Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHWEST NATURAL GAS CONWN · Entity 164055 | VP Public Affairs | April 02, 2018 | April 04, 2018 |
| Northwest Natural Holding CoNWN · Entity 2245 | VP, Public Affairs · NW Natural | April 01, 2019 | April 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHWEST NATURAL GAS CO
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,296.916 |
Reported balance
After 2018-04-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-02 · Tax withholding · Disposed 285 · Balance 3,296.916 F1: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. F2: Includes 1,151 restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest on March 31, 2019. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,526.457 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,526.457 F3: Shares have been credited to reporting person's account under issuer's Deferred Compensation Plan for Directors and Executives. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 66.339 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 66.339 F4: Shares held in reporting person's account under the issuer's Retirement K Savings Plan as of March 31, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units.
F2: Includes 1,151 restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest on March 31, 2019.
F3: Shares have been credited to reporting person's account under issuer's Deferred Compensation Plan for Directors and Executives.
F4: Shares held in reporting person's account under the issuer's Retirement K Savings Plan as of March 31, 2018.
Northwest Natural Holding Co
Report date April 01, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,555.168 |
Reported balance
After 2019-04-01 transaction · row 1
1 source rowRow 1 · 2019-04-01 · Tax withholding · Disposed 276 · Balance 4,555.168 F1: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,821.992 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,821.992 F2: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 68.316 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 68.316 F3: Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of March 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units.
F2: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
F3: Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of March 31, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 2, 2019 14:39 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 276 | $65.63 | $18,113.88 |
DisclosureSEC source: 0001567619-19-008132 · doc1.xml · nonDerivative · entry 1 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,555.168 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 14:18 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 408 | $64.21 | $26,197.68 |
DisclosureSEC source: 0001567619-19-006452 · doc1.xml · nonDerivative · entry 2 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,831.168 F3 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 28, 2019. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 14:18 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 145 | $64.21 | $9,310.45 |
DisclosureSEC source: 0001567619-19-006452 · doc1.xml · nonDerivative · entry 1 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,239.168 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019. F2 · balance_after: Includes 1,151 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest on March 31, 2019. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 18:32 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 1,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005653 · doc1.xml · nonDerivative · entry 3 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,384.168 F5 · shares: Shares are issuable as a result of satisfaction of performance goals for 2016-2018 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 18:32 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005653 · doc1.xml · nonDerivative · entry 2 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,821.992 F3 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2018 under restricted stock unit award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F4 · ownership.nature: Shares have been credited to the reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 18:32 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005653 · doc1.xml · nonDerivative · entry 1 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,882.168 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2018 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F2 · balance_after: Includes 1,151 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest on March 31, 2019. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:51 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Tax withholdingCommon Stock | 285 | $57.65 | $16,430.25 |
DisclosureSEC source: 0001140361-18-017123 · doc1.xml · nonDerivative · entry 1 Imeson Thomas J · CIK 0001605072 · VP Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,296.916 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. F2 · balance_after: Includes 1,151 restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest on March 31, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:58 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Tax withholdingCommon Stock | 149 | $52.15 | $7,770.35 |
DisclosureSEC source: 0001140361-18-011892 · doc1.xml · nonDerivative · entry 1 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,581.916 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 23, 2018. F2 · balance_after: Includes 2,302 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in two equal installments of shares: 1,151 on each March 31, 2018 and 2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:30 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 886 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009865 · doc1.xml · nonDerivative · entry 3 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,526.457 F5 · shares: Shares are issuable as a result of satisfaction of performance goals for 2015-2017 under a performance share award, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F4 · ownership.nature: Shares have been credited to the reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:30 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009865 · doc1.xml · nonDerivative · entry 2 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,640.457 F3 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2017 under restricted stock unit award, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F4 · ownership.nature: Shares have been credited to the reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:30 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009865 · doc1.xml · nonDerivative · entry 1 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,730.916 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2017 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F2 · balance_after: Includes 2,302 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in two equal installments of shares: 1,151 on each March 31, 2018 and 2019. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:51 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Tax withholdingCommon Stock | 350 | $59.15 | $20,702.50 |
DisclosureSEC source: 0001140361-17-014674 · doc1.xml · nonDerivative · entry 1 Imeson Thomas J · CIK 0001605072 · VP Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. F2 · balance_after: Includes 2,302 restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in two equal installments of shares on March 31, 2018 and 2019. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 18:34 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Tax withholdingCommon Stock | 70 | $60.10 | $4,207.00 |
DisclosureSEC source: 0001140361-17-010231 · doc1.xml · nonDerivative · entry 1 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,683 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 24, 2017. F2 · balance_after: Includes 3,453 restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in three equal installments of shares on March 31, 2017, 2018 and 2019. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:09 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 1,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009084 · doc1.xml · nonDerivative · entry 3 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,202.217 F5 · shares: Shares are issuable as a result of satisfaction of performance goals for 2014-2016 under a performance share award, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F4 · ownership.nature: Shares have been credited to the reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:09 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009084 · doc1.xml · nonDerivative · entry 2 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 945.217 F3 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2016 under restricted stock unit award, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F4 · ownership.nature: Shares have been credited to the reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:09 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009084 · doc1.xml · nonDerivative · entry 1 Imeson Thomas J · CIK 0001605072 · VP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,753 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2016 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F2 · balance_after: Includes 3,453 restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in three equal installments of shares on each March 31, 2017, 2018 and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.