filed Jun 19, 2026 01:35 UTC
Mitts BrianDirector
Exercise / conversionCommon Stock 4,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021209 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 17:39 UTC GrantRestricted Share Units · Derivative 7,077 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019590 · rdgdoc.xml · derivative · entry 1

LAFFER ARTHUR B · CIK 0001090307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Common Shares · 7,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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June 02, 2026 Filed Jun 4, 2026 17:38 UTC
Richards PaulSee Remarks
GrantRestricted Share Units · Derivative 71,837 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019587 · rdgdoc.xml · derivative · entry 1

Richards Paul · CIK 0002034963 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,837

Underlying: Common Shares · 71,837 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 71,837 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 71,837 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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June 02, 2026 Filed Jun 4, 2026 21:40 UTC GrantRestricted Share Units · Derivative 7,077 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019593 · rdgdoc.xml · derivative · entry 1

Constantino Edward N. · CIK 0001498322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Common Shares · 7,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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June 02, 2026 Filed Jun 4, 2026 17:40 UTC
DONDERO JAMES DDirector · See Remarks · 10% owner
GrantRestricted Share Units · Derivative 245,415 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019592 · rdgdoc.xml · derivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,415

Underlying: Common Shares · 245,415 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 245,415 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 245,415 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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June 02, 2026 Filed Jun 4, 2026 21:39 UTC GrantRestricted Share Units · Derivative 7,077 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019591 · rdgdoc.xml · derivative · entry 1

KAVANAUGH SCOTT F · CIK 0001218975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Common Shares · 7,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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June 02, 2026 Filed Jun 4, 2026 21:39 UTC
McGraner MattSee Remarks
GrantRestricted Share Units · Derivative 245,415 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019589 · rdgdoc.xml · derivative · entry 1

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,415

Underlying: Common Shares · 245,415 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 245,415 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 245,415 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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June 02, 2026 Filed Jun 4, 2026 21:38 UTC
Mitts BrianDirector
GrantRestricted Share Units · Derivative 7,077 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019588 · rdgdoc.xml · derivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Common Shares · 7,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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June 02, 2026 Filed Jun 4, 2026 21:38 UTC GrantRestricted Share Units · Derivative 19,817 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019586 · rdgdoc.xml · derivative · entry 1

Sauter Dennis Charles Jr · CIK 0001803863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,817

Underlying: Common Shares · 19,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 19,817 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 19,817 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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June 02, 2026 Filed Jun 4, 2026 21:37 UTC
Swain CarolDirector
GrantRestricted Share Units · Derivative 7,077 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019584 · rdgdoc.xml · derivative · entry 1

Swain Carol · CIK 0001941224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Common Shares · 7,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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June 02, 2026 Filed Jun 4, 2026 21:37 UTC GrantRestricted Share Units · Derivative 7,077 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019583 · rdgdoc.xml · derivative · entry 1

Wood Catherine D. · CIK 0001820212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Common Shares · 7,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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May 20, 2026 Filed May 22, 2026 21:47 UTC PurchaseCommon Stock 53,663 $4.90 $262,948.70
Disclosure

SEC source: 0001437749-26-018308 · rdgdoc.xml · nonDerivative · entry 1

NORRIS DUSTIN DAVID · CIK 0001617176 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,586.37

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.86 to $4.90, inclusive. The reporting person undertakes to provide to NexPoint Diversified Real Estate Trust (the "Company"), any security holder of NexPoint Diversified Real Estate Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

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April 04, 2026 Filed Apr 7, 2026 21:48 UTC
Richards PaulSee Remarks
Exercise / conversionRestricted Share Units · Derivative 5,597 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011665 · rdgdoc.xml · derivative · entry 6

Richards Paul · CIK 0002034963 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,597

Underlying: Common Shares · 5,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 22,388 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 22,388 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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April 04, 2026 Filed Apr 7, 2026 21:48 UTC
Richards PaulSee Remarks
Tax withholdingCommon Stock 3,514 $4.43 $15,567.02
Disclosure

SEC source: 0001437749-26-011665 · rdgdoc.xml · nonDerivative · entry 4

Richards Paul · CIK 0002034963 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,134

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April 04, 2026 Filed Apr 7, 2026 21:48 UTC
Richards PaulSee Remarks
Exercise / conversionCommon Stock 5,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011665 · rdgdoc.xml · nonDerivative · entry 3

Richards Paul · CIK 0002034963 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
April 04, 2026 Filed Apr 7, 2026 21:48 UTC Exercise / conversionRestricted Share Units · Derivative 12,438 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011664 · rdgdoc.xml · derivative · entry 7

NORRIS DUSTIN DAVID · CIK 0001617176 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,438

Underlying: Common Shares · 12,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F3 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 49,751 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 49,751 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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April 04, 2026 Filed Apr 7, 2026 21:48 UTC Tax withholdingCommon Stock 4,918 $4.43 $21,786.74
Disclosure

SEC source: 0001437749-26-011664 · rdgdoc.xml · nonDerivative · entry 4

NORRIS DUSTIN DAVID · CIK 0001617176 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,002.07

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April 04, 2026 Filed Apr 7, 2026 21:48 UTC Exercise / conversionCommon Stock 12,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011664 · rdgdoc.xml · nonDerivative · entry 3

NORRIS DUSTIN DAVID · CIK 0001617176 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797,920.07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

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April 04, 2026 Filed Apr 7, 2026 21:46 UTC
DONDERO JAMES DDirector · See Remarks · 10% owner
Exercise / conversionRestricted Share Units · Derivative 46,916 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011660 · rdgdoc.xml · derivative · entry 15

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,916

Underlying: Common Shares · 46,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F8 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 187,662 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 187,662 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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April 04, 2026 Filed Apr 7, 2026 21:46 UTC
DONDERO JAMES DDirector · See Remarks · 10% owner
Exercise / conversionCommon Stock 46,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011660 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,808,974.06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
April 04, 2026 Filed Apr 8, 2026 01:50 UTC
McGraner MattSee Remarks
Exercise / conversionRestricted Share Units · Derivative 45,125 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011669 · rdgdoc.xml · derivative · entry 11

McGraner Matt · CIK 0001636187 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,125

Underlying: Common Shares · 45,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F6 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 180,498 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F6 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 180,498 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.