Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | Assistant Treasurer | February 14, 2019 | February 26, 2019 |
| HIGHLAND OPPORTUNITIES & INCOME FUND?HFRO? · Entity 5622 | Assistant Treasurer | November 03, 2017 | November 14, 2017 |
| Invesco Commercial Real Estate Finance Trust, Inc.N/A · Entity 118 | Chief Accounting Officer | November 17, 2025 | December 01, 2025 |
| Invesco Real Estate Income Trust Inc.NONE · Entity 126 | Chief Accounting Officer | November 17, 2025 | December 01, 2025 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST?NHF? · Entity 6001 | See Remarks | April 11, 2019 | May 02, 2019 |
| NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069 | Assistant Treasurer | May 29, 2018 | May 30, 2018 |
| NEXPOINT REAL ESTATE STRATEGIES FUNDNRESF · Entity 9832 | Assistant Treasurer | March 03, 2017 | March 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGHLAND GLOBAL ALLOCATION FUND
Report date February 14, 2019 · Filed February 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date November 03, 2017 · Filed November 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Commercial Real Estate Finance Trust, Inc.
Report date November 17, 2025 · Filed December 01, 2025
This filing explicitly reported no securities owned.
Invesco Real Estate Income Trust Inc.
Report date November 17, 2025 · Filed December 01, 2025
This filing explicitly reported no securities owned.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date April 11, 2019 · Filed May 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,725.607 |
Reported balance
After 2018-04-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-11 · Grant · Acquired 2,725.607 · Balance 2,725.607 F1: Mr. Stoops received a grant of 2,725.607 restricted stock units ("RSUs") with respect to 2,725.607 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F2: Pursuant to the SEC staff no-action letter to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company registered under the Investment Company Act of 1940, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Stoops received a grant of 2,725.607 restricted stock units ("RSUs") with respect to 2,725.607 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero.
F2: Pursuant to the SEC staff no-action letter to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company registered under the Investment Company Act of 1940, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
NEXPOINT REAL ESTATE STRATEGIES FUND
Report date March 03, 2017 · Filed March 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-03-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2018 Filed Jun 11, 2018 23:32 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 2,318 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0000899243-18-016096 · doc4.xml · derivative · entry 2 STOOPS CLIFFORD · CIK 0001700873 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,318 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held pursuant to an employee benefit plan and also reflect the effect of dividends. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 23:32 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionCommon Stock | 2,318 | $21.30 | $49,373.40 |
DisclosureSEC source: 0000899243-18-016096 · doc4.xml · nonDerivative · entry 1 STOOPS CLIFFORD · CIK 0001700873 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,382.2951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held pursuant to an employee benefit plan and also reflect the effect of dividends. Read SEC document |
| April 11, 2018 Filed May 2, 2019 23:13 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST ?NHF? · Entity 6001 | GrantRestricted Stock Units · Derivative | 2,725.607 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011933 · doc4.xml · derivative · entry 1 STOOPS CLIFFORD · CIK 0001700873 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,725.607 Underlying: Common Stock, par value $0.001 per share · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Mr. Stoops received a grant of 2,725.607 restricted stock units ("RSUs") with respect to 2,725.607 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F2 · kind: Pursuant to the SEC staff no-action letter to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company registered under the Investment Company Act of 1940, as amended, that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: Mr. Stoops received a grant of 2,725.607 restricted stock units ("RSUs") with respect to 2,725.607 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F1 · derivative.expiration_date: Mr. Stoops received a grant of 2,725.607 restricted stock units ("RSUs") with respect to 2,725.607 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. F1 · derivative.underlying_shares: Mr. Stoops received a grant of 2,725.607 restricted stock units ("RSUs") with respect to 2,725.607 shares from Highland Capital Management, L.P. ("HCMLP"), an affiliate of the investment adviser to NexPoint Strategic Opportunities Fund ("NHF"), pursuant to Contingent Bonus Award Agreement dated April 30, 2019. The RSUs are scheduled to vest on May 31, 2021. Upon settlement, the RSUs will become payable within 60 days on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof or a combination thereof at the election of the Plan administrator, James Dondero. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.