Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNHF · Entity 6001 | 10% owner | June 07, 2018 | June 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 07, 2018 · Filed June 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 481.86 |
Reported balance
After 2018-06-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2018-06-07 · Exercise / conversion · Acquired 120.4654 · Balance 481.86 F1: These shares are held directly by Ms. Dondero in her personal account. |
| Common StockSEC Table I · non-derivative | Direct | 15,120.76 |
Reported balance
Holding disclosure · report date 2018-06-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,120.76 F2: These shares are held directly by Ms. Dondero in a joint account with her spouse. F3: Includes shares acquired under the issuer's dividend reinvestment plan. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.30 · Expires 2018-05-29 | Direct | 0 |
Reported balance
After 2018-06-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-06-07 · Exercise / conversion · Disposed 120.4654 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,602,797.2756 |
Reported balance
Holding disclosure · report date 2018-06-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,602,797.2756 F4: These shares are held by The Dugaboy Investment Trust (the "Trust"). Ms. Dondero is the trustee of the Trust. Ms. Dondero disclaims beneficial ownership of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held directly by Ms. Dondero in her personal account.
F2: These shares are held directly by Ms. Dondero in a joint account with her spouse.
F3: Includes shares acquired under the issuer's dividend reinvestment plan.
F4: These shares are held by The Dugaboy Investment Trust (the "Trust"). Ms. Dondero is the trustee of the Trust. Ms. Dondero disclaims beneficial ownership of such shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2018 Filed Jun 13, 2018 22:12 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 120.4654 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0000899243-18-016410 · doc4.xml · derivative · entry 4 DONDERO NANCY MARIE · CIK 0001656757 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120.4654 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2018 Filed Jun 13, 2018 22:12 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionCommon Stock | 120.4654 | $21.30 | $2,565.91 |
DisclosureSEC source: 0000899243-18-016410 · doc4.xml · nonDerivative · entry 1 DONDERO NANCY MARIE · CIK 0001656757 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481.86 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: These shares are held directly by Ms. Dondero in her personal account. Read SEC document |
| January 31, 2018 Filed Feb 12, 2018 21:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | PurchaseCommon Stock | 361.3963 | $24.35 | $8,800.00 |
DisclosureSEC source: 0000899243-18-003541 · doc4.xml · nonDerivative · entry 2 DONDERO NANCY MARIE · CIK 0001656757 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361.3963 F3 · balance_after: These shares are held directly by Ms. Dondero in her personal account. Read SEC document |
| June 01, 2017 Filed Feb 12, 2018 21:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | PurchaseCommon Stock | 2,250 | $20.93 | $47,092.50 |
DisclosureSEC source: 0000899243-18-003541 · doc4.xml · nonDerivative · entry 1 DONDERO NANCY MARIE · CIK 0001656757 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,212.8 F1 · balance_after: These shares are held directly by Ms. Dondero in a joint account with her spouse. F2 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.