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person · Reporting owner

DONDERO JAMES D

Disclosed activity across 10 companies

Tapewire entity
38648
SEC CIK
0001228922

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001Director · See Remarks · 10% ownerJune 10, 2026June 12, 2026
NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069See Remarks · 10% ownerAugust 24, 2018October 10, 2018
NEXPOINT REAL ESTATE STRATEGIES FUNDNRSAX · Entity 9832See Remarks · 10% ownerAugust 15, 2023September 18, 2023
NexPoint Capital, Inc.N/A · Entity 127710See Remarks · 10% ownerApril 11, 2019May 02, 2019
NexPoint Real Estate Finance, Inc.NREF · Entity 5647Director · President · 10% ownerApril 02, 2026April 06, 2026
NexPoint Residential Trust, Inc.NXRT · Entity 4824Director · President · 10% ownerMay 22, 2026May 27, 2026
Paratek Pharmaceuticals, Inc.PRTK · Entity 10952910% ownerMarch 17, 2023March 29, 2023
Pendrell CorpPCO · Entity 16927010% ownerOctober 12, 2017October 16, 2017
VINEBROOK HOMES TRUST, INC.NA · Entity 52505DirectorApril 11, 2026April 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,046,963.064 Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 36,692 · Balance 6,046,963.064

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect110,076 Reported balance After 2026-06-10 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-06-10 · Exercise / conversion · Disposed 36,692 · Balance 110,076

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F8: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectAs custodian of UTMA account for child 17,386.2797 Reported balance Holding disclosure · report date 2026-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 7,386.2797

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectAs custodian of UTMA account for child 27,370.3694 Reported balance Holding disclosure · report date 2026-06-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,370.3694

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectAs custodian of UTMA account for child 37,386.2907 Reported balance Holding disclosure · report date 2026-06-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,386.2907

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectAs custodian of UTMA account for child 45,476.991 Reported balance Holding disclosure · report date 2026-06-10 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 5,476.991

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectAs custodian of UTMA account for child 55,242.3344 Reported balance Holding disclosure · report date 2026-06-10 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 5,242.3344

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectAs custodian of UTMA account for child 67,386.2907 Reported balance Holding disclosure · report date 2026-06-10 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 7,386.2907

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote2,895,808.15 Reported balance Holding disclosure · report date 2026-06-10 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 2,895,808.15

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F4: 43,224 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 95,972.27 shares are held by PCMG Trading Partners XXIII, L.P., 297,351 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,444,298 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote850,356 Reported balance Holding disclosure · report date 2026-06-10 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 850,356

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F5: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote2,283,589 Reported balance Holding disclosure · report date 2026-06-10 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 2,283,589

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F6: 1,595,828 shares are held by Highland Opportunities and Income Fund and 687,761 shares are held by Highland Global Allocation Fund (both of which are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote643,132 Reported balance Holding disclosure · report date 2026-06-10 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 643,132

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F7: These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy employee benefit plan90,471.1462 Reported balance Holding disclosure · report date 2026-06-10 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 90,471.1462

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: 43,224 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 95,972.27 shares are held by PCMG Trading Partners XXIII, L.P., 297,351 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,444,298 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: 1,595,828 shares are held by Highland Opportunities and Income Fund and 687,761 shares are held by Highland Global Allocation Fund (both of which are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero). Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F8: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NEXPOINT HEALTHCARE OPPORTUNITIES FUND

Report date August 24, 2018 · Filed October 10, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class Z Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2018-08-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-08-24 · Sale · Disposed 50 · Balance 0

F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee Footnote2,500 Reported balance Holding disclosure · report date 2018-08-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,500

F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class C Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee Footnote2,500 Reported balance Holding disclosure · report date 2018-08-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,500

F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

NEXPOINT REAL ESTATE STRATEGIES FUND

Report date August 15, 2023 · Filed September 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class Z Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee Footnote12,938.532 Reported balance After 2023-08-15 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-08-15 · Sale · Disposed 500,119.62 · Balance 12,938.532

F1: Includes shares acquired under the issuer's dividend reinvestment plan.

F2: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.

Class Z Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee Footnote16,109.577 Reported balance Holding disclosure · report date 2023-08-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 16,109.577

F1: Includes shares acquired under the issuer's dividend reinvestment plan.

F3: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class Z Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee Footnote58,322.633 Reported balance Holding disclosure · report date 2023-08-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 58,322.633

F1: Includes shares acquired under the issuer's dividend reinvestment plan.

F4: These shares are held by Governance Re Ltd. The Reporting Person ultimately controls Governance Re Ltd., and may be deemed to be an indirect beneficial owner of shares held by Governance Re Ltd. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired under the issuer's dividend reinvestment plan.

F2: These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. The Reporting Person disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.

F3: These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President and the director of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: These shares are held by Governance Re Ltd. The Reporting Person ultimately controls Governance Re Ltd., and may be deemed to be an indirect beneficial owner of shares held by Governance Re Ltd. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

NexPoint Capital, Inc.

Report date April 11, 2019 · Filed May 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote6,648 Reported balance After 2019-04-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-04-11 · Grant · Disposed 6,648 · Balance 6,648

F1: Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Capital, Inc. ("NC"), granted new restricted stock units ("RSUs") with respect to 6,648 shares to certain of NC's employees pursuant to Contingent Bonus Award Agreements dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, Mr. Dondero.

F2: Pursuant to the SEC staff no-action letter to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3: These RSUs have been issued by HCMLP. Mr. Dondero is the President and director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Each of Mr. Dondero and Strand disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Capital, Inc. ("NC"), granted new restricted stock units ("RSUs") with respect to 6,648 shares to certain of NC's employees pursuant to Contingent Bonus Award Agreements dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, Mr. Dondero.

F2: Pursuant to the SEC staff no-action letter to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F3: These RSUs have been issued by HCMLP. Mr. Dondero is the President and director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Each of Mr. Dondero and Strand disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interest therein.

NexPoint Real Estate Finance, Inc.

Report date April 02, 2026 · Filed April 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect458,966 Reported balance After 2026-04-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 36,830 · Balance 458,966

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F2: Includes shares acquired under the dividend reinvestment plan of the Issuer.

Common StockSEC Table I · non-derivativeDirect492,250 Reported balance After 2026-04-04 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-04-04 · Exercise / conversion · Acquired 33,284 · Balance 492,250

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect197,789 Reported balance After 2026-04-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-04-02 · Grant · Acquired 197,789 · Balance 197,789

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F8: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect110,489 Reported balance After 2026-04-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-04-03 · Exercise / conversion · Disposed 36,830 · Balance 110,489

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F9: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect33,283 Reported balance After 2026-04-04 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-04-04 · Exercise / conversion · Disposed 33,284 · Balance 33,283

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F10: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectSee Footnote5,694,671 Reported balance Holding disclosure · report date 2026-04-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,694,671

F3: 1,322,385 shares are held by Highland Global Allocation Fund and 4,372,286 shares are held by Highland Opportunities and Income Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote3,649,759 Reported balance Holding disclosure · report date 2026-04-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,649,759

F4: 2,952,273 shares are held by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote327,286 Reported balance Holding disclosure · report date 2026-04-02 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 327,286

F5: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,800 Reported balance Holding disclosure · report date 2026-04-02 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,800

F6: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust248,996 Reported balance Holding disclosure · report date 2026-04-02 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 248,996

F2: Includes shares acquired under the dividend reinvestment plan of the Issuer.

F7: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F2: Includes shares acquired under the dividend reinvestment plan of the Issuer.

F3: 1,322,385 shares are held by Highland Global Allocation Fund and 4,372,286 shares are held by Highland Opportunities and Income Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F4: 2,952,273 shares are held by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F5: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein.

F6: These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.

F8: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F9: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F10: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Residential Trust, Inc.

Report date May 22, 2026 · Filed May 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect732,285 Reported balance After 2026-05-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-22 · Exercise / conversion · Acquired 19,577 · Balance 732,285

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: Includes shares acquired under a dividend reinvestment plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect78,306 Reported balance After 2026-05-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-05-22 · Exercise / conversion · Disposed 19,577 · Balance 78,306

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F8: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectBy trust1,335,251 Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,335,251

F2: Includes shares acquired under a dividend reinvestment plan.

F3: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.

Common StockSEC Table I · non-derivativeIndirectBy NexPoint Advisors, L.P.161,970 Reported balance Holding disclosure · report date 2026-05-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 161,970

F2: Includes shares acquired under a dividend reinvestment plan.

F4: 36,822 shares are held by NexPoint Real Estate Strategies Fund, 101,739 shares are held by NexPoint Diversified Real Estate Trust and 23,409 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote409,063 Reported balance Holding disclosure · report date 2026-05-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 409,063

F5: 213,700 shares are held by Highland Opportunities and Income Fund and 195,363 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote15,456 Reported balance Holding disclosure · report date 2026-05-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 15,456

F2: Includes shares acquired under a dividend reinvestment plan.

F6: These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote856,929 Reported balance Holding disclosure · report date 2026-05-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 856,929

F7: These shares are held by a subsidiary of the trust referenced in footnote 2 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)44,104.143 Reported balance Holding disclosure · report date 2026-05-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 44,104.143

F2: Includes shares acquired under a dividend reinvestment plan.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: Includes shares acquired under a dividend reinvestment plan.

F3: These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.

F4: 36,822 shares are held by NexPoint Real Estate Strategies Fund, 101,739 shares are held by NexPoint Diversified Real Estate Trust and 23,409 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: 213,700 shares are held by Highland Opportunities and Income Fund and 195,363 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P., which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: These shares are held by a subsidiary of the trust referenced in footnote 2 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares.

F8: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Paratek Pharmaceuticals, Inc.

Report date March 17, 2023 · Filed March 29, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote2,134,663 Reported balance After 2023-03-17 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-03-17 · Purchase · Acquired 234,863 · Balance 2,134,663

F1: 1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote2,239,770 Reported balance After 2023-03-20 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2023-03-20 · Purchase · Acquired 105,137 · Balance 2,239,770

F2: 1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,307,617 Reported balance After 2023-03-21 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2023-03-21 · Purchase · Acquired 242,500 · Balance 1,307,617

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote2,056,000 Reported balance After 2023-03-22 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2023-03-22 · Purchase · Acquired 106,000 · Balance 2,056,000

F5: 2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote2,156,000 Reported balance After 2023-03-23 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2023-03-23 · Purchase · Acquired 100,000 · Balance 2,156,000

F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7: 2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote50,000 Reported balance Holding disclosure · report date 2023-03-17 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 50,000

F8: 50,000 shares are held by NexPoint Real Estate Opportunities Fund which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust ("NXDT"). NXDT is advised indirectly by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote2,889,060 Reported balance Holding disclosure · report date 2023-03-17 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2,889,060

F9: 2,889,060 shares are held by a trust of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: 1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F2: 1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: 2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7: 2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F8: 50,000 shares are held by NexPoint Real Estate Opportunities Fund which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust ("NXDT"). NXDT is advised indirectly by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F9: 2,889,060 shares are held by a trust of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.

Pendrell Corp

Report date October 12, 2017 · Filed October 16, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,255,965 Last balance in matching sequence After 2017-10-12 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-10-12 · Sale · Disposed 12,650 · Balance 1,261,234

F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Row 2 · 2017-10-12 · Sale · Disposed 5,269 · Balance 1,255,965

F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy trust704,267 Reported balance Holding disclosure · report date 2017-10-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 704,267

Class A Common StockSEC Table I · non-derivativeIndirectBy affiliated funds261,859 Reported balance Holding disclosure · report date 2017-10-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 261,859

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

VINEBROOK HOMES TRUST, INC.

Report date April 11, 2026 · Filed April 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect269,817.295 Reported balance After 2026-04-11 transaction · row 1
1 source row

Row 1 · 2026-04-11 · Exercise / conversion · Acquired 7,328.625 · Balance 269,817.295

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect36,643.125 Reported balance After 2026-04-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-11 · Exercise / conversion · Disposed 7,328.625 · Balance 36,643.125

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Jernigan Capital, Inc.

Report date November 06, 2020 · Filed November 09, 2020

Section 16 reporting ended · disclosed 2020-11-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy NexPoint Advisors, L.P.0 Reported balance After 2020-11-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-11-06 · Other · Disposed 439,264 · Balance 0

F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.

Common StockSEC Table I · non-derivativeIndirectBy Highland Capital Management Fund Advisors, L.P.0 Reported balance After 2020-11-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-11-06 · Other · Disposed 133,150 · Balance 0

F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.

Series A Preferred StockSEC Table I · non-derivativeIndirectBy NexPoint Advisors, L.P.0 Reported balance After 2020-11-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2020-11-06 · Other · Disposed 82,094 · Balance 0

F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.

Series A Preferred StockSEC Table I · non-derivativeIndirectBy Highland Capital Management Fund Advisors, L.P.0 Reported balance After 2020-11-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2020-11-06 · Other · Disposed 18,025 · Balance 0

F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2: These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Pursuant to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of August 3, 2020, by and among the Jernigan Capital, Inc. (the "Company"), Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as amended September 21, 2020, each Company Series A Preferred Share issued and outstanding immediately prior to the Company Merger Effective Time will be automatically converted into the right to receive one validly issued, fully paid and non-assessable share of common stock, par value $0.01 of the Surviving Company (the "Series A Preferred Merger Consideration"), without interest, subject to any applicable withholding tax and each common share that was outstanding immediately prior to the effective time of the Merger was automatically converted into the right to receive an amount in cash equal to the per share Merger consideration of $17.30.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2047 Filed Jun 5, 2017 16:05 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 OtherCommon Stock 33 $20.93 $690.69
Disclosure

SEC source: 0000899243-17-015284 · doc4.xml · nonDerivative · entry 3

DONDERO JAMES D · CIK 0001228922 · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,178,231.88

F1 · balance_after: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan.

F1 · ownership.nature: These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:54 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Share Units · Derivative 36,692 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-020548 · rdgdoc.xml · derivative · entry 13

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,076

Underlying: Common Shares · 36,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F8 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units vested one-fourth on June 10, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:54 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 36,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-020548 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,046,963.064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 17:40 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Share Units · Derivative 245,415 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019592 · rdgdoc.xml · derivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,415

Underlying: Common Shares · 245,415 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 245,415 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 245,415 restricted share units. The restricted share units will vest one-fourth on June 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 22, 2026 Filed May 27, 2026 21:49 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 19,577 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018654 · rdgdoc.xml · derivative · entry 8

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,306

Underlying: Common Stock · 19,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F8 · derivative.exercise_date: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On April 22, 2025, the reporting person was granted 10,715 restricted stock units which vested one-fifth on April 22, 2026 and which will vest one-fifth on February 15, 2027, one-fifth on February 15, 2028 and two-fifths on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 22, 2026 Filed May 27, 2026 21:49 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 19,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-018654 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan.

Read SEC document
April 11, 2026 Filed Apr 14, 2026 16:19 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 7,328.625 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012245 · rdgdoc.xml · derivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,643.125

Underlying: Common Stock · 7,328.625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2 · derivative.exercise_date: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 11, 2023, the reporting person was granted 58,629 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 11, 2026 Filed Apr 14, 2026 16:19 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 7,328.625 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-012245 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,817.295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
April 04, 2026 Filed Apr 6, 2026 21:42 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 33,284 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011511 · rdgdoc.xml · derivative · entry 10

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,283

Underlying: Common Stock · 33,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F10 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F10 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2026 Filed Apr 6, 2026 21:42 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 33,284 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011511 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

Read SEC document
April 04, 2026 Filed Apr 7, 2026 21:46 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Share Units · Derivative 46,916 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011660 · rdgdoc.xml · derivative · entry 15

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,916

Underlying: Common Shares · 46,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F8 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 187,662 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 187,662 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2026 Filed Apr 7, 2026 21:46 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 46,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011660 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,808,974.06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 21:42 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 36,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011511 · rdgdoc.xml · derivative · entry 9

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,489

Underlying: Common Stock · 36,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F9 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F9 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 21:42 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 36,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011511 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F2 · balance_after: Includes shares acquired under the dividend reinvestment plan of the Issuer.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 19:42 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 7,824.375 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011475 · rdgdoc.xml · derivative · entry 5

DONDERO JAMES D · CIK 0001228922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,946.25

Underlying: Common Stock · 7,824.375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F4 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 62,595 restricted stock units, which vested one-eighth on April 3, 2025 and one-eighth on April 3, 2026 and will vest one-eighth on April 3, 2027, and one-eighth on April 3, 2028; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the closing of the initial public offering of the Issuer, the listing of Issuer common stock on a national securities exchange or the final time vesting date of April 3, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On April 3, 2024, the reporting person was granted 62,595 restricted stock units, which vested one-eighth on April 3, 2025 and one-eighth on April 3, 2026 and will vest one-eighth on April 3, 2027, and one-eighth on April 3, 2028; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the closing of the initial public offering of the Issuer, the listing of Issuer common stock on a national securities exchange or the final time vesting date of April 3, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 19:42 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 18,758.25 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011475 · rdgdoc.xml · derivative · entry 4

DONDERO JAMES D · CIK 0001228922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,274.75

Underlying: Common Stock · 18,758.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 75,033 restricted stock units, which vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 75,033 restricted stock units, which vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 19:42 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 7,824.375 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011475 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,488.67

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
April 03, 2026 Filed Apr 6, 2026 19:42 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 18,758.25 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011475 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,664.295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
April 03, 2026 Filed Apr 7, 2026 21:46 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Share Units · Derivative 59,360 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011660 · rdgdoc.xml · derivative · entry 14

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,086

Underlying: Common Shares · 59,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F7 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 237,446 restricted share units. The restricted share units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F7 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 237,446 restricted share units. The restricted share units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 21:46 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 59,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011660 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,762,058.06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 21:42 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 197,789 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011511 · rdgdoc.xml · derivative · entry 8

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,789

Underlying: Common Stock · 197,789 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer").

F8 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 19:54 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 123,900 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011491 · rdgdoc.xml · derivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,900

Underlying: Common Stock · 123,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 123,900 restricted stock units. The restricted stock units will vest one-fifth on April 2, 2027, one-fifth on February 15, 2028, one-fifth on February 15, 2029 and two-fifths on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 123,900 restricted stock units. The restricted stock units will vest one-fifth on April 2, 2027, one-fifth on February 15, 2028, one-fifth on February 15, 2029 and two-fifths on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 19:42 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 GrantRestricted Stock Units · Derivative 95,003 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011475 · rdgdoc.xml · derivative · entry 3

DONDERO JAMES D · CIK 0001228922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,003

Underlying: Common Stock · 95,003 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 95,003 restricted stock units, which will vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 95,003 restricted stock units, which will vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 19:41 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Share Units · Derivative 112,594 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011471 · rdgdoc.xml · derivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,594

Underlying: Common Shares · 112,594 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 112,594 restricted share units. The restricted share units will vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 112,594 restricted share units. The restricted share units will vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:19 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 16,506 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010777 · rdgdoc.xml · derivative · entry 8

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,012

Underlying: Common Stock · 16,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F8 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 82,530 restricted stock units which vested one-fifth on March 28, 2024, one-fifth on March 28, 2025 and one-fifth on March 28, 2026, and which will vest one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 82,530 restricted stock units which vested one-fifth on March 28, 2024, one-fifth on March 28, 2025 and one-fifth on March 28, 2026, and which will vest one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:19 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 16,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-010777 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
March 18, 2026 Filed Mar 20, 2026 21:20 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Share Units · Derivative 73,125 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-009284 · rdgdoc.xml · derivative · entry 13

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,250

Underlying: Common Shares · 73,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F8 · derivative.exercise_date: On March 18, 2024, the reporting person was granted 292,500 restricted share units. The restricted share units vested one-fourth on March 18, 2025 and one-fourth on March 18, 2026, and will vest one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On March 18, 2024, the reporting person was granted 292,500 restricted share units. The restricted share units vested one-fourth on March 18, 2025 and one-fourth on March 18, 2026, and will vest one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 18, 2026 Filed Mar 20, 2026 21:20 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 73,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-009284 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,702,698.06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to elective stock dividends paid on the Company's common shares.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 21:03 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 22,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-008708 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 16:45 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 38,438 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008621 · rdgdoc.xml · derivative · entry 7

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,874

Underlying: Common Stock · 38,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F7 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F7 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 16:45 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 38,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-008621 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
February 21, 2026 Filed Feb 24, 2026 18:01 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 17,308 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-005388 · rdgdoc.xml · derivative · entry 7

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F7 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F7 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 21, 2026 Filed Feb 24, 2026 18:01 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 17,308 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-005388 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:31 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 11,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-004788 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 659,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:31 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 11,939 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-004788 · rdgdoc.xml · derivative · entry 10

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F9 · derivative.exercise_date: On February 18, 2021, the reporting person was awarded 59,703 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025, and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

F9 · derivative.expiration_date: On February 18, 2021, the reporting person was awarded 59,703 restricted stock units, which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025, and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:31 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 8,810 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-004788 · rdgdoc.xml · derivative · entry 9

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,810

Underlying: Common Stock · 8,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F8 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 44,051 restricted stock units which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026, and which will vest one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F8 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 44,051 restricted stock units which vested one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026, and which will vest one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:31 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 8,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-004788 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 17:18 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 34,632.5 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-004752 · rdgdoc.xml · derivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,632.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3 · derivative.exercise_date: On February 17, 2022 the reporting person was granted 55,412 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023, one-eighth on February 17, 2024, one-eighth on February 17, 2025 and five-eighths on February 17, 2026, which was the final time vesting date. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On February 17, 2022 the reporting person was granted 55,412 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023, one-eighth on February 17, 2024, one-eighth on February 17, 2025 and five-eighths on February 17, 2026, which was the final time vesting date. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 17:18 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 34,632.5 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-004752 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,906.045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2 · balance_after: Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer.

Read SEC document
February 17, 2026 Filed Mar 17, 2026 21:03 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 22,350 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008708 · rdgdoc.xml · derivative · entry 8

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,050

Underlying: Common Stock · 22,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F7 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 111,752 restricted stock units which vested one-fifth on March 13, 2025 and one-fifth on March 13, 2026, and which will vest one-fifth on March 13, 2027, one-fifth on March 13, 2028, and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F7 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 111,752 restricted stock units which vested one-fifth on March 13, 2025 and one-fifth on March 13, 2026, and which will vest one-fifth on March 13, 2027, one-fifth on March 13, 2028, and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 18:00 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantCommon Stock 119,482.76 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-001651 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,827,109.62

F4 · price: Under the terms of the Advisory Agreement, prior to September 2025, the Adviser received payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 119,482.76 common shares to the Adviser as payment of its fees for the month of August at a VWAP of $3.8346 per share.

F3 · ownership.nature: Following the transactions disclosed herein, 41,733 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 91,778.57 shares are held by PCMG Trading Partners XXIII, L.P., 290,517 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,388,118.17 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 18:00 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantCommon Stock 93,380.41 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-001651 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,707,626.86

F1 · price: Under the terms of the Advisory Agreement, dated July 1, 2022, by and between NexPoint Diversified Real Estate Trust (the "Company") and NexPoint Real Estate Advisers X, L.P. (the "Adviser"), as amended (the "Advisory Agreement"), prior to September 2025, the Adviser received payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the volume-weighted average price ("VWAP") of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 93,380.41 common shares to the Adviser as payment of its fees for the month of July at a VWAP of $4.7863 per share.

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to elective stock dividends paid on the Company's common shares.

F3 · ownership.nature: Following the transactions disclosed herein, 41,733 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 91,778.57 shares are held by PCMG Trading Partners XXIII, L.P., 290,517 shares are held by Governance Re Ltd., 14,962.88 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,388,118.17 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 19:10 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionClass C OP Units · Derivative 852,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-000154 · rdgdoc.xml · derivative · entry 7

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 852,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Represents OP Units in the OP, the operating partnership of the Issuer.

F9 · derivative.exercise_price: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date.

F1 · kind: 852,273 of the Class C common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed by a wholly owned subsidiary of NexPoint Diversified Real Estate Operating Partnership, L.P. ("NXDT OP") for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP and distributed to NXDT OP.

F8 · kind: Represents OP Units in the OP, the operating partnership of the Issuer.

F1 · price: 852,273 of the Class C common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed by a wholly owned subsidiary of NexPoint Diversified Real Estate Operating Partnership, L.P. ("NXDT OP") for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP and distributed to NXDT OP.

F8 · price: Represents OP Units in the OP, the operating partnership of the Issuer.

F9 · derivative.exercise_date: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date.

F9 · derivative.expiration_date: The OP Units are redeemable, subject to certain requirements, for cash or, at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units were vested as of the date of issuance and have no expiration date.

F1 · ownership.nature: 852,273 of the Class C common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed by a wholly owned subsidiary of NexPoint Diversified Real Estate Operating Partnership, L.P. ("NXDT OP") for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP and distributed to NXDT OP.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 19:10 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 852,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-000154 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,649,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 852,273 of the Class C common units of limited partnership interest ("OP Units") in NexPoint Real Estate Finance Operating Partnership, L.P., the operating partnership (the "OP") of NexPoint Real Estate Finance, Inc. (the "Issuer") were redeemed by a wholly owned subsidiary of NexPoint Diversified Real Estate Operating Partnership, L.P. ("NXDT OP") for an equal number of shares of the Issuer's common stock in accordance with the limited partnership agreement of the OP and distributed to NXDT OP.

F2 · ownership.nature: 852,273 shares are held by NXDT OP, which is wholly owned by NexPoint Diversified Real Estate Trust, 2,100,000 shares are held by NexPoint Diversified Real Estate Trust, 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 20:00 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 PurchaseCommon Stock 66,000 $14.33 $945,780.00
Disclosure

SEC source: 0001437749-25-029836 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 319,490

F2 · ownership.nature: 95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein.

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September 22, 2025 Filed Sep 24, 2025 20:00 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 SaleCommon Stock 66,000 $14.33 $945,780.00
Disclosure

SEC source: 0001437749-25-029836 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,797,486

F1 · ownership.nature: 1,680,000 shares are held by NexPoint Real Estate Opportunities, LLC, which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust, 420,000 shares are held by NexPoint Diversified Real Estate Trust, 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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September 02, 2025 Filed Sep 4, 2025 19:09 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantCommon Stock 115,123.38 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-028420 · rdgdoc.xml · nonDerivative · entry 3

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,493,168.65

F5 · price: Under the terms of the Advisory Agreement, the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 115,123.38 common shares to the Adviser as payment of its fees for the month of June at a VWAP of $4.1289 per share.

F3 · ownership.nature: Following the transactions disclosed herein, 38,768 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 84,663.87 shares are held by PCMG Trading Partners XXIII, L.P., 276,324 shares are held by Governance Re Ltd., 14,963 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,078,449.78 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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September 02, 2025 Filed Sep 4, 2025 19:09 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantCommon Stock 135,113.97 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-028420 · rdgdoc.xml · nonDerivative · entry 2

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,378,045.27

F4 · price: Under the terms of the Advisory Agreement, the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the VWAP of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 135,113.97 common shares to the Adviser as payment of its fees for the month of May at a VWAP of $3.6634 per share.

F3 · ownership.nature: Following the transactions disclosed herein, 38,768 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 84,663.87 shares are held by PCMG Trading Partners XXIII, L.P., 276,324 shares are held by Governance Re Ltd., 14,963 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,078,449.78 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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September 02, 2025 Filed Sep 4, 2025 19:09 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantCommon Stock 130,353.19 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-028420 · rdgdoc.xml · nonDerivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,242,931.3

F1 · price: Under the terms of the Advisory Agreement, dated July 1, 2022, by and between NexPoint Diversified Real Estate Trust (the "Company") and NexPoint Real Estate Advisers X, L.P. (the "Adviser"), as amended by that First Amendment to Advisory Agreement dated October 25, 2022, as amended by that Second Amendment to Advisory Agreement, dated April 11, 2023 and as amended by that Third Amendment to Advisory Agreement dated July 22, 2024 (the "Advisory Agreement"), the Adviser receives payment for a portion of its monthly fees under the Advisory Agreement in common shares of the Company. Such common shares received as payment are valued at the volume-weighted average price ("VWAP") of the shares for the 10 trading days prior to the end of the month for which such fees will be paid. The Company issued 130,353.19 common shares to the Adviser as payment of its fees for the month of April at a VWAP of $3.6465 per share.

F2 · balance_after: Includes shares acquired under a dividend reinvestment plan and shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3 · ownership.nature: Following the transactions disclosed herein, 38,768 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 84,663.87 shares are held by PCMG Trading Partners XXIII, L.P., 276,324 shares are held by Governance Re Ltd., 14,963 shares are held by Highland Capital Management Services, L.P. ("HCM") and 2,078,449.78 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and HCM, and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd., HCM and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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June 10, 2025 Filed Jun 12, 2025 18:22 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Share Units · Derivative 146,768 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-020231 · rdgdoc.xml · derivative · entry 1

DONDERO JAMES D · CIK 0001228922 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,768

Underlying: Common Shares · 146,768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units will vest one-fourth on June 10, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 146,768 restricted share units. The restricted share units will vest one-fourth on June 10, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.