Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHWEST NATURAL GAS CONWN · Entity 164055 | VP, CCO & Corporate Secretary | March 01, 2018 | March 05, 2018 |
| Northwest Natural Holding CoNWN · Entity 2245 | VP, CCO & Corporate Secretary | March 01, 2024 | March 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHWEST NATURAL GAS CO
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,367.09 |
Ending reported balance
After 2018-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-03-01 · Tax withholding · Disposed 96 · Balance 1,602.09 F1: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 23, 2018. Row 2 · 2018-03-01 · Tax withholding · Disposed 235 · Balance 1,367.09 F2: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 23, 2018 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 515.578 |
Reported balance
Holding disclosure · report date 2018-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 515.578 F3: Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 849.6 |
Reported balance
Holding disclosure · report date 2018-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 849.6 F4: Shares held in reporting person's account in issuer's Retirement K Savings Plan as of February 28, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 23, 2018.
F2: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 23, 2018
F3: Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
F4: Shares held in reporting person's account in issuer's Retirement K Savings Plan as of February 28, 2018.
Northwest Natural Holding Co
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,969.3438 |
Ending reported balance
After 2024-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-01 · Tax withholding · Disposed 161 · Balance 2,033.3438 F1: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 23, 2024. Row 2 · 2024-03-01 · Tax withholding · Disposed 64 · Balance 1,969.3438 F2: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 23, 2024. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 12,346.032 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,346.032 F3: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,371.57 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,371.57 F4: Shares held in reporting person's account in Northwest Natural Gas Company's Retirement K Savings Plan as of February 15, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 23, 2024.
F2: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 23, 2024.
F3: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
F4: Shares held in reporting person's account in Northwest Natural Gas Company's Retirement K Savings Plan as of February 15, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 5, 2024 17:16 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 64 | $36.74 | $2,351.36 |
DisclosureSEC source: 0001733998-24-000049 · form4.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,969.3438 F2 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 23, 2024. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:16 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 161 | $36.74 | $5,915.14 |
DisclosureSEC source: 0001733998-24-000049 · form4.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,033.3438 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 23, 2024. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:46 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0001733998-24-000017 · form4.xml · nonDerivative · entry 4 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 12,346.032 F4 · shares: Shares are issuable as a result of satisfaction of performance goals for 2021-2023 under a performance share award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F5 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:46 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001733998-24-000017 · form4.xml · nonDerivative · entry 3 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,194.3438 F3 · shares: Shares are issuable as a result of satisfaction of performance goals for 2021-2023 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:46 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 461 | $0.00 | $0.00 |
DisclosureSEC source: 0001733998-24-000017 · form4.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 11,381.032 F2 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2023 under restricted stock unit awards, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F5 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:46 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001733998-24-000017 · form4.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,087.3438 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2023 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:20 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 37 | $48.34 | $1,788.58 |
DisclosureSEC source: 0001567619-23-004408 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,741.5708 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 24, 2023. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 16:54 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 727 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003747 · doc1.xml · nonDerivative · entry 3 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,396.412 F3 · shares: Shares are issuable as a result of satisfaction of performance goals for 2020-2022 under a performance share award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F4 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 16:54 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003747 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,669.412 F2 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2022 under restricted stock unit awards, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F4 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 16:54 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003747 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,778.5708 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2022 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 17:30 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 19 | $52.22 | $992.18 |
DisclosureSEC source: 0001567619-22-006411 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674.8788 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 25, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:44 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-005699 · doc1.xml · nonDerivative · entry 3 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,719.853 F3 · shares: Shares are issuable as a result of satisfaction of performance goals for 2019-2021 under a performance share award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F4 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:44 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 596 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-005699 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,699.853 F2 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2021 under restricted stock unit awards, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F4 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:44 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-005699 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693.8788 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2021 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 20:39 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Exercise / conversionEmployee Stock Option to Buy · Derivative | 600 | $0.00 Strike: $45.74 | $0.00 |
DisclosureSEC source: 0001567619-21-005452 · doc1.xml · derivative · entry 5 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires 2021-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Options were granted as part of compensation for services. The options were exercised as a cashless exercise. F4 · derivative.exercise_date: The options vested in four equal installments on each of February 23, 2012, and January 1, 2013, 2014 and 2015. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 20:39 UTC | Northwest Natural Holding Co NWN · Entity 2245 | SaleCommon Stock | 600 | $48.23 | $28,939.02 |
DisclosureSEC source: 0001567619-21-005452 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611.3944 F1 · price: This transaction was part of a cashless exercise of stock options, executed in multiple trades on reported date with prices ranging from $48.20 to $48.285, resulting in an average price of $48.2317. Northwest Natural Holding Company (Issuer) will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Continued share holdings are noted in Table 1. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 20:39 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Exercise / conversionCommon Stock | 600 | $45.74 | $27,444.00 |
DisclosureSEC source: 0001567619-21-005452 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,211.3944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:42 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 1,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005040 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,837.27 F2 · shares: Shares are issuable as a result of satisfaction of performance goals for 2018-2020 under a performance share award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:42 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005040 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,790.27 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2020 under restricted stock unit awards, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:39 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 1,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005035 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,837.27 F2 · shares: Shares are issuable as a result of satisfaction of performance goals for 2018-2020 under a performance share award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:39 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005035 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,790.27 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2020 under restricted stock unit awards, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 17:08 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 1,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005187 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,030.935 F2 · shares: Shares are issuable as a result of satisfaction of performance goals for 2017-2019 under a performance share award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 17:08 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005187 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,215.935 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2019 under restricted stock unit awards, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 14:14 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 52 | $64.21 | $3,338.92 |
DisclosureSEC source: 0001567619-19-006446 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511.0225 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 28, 2019. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 18:41 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 1,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005668 · doc1.xml · nonDerivative · entry 3 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,517.007 F4 · shares: Shares are issuable as a result of satisfaction of performance goals for 2016-2018 under a performance share award, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 18:41 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005668 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,015.007 F2 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2018 under restricted stock unit awards, and credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 18:41 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005668 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563.0225 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2018 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:55 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Tax withholdingCommon Stock | 235 | $52.15 | $12,255.25 |
DisclosureSEC source: 0001140361-18-011888 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367.09 F2 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 23, 2018 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:55 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Tax withholdingCommon Stock | 96 | $52.15 | $5,006.40 |
DisclosureSEC source: 0001140361-18-011888 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,602.09 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 23, 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 733 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009860 · doc1.xml · nonDerivative · entry 3 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698.09 F4 · shares: Shares are issuable as a result of satisfaction of performance goals for 2015-2017 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009860 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 515.578 F2 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2017 under restricted stock unit awards, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009860 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965.09 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2017 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:09 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Exercise / conversionEmployee Stock Option to Buy · Derivative | 600 | $0.00 Strike: $44.25 | $0.00 |
DisclosureSEC source: 0001140361-17-024801 · doc1.xml · derivative · entry 8 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires 2020-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Option was granted as part of compensation for services. The option was exercised as a cashless exercise. F5 · derivative.exercise_date: The option vested in four equal installments on each of February 24, 2011, and January 1, 2012, 2013 and 2014. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:09 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Exercise / conversionEmployee Stock Option to Buy · Derivative | 600 | $0.00 Strike: $41.15 | $0.00 |
DisclosureSEC source: 0001140361-17-024801 · doc1.xml · derivative · entry 7 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Option was granted as part of compensation for services. The option was exercised as a cashless exercise. F4 · derivative.exercise_date: The option vested in four equal installments on each of February 25, 2010, and January 1, 2011, 2012 and 2013. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:09 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | SaleCommon Stock | 600 | $62.27 | $37,362.54 |
DisclosureSEC source: 0001140361-17-024801 · doc1.xml · nonDerivative · entry 4 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730.3227 F1 · price: This transaction was executed in multiple trades for an aggregate of 1,200 shares on reported date with prices ranging from $62.25 - $62.30, resulting in an average price of $62.2709. Northwest Natural Gas Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:09 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Exercise / conversionCommon Stock | 600 | $44.25 | $26,550.00 |
DisclosureSEC source: 0001140361-17-024801 · doc1.xml · nonDerivative · entry 3 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330.3227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:09 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | SaleCommon Stock | 600 | $62.27 | $37,362.54 |
DisclosureSEC source: 0001140361-17-024801 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730.3227 F1 · price: This transaction was executed in multiple trades for an aggregate of 1,200 shares on reported date with prices ranging from $62.25 - $62.30, resulting in an average price of $62.2709. Northwest Natural Gas Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:09 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Exercise / conversionCommon Stock | 600 | $41.15 | $24,690.00 |
DisclosureSEC source: 0001140361-17-024801 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330.3227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 01:03 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Tax withholdingCommon Stock | 105 | $60.10 | $6,310.50 |
DisclosureSEC source: 0001140361-17-010105 · doc1.xml · nonDerivative · entry 3 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724.663 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 24, 2017. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 01:03 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Exercise / conversionEmployee Stock Option to Buy · Derivative | 600 | $0.00 Strike: $44.48 | $0.00 |
DisclosureSEC source: 0001140361-17-010105 · doc1.xml · derivative · entry 5 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Option was granted as part of compensation for services. The option was exercised as a cashless exercise. F3 · derivative.exercise_date: The option vested in four equal installments on each of February 21, 2008, and January 1, 2009, 2010 and 2011. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 01:03 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | SaleCommon Stock | 600 | $59.95 | $35,970.00 |
DisclosureSEC source: 0001140361-17-010105 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829.663 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 01:03 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | Exercise / conversionCommon Stock | 600 | $44.48 | $26,688.00 |
DisclosureSEC source: 0001140361-17-010105 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,429.663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:06 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009077 · doc1.xml · nonDerivative · entry 2 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 180 F2 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2016 under restricted stock unit awards, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F3 · ownership.nature: Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:06 UTC | NORTHWEST NATURAL GAS CO NWN · Entity 164055 | GrantCommon Stock | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009077 · doc1.xml · nonDerivative · entry 1 Filippi Shawn M · CIK 0001629792 · VP, CCO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829.663 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2016 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.