Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHWEST NATURAL GAS CONWN · Entity 164055 | VP & CIO | September 18, 2017 | September 20, 2017 |
| Northwest Natural Holding CoNWN · Entity 2245 | VP, CIO · NW Natural | March 13, 2024 | March 15, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHWEST NATURAL GAS CO
Report date September 18, 2017 · Filed September 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,680 |
Reported balance
Holding disclosure · report date 2017-09-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,680 F1: Common stock pursuant to restricted stock units (RSUs) that were granted under Northwest Natural Gas Company's Long Term Incentive Plan. The RSUs vest in four equal installments of shares on each March 1, 2019, 2020, 2021, and 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock pursuant to restricted stock units (RSUs) that were granted under Northwest Natural Gas Company's Long Term Incentive Plan. The RSUs vest in four equal installments of shares on each March 1, 2019, 2020, 2021, and 2022.
Northwest Natural Holding Co
Report date March 13, 2024 · Filed March 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,593 |
Reported balance
After 2024-03-13 transaction · row 1
1 source rowRow 1 · 2024-03-13 · Sale · Disposed 0.457 · Balance 8,593 F1: Disposition was due to the automatic sale of fractional shares in connection with the transfer of whole shares between accounts directly held by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition was due to the automatic sale of fractional shares in connection with the transfer of whole shares between accounts directly held by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2024 Filed Mar 15, 2024 16:44 UTC | Northwest Natural Holding Co NWN · Entity 2245 | SaleCommon Stock | 0.457 | $37.36 | $17.08 |
DisclosureSEC source: 0001733998-24-000069 · form4.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,593 F1 · shares: Disposition was due to the automatic sale of fractional shares in connection with the transfer of whole shares between accounts directly held by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:14 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 638 | $36.74 | $23,440.12 |
DisclosureSEC source: 0001733998-24-000047 · form4.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,593.457 F2 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 23, 2024. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:14 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 419 | $36.74 | $15,394.06 |
DisclosureSEC source: 0001733998-24-000047 · form4.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,231.457 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units (RSUs) with performance threshold. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold was reported on Form 4 filed on February 23, 2024. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:44 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 1,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001733998-24-000015 · form4.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,650.457 F2 · shares: Shares are issuable as a result of satisfaction of performance goals for 2021-2023 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:44 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 843 | $0.00 | $0.00 |
DisclosureSEC source: 0001733998-24-000015 · form4.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,311.457 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2023 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:18 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 497 | $48.34 | $24,024.98 |
DisclosureSEC source: 0001567619-23-004405 · doc1.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,120.569 F2 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 24, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:18 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 406 | $48.34 | $19,626.04 |
DisclosureSEC source: 0001567619-23-004405 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,617.569 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units (RSUs) with performance threshold. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold was reported on Form 4 filed on February 24, 2023. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 16:51 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 907 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003745 · doc1.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP and CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,023.569 F2 · shares: Shares are issuable as a result of satisfaction of performance goals for 2020-2022 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 16:51 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 805 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003745 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP and CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,116.569 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2022 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 17:29 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 387 | $52.22 | $20,209.14 |
DisclosureSEC source: 0001567619-22-006408 · doc1.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,078.223 F2 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 25, 2022. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 17:29 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 413 | $52.22 | $21,566.86 |
DisclosureSEC source: 0001567619-22-006408 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,465.223 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 769 restricted stock units (RSUs) with performance threshold and vesting of 920 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 769 RSUs was reported on Form 4 filed on February 25, 2022. The 920 time-based RSUs are part of 3,680 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on September 20, 2017. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:42 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 1,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-005696 · doc1.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP and CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,878.223 F2 · shares: Shares are issuable as a result of satisfaction of performance goals for 2019-2021 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F3 · balance_after: Includes 920 time-based restricted stock units (RSUs) granted under Issuer's Long Term Incentive Plan. The RSUs vest on March 1, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:42 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 769 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-005696 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP and CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,603.223 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2021 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F3 · balance_after: Includes 920 time-based restricted stock units (RSUs) granted under Issuer's Long Term Incentive Plan. The RSUs vest on March 1, 2022. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:15 UTC | Northwest Natural Holding Co NWN · Entity 2245 | SaleCommon Stock | 1,862 | $51.90 | $96,632.21 |
DisclosureSEC source: 0001567619-21-016754 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP & CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,631.267 F1 · balance_after: Includes 920 time-based restricted stock units (RSUs) granted under the Issuers Long-Term Incentive Plan. The RSUs vest on March 1, 2022. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 17:03 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 388 | $47.80 | $18,546.40 |
DisclosureSEC source: 0001567619-21-005750 · doc1.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,396.129 F2 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 26, 2021. F3 · balance_after: Includes 920 time-based restricted stock units (RSUs) granted under Issuer's Long-Term Incentive Plan. The RSUs vest on March 1, 2022. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 17:03 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 368 | $47.80 | $17,590.40 |
DisclosureSEC source: 0001567619-21-005750 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,784.129 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 525 restricted stock units (RSUs) with performance threshold and vesting of 920 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 525 RSUs was reported on Form 4 filed on February 26, 2021. The 920 time-based RSUs are part of 3,680 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on September 20, 2017. F3 · balance_after: Includes 920 time-based restricted stock units (RSUs) granted under Issuer's Long-Term Incentive Plan. The RSUs vest on March 1, 2022. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 18:45 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 1,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005109 · doc1.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP and CIO / NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,152.129 F2 · shares: Shares are issuable as a result of satisfaction of performance goals for 2018-2020 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F3 · balance_after: Includes 1,840 time-based restricted stock units (RSUs) granted under Issuer's Long Term Incentive Plan. The RSUs vest in two equal installments: 920 shares on each March 1, 2021 and 2022. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 18:45 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005109 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP and CIO / NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,847.129 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2020 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F3 · balance_after: Includes 1,840 time-based restricted stock units (RSUs) granted under Issuer's Long Term Incentive Plan. The RSUs vest in two equal installments: 920 shares on each March 1, 2021 and 2022. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:24 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 660 | $65.02 | $42,913.20 |
DisclosureSEC source: 0001567619-20-005806 · doc1.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,255 F2 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 28, 2020. F3 · balance_after: Includes 1,840 time-based restricted stock units (RSUs) granted under Issuer's Long-Term Incentive Plan. The RSUs vest in two installments: 920 shares on each March 1, 2021 and 2022. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 16:24 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 364 | $65.02 | $23,667.28 |
DisclosureSEC source: 0001567619-20-005806 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,915 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 375 restricted stock units (RSUs) with performance threshold and vesting of 920 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 375 RSUs was reported on Form 4 filed on February 28, 2020. The 920 time-based RSUs are part of 3,680 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on September 20, 2017. F3 · balance_after: Includes 1,840 time-based restricted stock units (RSUs) granted under Issuer's Long-Term Incentive Plan. The RSUs vest in two installments: 920 shares on each March 1, 2021 and 2022. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 17:05 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 2,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005183 · doc1.xml · nonDerivative · entry 2 DOWNING JAMES R · CIK 0001717381 · VP and CIO / NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,279 F2 · shares: Shares are issuable as a result of satisfaction of performance goals for 2017-2019 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date. F3 · balance_after: Includes 2,760 time-based restricted stock units (RSUs) granted under Issuer's Long Term Incentive Plan. The RSUs vest in three installments: 920 shares on each March 1, 2020, 2021 and 2022. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 17:05 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005183 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP and CIO / NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,996 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2019 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F3 · balance_after: Includes 2,760 time-based restricted stock units (RSUs) granted under Issuer's Long Term Incentive Plan. The RSUs vest in three installments: 920 shares on each March 1, 2020, 2021 and 2022. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 14:13 UTC | Northwest Natural Holding Co NWN · Entity 2245 | Tax withholdingCommon Stock | 342 | $64.21 | $21,959.82 |
DisclosureSEC source: 0001567619-19-006444 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP, CIO · NW Natural 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,530 F1 · shares: Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of 192 restricted stock units (RSUs) with performance threshold and vesting of 920 time-based RSUs. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for 192 RSUs was reported on Form 4 filed on February 28, 2019. The 920 time-based RSUs are part of 3,680 time-based RSUs that have been reported as shares beneficially owned by the reporting person since initially reported on the reporting person's Form 3 on September 20, 2017. F2 · balance_after: Includes 2,760 time-based restricted stock units (RSUs) granted under Issuer's Long-Term Incentive Plan. The RSUs vest in three installments: 920 shares on each March 1, 2020, 2021 and 2022. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 18:28 UTC | Northwest Natural Holding Co NWN · Entity 2245 | GrantCommon Stock | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005645 · doc1.xml · nonDerivative · entry 1 DOWNING JAMES R · CIK 0001717381 · VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,872 F1 · shares: Shares are issuable as a result of satisfaction of the performance threshold for 2018 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date. F2 · balance_after: Includes 3,680 time-based restricted stock units (RSUs) granted under Issuer's Long Term Incentive Plan. The RSUs vest in four installments: 920 shares on each March 1, 2019, 2020, 2021 and 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.