Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | Director | June 28, 2024 | July 01, 2024 |
| HIGHLAND OPPORTUNITIES & INCOME FUND?HFRO? · Entity 5622 | Director | November 03, 2017 | November 15, 2017 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director | March 17, 2022 | March 22, 2022 |
| NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069 | Director | May 29, 2018 | May 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGHLAND GLOBAL ALLOCATION FUND
Report date June 28, 2024 · Filed July 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,750 |
Reported balance
After 2024-06-28 transaction · row 1
1 source rowRow 1 · 2024-06-28 · Purchase · Acquired 6,750 · Balance 6,750 |
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date November 03, 2017 · Filed November 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy employee benefit plan | 1,570 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,570 |
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date March 17, 2022 · Filed March 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,273.91 |
Reported balance
After 2022-03-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-17 · Purchase · Acquired 6,700 · Balance 11,273.91 F1: Includes shares acquired under the issuer's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the issuer's dividend reinvestment plan.
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2024 Filed Jul 1, 2024 21:31 UTC | HIGHLAND GLOBAL ALLOCATION FUND HGLB · Entity 6410 | PurchaseCommon Stock | 6,750 | $7.47 | $50,422.50 |
DisclosureSEC source: 0001437749-24-021752 · rdgdoc.xml · nonDerivative · entry 1 Powell Ethan · CIK 0001514844 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,750 Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 22:09 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | PurchaseCommon Stock | 6,700 | $15.08 | $101,036.00 |
DisclosureSEC source: 0001437749-22-006937 · rdgdoc.xml · nonDerivative · entry 1 Powell Ethan · CIK 0001514844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273.91 F1 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 20:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST ?NHF? · Entity 6001 | SaleCommon Stock | 1,900 | $22.63 | $42,997.00 |
DisclosureSEC source: 0000899243-18-024422 · doc4.xml · nonDerivative · entry 1 Powell Ethan · CIK 0001514844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,156.1816 F1 · balance_after: These shares are held directly by Mr. Powell. F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 20:10 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | SaleCommon Stock | 2,228 | $22.37 | $49,840.81 |
DisclosureSEC source: 0000899243-18-017374 · doc4.xml · nonDerivative · entry 1 Powell Ethan · CIK 0001514844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,889.68 F1 · balance_after: These shares are held directly by Mr. Powell. F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:06 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | SaleCommon Stock | 2,050 | $24.45 | $50,124.55 |
DisclosureSEC source: 0000899243-18-002481 · doc4.xml · nonDerivative · entry 1 Powell Ethan · CIK 0001514844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,584.76 F1 · balance_after: These shares are held directly by Mr. Powell. F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:16 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | SaleCommon Stock | 2,110 | $23.59 | $49,774.90 |
DisclosureSEC source: 0000899243-17-026024 · doc4.xml · nonDerivative · entry 1 Powell Ethan · CIK 0001514844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,634.76 F1 · balance_after: These shares are held directly by Mr. Powell. F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
| May 22, 2017 Filed Jun 6, 2017 20:09 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | OtherSubscription Rights (right to buy) · Derivative | 2,504 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000899243-17-015487 · doc4.xml · derivative · entry 2 Powell Ethan · CIK 0001514844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,504 shares Expires 2017-05-24 Read SEC document |
| May 22, 2017 Filed Jun 6, 2017 20:09 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | OtherCommon Stock | 2,504 | $20.93 | $52,408.72 |
DisclosureSEC source: 0000899243-17-015487 · doc4.xml · nonDerivative · entry 1 Powell Ethan · CIK 0001514844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,544.09 F1 · balance_after: These shares are held directly by Mr. Powell. F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.