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NWN

Northwest Natural Holding Co

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2245
SEC CIK
0001733998
Parsed reports
408

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202620
Jun 202601
Jul 202601
Aug 202601
Sep 202601
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2020 Filed Jan 21, 2020 21:57 UTC
ANDERSON DAVID HUGODirector · President & CEO
SaleCommon Stock 666 $73.52 $48,961.12
Disclosure

SEC source: 0001567619-20-001303 · doc1.xml · nonDerivative · entry 3

ANDERSON DAVID HUGO · CIK 0001241405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,524.36

F3 · shares: These shares were issued in connection with the reporting person's elections on November 18, 2014 and December 2, 2015 to participate in the issuer's DCP, which specifies that taxes shall be withheld from distributions. Pursuant to the DCP and the reporting person's election, these shares were sold to pay taxes on the DCP distribution made on January 16, 2020.

F4 · price: This transaction was executed in aggregate along with stock sales of other DCP participants who received DCP stock distributions on January 16, 2020 and elected to have taxes withheld (The Transaction). The Transaction was executed in multiple trades on reported date with prices ranging from $73.06 - $74.07, resulting in average price of $73.5152. Northwest Natural Holding Company will provide upon request by Commission staff or a security holder of the issuer full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Reflects shares that have been credited to reporting person's account under the issuer's DCP.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:57 UTC
ANDERSON DAVID HUGODirector · President & CEO
OtherCommon Stock 1,545 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001303 · doc1.xml · nonDerivative · entry 2

ANDERSON DAVID HUGO · CIK 0001241405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,104.761

F1 · shares: Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person's registered account pursuant to reporting person's election on November 18, 2014 and December 2, 2015.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:57 UTC
ANDERSON DAVID HUGODirector · President & CEO
OtherCommon Stock 1,545 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001303 · doc1.xml · nonDerivative · entry 1

ANDERSON DAVID HUGO · CIK 0001241405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,190.36

F1 · shares: Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person's registered account pursuant to reporting person's election on November 18, 2014 and December 2, 2015.

F2 · ownership.nature: Reflects shares that have been credited to reporting person's account under the issuer's DCP.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:59 UTC OtherCommon Stock 293 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001305 · doc1.xml · nonDerivative · entry 4

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,796

F3 · shares: Shares were distributed from Directors Deferred Compensation Plan (DDCP) account to reporting person pursuant to reporting person's election on May 7, 2008 with regard to his election to participate in the DDCP.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:59 UTC OtherCommon Stock 293 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001305 · doc1.xml · nonDerivative · entry 3

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,763.809

F3 · shares: Shares were distributed from Directors Deferred Compensation Plan (DDCP) account to reporting person pursuant to reporting person's election on May 7, 2008 with regard to his election to participate in the DDCP.

F4 · ownership.nature: Reflects shares that have been credited to reporting person's account under the issuer's DDCP.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:59 UTC OtherCommon Stock 1,503 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001305 · doc1.xml · nonDerivative · entry 2

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

F1 · shares: Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person pursuant to reporting person's election on May 7, 2008 with regard to his election to participate in the DCP.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 21:59 UTC OtherCommon Stock 1,503 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001305 · doc1.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,934.116

F1 · shares: Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person pursuant to reporting person's election on May 7, 2008 with regard to his election to participate in the DCP.

F2 · ownership.nature: Reflects shares that have been credited to reporting person's account under the issuer's DCP.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 14:49 UTC
Saathoff MardiLynSVP & General Counsel
Exercise / conversionEmployee Stock Option to Buy · Derivative 3,000 $0.00 Strike: $45.74 $0.00
Disclosure

SEC source: 0001567619-19-023548 · doc1.xml · derivative · entry 8

Saathoff MardiLyn · CIK 0001445672 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Options were granted as part of compensation for services. The options were exercised as a cashless exercise.

F7 · derivative.exercise_date: The options vested in four equal installments on each of February 23, 2012, and January 1, 2013, 2014 and 2015.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 14:49 UTC
Saathoff MardiLynSVP & General Counsel
Exercise / conversionEmployee Stock Option to Buy · Derivative 2,000 $0.00 Strike: $44.25 $0.00
Disclosure

SEC source: 0001567619-19-023548 · doc1.xml · derivative · entry 7

Saathoff MardiLyn · CIK 0001445672 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Options were granted as part of compensation for services. The options were exercised as a cashless exercise.

F6 · derivative.exercise_date: The options vested in four equal installments on each of February 24, 2011, and January 1, 2012, 2013 and 2014.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 14:49 UTC
Saathoff MardiLynSVP & General Counsel
SaleCommon Stock 3,000 $73.15 $219,455.10
Disclosure

SEC source: 0001567619-19-023548 · doc1.xml · nonDerivative · entry 4

Saathoff MardiLyn · CIK 0001445672 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,640.9386

F2 · price: This transaction was executed in multiple trades on reported date with prices ranging from $73.105 to $73.22, resulting in an average price of $73.1517. Northwest Natural Holding Company (Issuer) will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

F1 · balance_after: Includes 2,325 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 2,325 RSUs vest in two installments: 775 shares on March 1, 2020, and 1,550 shares on March 1, 2021.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 14:49 UTC
Saathoff MardiLynSVP & General Counsel
Exercise / conversionCommon Stock 3,000 $45.74 $137,220.00
Disclosure

SEC source: 0001567619-19-023548 · doc1.xml · nonDerivative · entry 3

Saathoff MardiLyn · CIK 0001445672 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,640.9386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,325 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 2,325 RSUs vest in two installments: 775 shares on March 1, 2020, and 1,550 shares on March 1, 2021.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 14:49 UTC
Saathoff MardiLynSVP & General Counsel
SaleCommon Stock 2,000 $73.15 $146,303.40
Disclosure

SEC source: 0001567619-19-023548 · doc1.xml · nonDerivative · entry 2

Saathoff MardiLyn · CIK 0001445672 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,640.9386

F2 · price: This transaction was executed in multiple trades on reported date with prices ranging from $73.105 to $73.22, resulting in an average price of $73.1517. Northwest Natural Holding Company (Issuer) will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

F1 · balance_after: Includes 2,325 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 2,325 RSUs vest in two installments: 775 shares on March 1, 2020, and 1,550 shares on March 1, 2021.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 14:49 UTC
Saathoff MardiLynSVP & General Counsel
Exercise / conversionCommon Stock 2,000 $44.25 $88,500.00
Disclosure

SEC source: 0001567619-19-023548 · doc1.xml · nonDerivative · entry 1

Saathoff MardiLyn · CIK 0001445672 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,640.9386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,325 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 2,325 RSUs vest in two installments: 775 shares on March 1, 2020, and 1,550 shares on March 1, 2021.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 14:05 UTC PurchaseCommon Stock 1,000 $65.19 $65,192.00
Disclosure

SEC source: 0001567619-19-020803 · doc1.xml · nonDerivative · entry 1

Wasson Malia H · CIK 0001615914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · price: This transaction was executed in multiple trades on reported date with prices ranging from $65.19 to $65.20, resulting in an average price of $65.1920. Northwest Natural Holding Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased at each separate transaction.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 19:07 UTC OtherCommon Stock 635.618 $65.52 $41,645.69
Disclosure

SEC source: 0001567619-19-020805 · doc1.xml · nonDerivative · entry 1

Wilhoite Charles A. · CIK 0001749674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,408.295

F1 · ownership.nature: Shares have been credited to reporting person's account under issuer's Deferred Compensation Plan for Directors and Executives.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 23:12 UTC
Palfreyman JustinVP Strategy & Bus. Dev. · NW Natural
SaleCommon Stock 488 $71.18 $34,737.79
Disclosure

SEC source: 0001567619-19-017497 · doc1.xml · nonDerivative · entry 1

Palfreyman Justin · CIK 0001686243 · VP Strategy & Bus. Dev. · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

F1 · balance_after: Includes 1,548 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in two installments: 516 shares on March 1, 2020, and 1,032 shares on March 1, 2021.

Read SEC document
August 13, 2019 Filed Feb 12, 2020 17:14 UTC GiftCommon Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003054 · doc1.xml · nonDerivative · entry 1

DODSON MARK S · CIK 0001192773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,522

F1 · shares: Represents transfer of shares as gift from reporting person to trust for the benefit of reporting person's spouse.

F2 · ownership.nature: These shares are held in a trust for the benefit of reporting person's spouse. The filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 22:36 UTC OtherCommon Stock 594.467 $70.10 $41,672.14
Disclosure

SEC source: 0001567619-19-016087 · doc1.xml · nonDerivative · entry 1

Wilhoite Charles A. · CIK 0001749674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,764.857

F1 · ownership.nature: Shares have been credited to reporting person's account under issuer's Deferred Compensation Plan for Directors and Executives.

Read SEC document
June 18, 2019 Filed Feb 12, 2020 22:19 UTC GiftCommon Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003057 · doc1.xml · nonDerivative · entry 1

GIBSON C SCOTT · CIK 0001192754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 13, 2019 Filed Feb 12, 2020 17:22 UTC GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003059 · doc1.xml · nonDerivative · entry 1

CARTER JOHN D · CIK 0001192728 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · shares: Represents transfer of shares as gift from trust, for the benefit of reporting person's child, and for which reporting person serves as trustee, to reporting person's child.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:27 UTC OtherCommon Stock 574.2085 $67.35 $38,672.94
Disclosure

SEC source: 0001567619-19-010460 · doc1.xml · nonDerivative · entry 1

Wilhoite Charles A. · CIK 0001749674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,166.3235

F1 · ownership.nature: Shares have been credited to reporting person's account under issuer's Deferred Compensation Plan for Directors and Executives.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 14:39 UTC
Imeson Thomas JVP, Public Affairs · NW Natural
Tax withholdingCommon Stock 276 $65.63 $18,113.88
Disclosure

SEC source: 0001567619-19-008132 · doc1.xml · nonDerivative · entry 1

Imeson Thomas J · CIK 0001605072 · VP, Public Affairs · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555.168

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:37 UTC SaleCommon Stock 600 $65.21 $39,124.80
Disclosure

SEC source: 0001567619-19-008130 · doc1.xml · nonDerivative · entry 1

HAMACHEK TOD R · CIK 0001192768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313.717

F1 · price: This transaction was executed in a single trade on the reported date at $65.208.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:03 UTC
Russell Lori LVP, Utility Services · NW Natural
Exercise / conversionEmployee Stock Option to Buy · Derivative 2,000 $0.00 Strike: $45.74 $0.00
Disclosure

SEC source: 0001567619-19-007387 · doc1.xml · derivative · entry 8

Russell Lori L · CIK 0001671699 · VP, Utility Services · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option was granted as part of compensation for services. The option was exercised in a cashless exercise.

F5 · derivative.exercise_date: The option vested in four equal installments on February 23, 2012 and January 1, 2013, 2014 and 2015.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:03 UTC
Russell Lori LVP, Utility Services · NW Natural
Exercise / conversionEmployee Stock Option to Buy · Derivative 1,500 $0.00 Strike: $44.25 $0.00
Disclosure

SEC source: 0001567619-19-007387 · doc1.xml · derivative · entry 7

Russell Lori L · CIK 0001671699 · VP, Utility Services · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Option was granted as part of compensation for services. The option was exercised in a cashless exercise.

F4 · derivative.exercise_date: The option vested in four equal installments on February 24, 2011, and January 1, 2012, 2013 and 2014.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:03 UTC
Russell Lori LVP, Utility Services · NW Natural
SaleCommon Stock 2,000 $64.59 $129,178.80
Disclosure

SEC source: 0001567619-19-007387 · doc1.xml · nonDerivative · entry 4

Russell Lori L · CIK 0001671699 · VP, Utility Services · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432.6904

F1 · price: This transaction was executed in multiple trades on reported date with prices ranging from $64.37 to $64.795, resulting in an average price of $64.5894. Northwest Natural Holding Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:03 UTC
Russell Lori LVP, Utility Services · NW Natural
Exercise / conversionCommon Stock 2,000 $45.74 $91,480.00
Disclosure

SEC source: 0001567619-19-007387 · doc1.xml · nonDerivative · entry 3

Russell Lori L · CIK 0001671699 · VP, Utility Services · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432.6904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:03 UTC
Russell Lori LVP, Utility Services · NW Natural
SaleCommon Stock 1,500 $64.59 $96,884.10
Disclosure

SEC source: 0001567619-19-007387 · doc1.xml · nonDerivative · entry 2

Russell Lori L · CIK 0001671699 · VP, Utility Services · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432.6904

F1 · price: This transaction was executed in multiple trades on reported date with prices ranging from $64.37 to $64.795, resulting in an average price of $64.5894. Northwest Natural Holding Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 17:03 UTC
Russell Lori LVP, Utility Services · NW Natural
Exercise / conversionCommon Stock 1,500 $44.25 $66,375.00
Disclosure

SEC source: 0001567619-19-007387 · doc1.xml · nonDerivative · entry 1

Russell Lori L · CIK 0001671699 · VP, Utility Services · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,932.6904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 14:54 UTC
RUSH KIMBERLY HEITINGSVP & Chief Marketing Officer · NW Natural
Exercise / conversionEmployee Stock Option to Buy · Derivative 4,000 $0.00 Strike: $44.25 $0.00
Disclosure

SEC source: 0001567619-19-006647 · doc1.xml · derivative · entry 5

Heiting Kimberly A. · CIK 0001629836 · SVP & Chief Marketing Officer · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Options were granted as part of compensation for services. The options were exercised as a cashless exercise.

F4 · derivative.exercise_date: The option vested in four equal installments on each of February 24, 2011, and January 1, 2012, 2013 and 2014.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 14:54 UTC
RUSH KIMBERLY HEITINGSVP & Chief Marketing Officer · NW Natural
SaleCommon Stock 4,000 $64.00 $255,992.40
Disclosure

SEC source: 0001567619-19-006647 · doc1.xml · nonDerivative · entry 2

Heiting Kimberly A. · CIK 0001629836 · SVP & Chief Marketing Officer · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,949.9124

F1 · price: This transaction was executed in multiple trades for an aggregate of 4,000 shares on reported date with prices ranging from $63.82 to $64.19, resulting in an average price of $63.9981. Northwest Natural Holding Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 14:54 UTC
RUSH KIMBERLY HEITINGSVP & Chief Marketing Officer · NW Natural
Exercise / conversionCommon Stock 4,000 $44.25 $177,000.00
Disclosure

SEC source: 0001567619-19-006647 · doc1.xml · nonDerivative · entry 1

Heiting Kimberly A. · CIK 0001629836 · SVP & Chief Marketing Officer · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,949.9124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:03 UTC
ANDERSON DAVID HUGODirector · President & CEO
Tax withholdingCommon Stock 3,508 $64.21 $225,248.68
Disclosure

SEC source: 0001567619-19-006400 · doc1.xml · nonDerivative · entry 6

ANDERSON DAVID HUGO · CIK 0001241405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,375.958

F3 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 28, 2019.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:03 UTC
ANDERSON DAVID HUGODirector · President & CEO
Tax withholdingCommon Stock 1,249 $64.21 $80,198.29
Disclosure

SEC source: 0001567619-19-006400 · doc1.xml · nonDerivative · entry 5

ANDERSON DAVID HUGO · CIK 0001241405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,883.958

F2 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 14:13 UTC
DOWNING JAMES RVP, CIO · NW Natural
Tax withholdingCommon Stock 342 $64.21 $21,959.82
Disclosure

SEC source: 0001567619-19-006444 · doc1.xml · nonDerivative · entry 1

DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,530

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 192 restricted stock units (RSUs) with performance threshold and vesting of 920 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 192 RSUs was reported on Form 4 filed on February 28, 2019. The 920 time-based RSUs are part of 3,680 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on September 20, 2017.

F2 · balance_after: Includes 2,760 time-based restricted stock units (RSUs) granted under Issuer's Long-Term Incentive Plan. The RSUs vest in three installments: 920 shares on each March 1, 2020, 2021 and 2022.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 19:20 UTC
Palfreyman JustinVP Strategy & Bus. Dev. · NW Natural
Tax withholdingCommon Stock 297 $64.21 $19,070.37
Disclosure

SEC source: 0001567619-19-006454 · doc1.xml · nonDerivative · entry 1

Palfreyman Justin · CIK 0001686243 · VP Strategy & Bus. Dev. · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 489 restricted stock units (RSUs) with performance threshold, and vesting of 516 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 489 RSUs was reported on Form 4 filed on February 28, 2019. The 516 time-based RSUs are part of 2,580 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on October 5, 2016.

F2 · balance_after: Includes 1,548 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in two installments: 516 shares on March 1, 2020, and 1,032 shares on March 1, 2021.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 14:22 UTC
Russell Lori LVP, Utility Services · NW Natural
Tax withholdingCommon Stock 278 $64.21 $17,850.38
Disclosure

SEC source: 0001567619-19-006458 · doc1.xml · nonDerivative · entry 2

Russell Lori L · CIK 0001671699 · VP, Utility Services · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432.6904

F2 · shares: Shares were withheld by issuer to cover withholding on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 28, 2019.

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March 06, 2019 Filed Mar 8, 2019 14:22 UTC
Russell Lori LVP, Utility Services · NW Natural
Tax withholdingCommon Stock 25 $64.21 $1,605.25
Disclosure

SEC source: 0001567619-19-006458 · doc1.xml · nonDerivative · entry 1

Russell Lori L · CIK 0001671699 · VP, Utility Services · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710.6904

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.

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March 06, 2019 Filed Mar 8, 2019 14:18 UTC
Imeson Thomas JVP, Public Affairs · NW Natural
Tax withholdingCommon Stock 408 $64.21 $26,197.68
Disclosure

SEC source: 0001567619-19-006452 · doc1.xml · nonDerivative · entry 2

Imeson Thomas J · CIK 0001605072 · VP, Public Affairs · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,831.168

F3 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 28, 2019.

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March 06, 2019 Filed Mar 8, 2019 14:18 UTC
Imeson Thomas JVP, Public Affairs · NW Natural
Tax withholdingCommon Stock 145 $64.21 $9,310.45
Disclosure

SEC source: 0001567619-19-006452 · doc1.xml · nonDerivative · entry 1

Imeson Thomas J · CIK 0001605072 · VP, Public Affairs · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,239.168

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.

F2 · balance_after: Includes 1,151 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest on March 31, 2019.

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March 06, 2019 Filed Mar 8, 2019 14:23 UTC
Saathoff MardiLynSVP & General Counsel
Tax withholdingCommon Stock 881 $64.21 $56,569.01
Disclosure

SEC source: 0001567619-19-006460 · doc1.xml · nonDerivative · entry 2

Saathoff MardiLyn · CIK 0001445672 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,624.0855

F3 · shares: Shares were withheld by issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 28, 2019.

F2 · balance_after: Includes 2,325 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 2,325 RSUs vest in two installments: 775 shares on March 1, 2020, and 1,550 shares on March 1, 2021.

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March 06, 2019 Filed Mar 8, 2019 14:23 UTC
Saathoff MardiLynSVP & General Counsel
Tax withholdingCommon Stock 556 $64.21 $35,700.76
Disclosure

SEC source: 0001567619-19-006460 · doc1.xml · nonDerivative · entry 1

Saathoff MardiLyn · CIK 0001445672 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,505.0855

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 1,215 restricted stock units (RSUs) with performance threshold, and vesting of 775 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019. The 775 time-based RSUs are part of 3,100 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 4 on July 29, 2016.

F2 · balance_after: Includes 2,325 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 2,325 RSUs vest in two installments: 775 shares on March 1, 2020, and 1,550 shares on March 1, 2021.

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March 06, 2019 Filed Mar 8, 2019 19:24 UTC
Weber David A.Pres. & CEO of Issuer's Sub.
Tax withholdingCommon Stock 147 $64.21 $9,438.87
Disclosure

SEC source: 0001567619-19-006462 · doc1.xml · nonDerivative · entry 1

Weber David A. · CIK 0001538965 · Pres. & CEO of Issuer's Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657.872

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed February 28, 2019.

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March 06, 2019 Filed Mar 8, 2019 14:25 UTC
WILSON BRODY JVP, Treas., CAO & Controller
Tax withholdingCommon Stock 110 $64.21 $7,063.10
Disclosure

SEC source: 0001567619-19-006464 · doc1.xml · nonDerivative · entry 1

WILSON BRODY J · CIK 0001571275 · VP, Treas., CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.

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March 06, 2019 Filed Mar 8, 2019 14:14 UTC
Filippi Shawn MVP, CCO & Corporate Secretary
Tax withholdingCommon Stock 52 $64.21 $3,338.92
Disclosure

SEC source: 0001567619-19-006446 · doc1.xml · nonDerivative · entry 1

Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511.0225

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.

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March 06, 2019 Filed Mar 8, 2019 14:15 UTC
RUSH KIMBERLY HEITINGSVP & Chief Marketing Officer · NW Natural
Tax withholdingCommon Stock 413 $64.21 $26,518.73
Disclosure

SEC source: 0001567619-19-006448 · doc1.xml · nonDerivative · entry 2

Heiting Kimberly A. · CIK 0001629836 · SVP & Chief Marketing Officer · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,949.9124

F2 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 28, 2019.

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March 06, 2019 Filed Mar 8, 2019 14:15 UTC
RUSH KIMBERLY HEITINGSVP & Chief Marketing Officer · NW Natural
Tax withholdingCommon Stock 245 $64.21 $15,731.45
Disclosure

SEC source: 0001567619-19-006448 · doc1.xml · nonDerivative · entry 1

Heiting Kimberly A. · CIK 0001629836 · SVP & Chief Marketing Officer · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,362.9124

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.

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March 06, 2019 Filed Mar 8, 2019 14:12 UTC
Burkhartsmeyer FrankSVP & Chief Financial Officer
Tax withholdingCommon Stock 710 $64.21 $45,589.10
Disclosure

SEC source: 0001567619-19-006442 · doc1.xml · nonDerivative · entry 1

Burkhartsmeyer Frank · CIK 0001661934 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,893

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 836 restricted stock units (RSUs) with performance threshold, and vesting of 1,504 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 836 RSUs was reported on Form 4 filed on February 28, 2019. The 1,504 time-based RSUs are part of 6,016 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on May 23, 2017.

F2 · balance_after: Includes 3,008 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in two equal installments: 1,504 shares on each March 1, 2020 and 2021.

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March 06, 2019 Filed Mar 8, 2019 19:21 UTC
Rogers Melinda B.VP, Chief HR & Diversity Off. · NW Natural
Tax withholdingCommon Stock 12 $64.21 $770.52
Disclosure

SEC source: 0001567619-19-006456 · doc1.xml · nonDerivative · entry 1

Rogers Melinda B. · CIK 0001748944 · VP, Chief HR & Diversity Off. · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.

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March 06, 2019 Filed Mar 8, 2019 19:16 UTC
HUDDLESTON JON GVP, Eng. & Utility Operations · NW Natural
Tax withholdingCommon Stock 82 $64.21 $5,265.22
Disclosure

SEC source: 0001567619-19-006450 · doc1.xml · nonDerivative · entry 1

HUDDLESTON JON G · CIK 0001736455 · VP, Eng. & Utility Operations · NW Natural

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647.05

F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.