NUWE

SEC source: 0001140361-26-017868 · form4.xml · derivative · entry 1

McDonald David · CIK 0001455136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,744

Underlying: Common Stock · 6,744 shares

Expires 2036-04-27

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001140361-26-017926 · form4.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,744

Underlying: Common Stock · 6,744 shares

Expires 2036-04-27

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001140361-26-017870 · form4.xml · derivative · entry 1

Emerson Martin J · CIK 0001230453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,744

Underlying: Common Stock · 6,744 shares

Expires 2036-04-27

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001140361-26-017869 · form4.xml · derivative · entry 1

Feldshon Archelle Georgiou · CIK 0001500842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,744

Underlying: Common Stock · 6,744 shares

Expires 2036-04-27

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001213867-25-000004 · primary_doc.xml · derivative · entry 1

ERB JOHN L · CIK 0001213867 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,329

Underlying: Common Stock · 115,329 shares

Expires 2035-06-26

F1 · derivative.exercise_date: The options will vest in 12 equal consecutive monthly increments, so all will be vested on the one-year anniversary of the date of grant.

SEC source: 0001213867-25-000003 · primary_doc.xml · nonDerivative · entry 2

ERB JOHN L · CIK 0001213867 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213867-25-000003 · primary_doc.xml · derivative · entry 5

ERB JOHN L · CIK 0001213867 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34

Underlying: Common Stock · 1,100,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Reporting Person's shares of Series F-1 Convertible Preferred Stock are convertible into shares of common stock, par value $0.0001 per share, subject to a 19.99% beneficial ownership limitation.

F2 · derivative.expiration_date: The preferred stock has no expiration date.

SEC source: 0001213867-25-000003 · primary_doc.xml · derivative · entry 4

ERB JOHN L · CIK 0001213867 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 1,666,667 shares

Expires not disclosed

F1 · kind: On June 9, 2025, the Issuer entered into a Securities Exchange Agreement with the Reporting Person, pursuant to which the Issuer agreed to issue 100 shares of its newly designated Series F-1 Convertible Preferred Stock ("F-1 Stock") in exchange for 100 shares of its outstanding Series F Convertible Preferred Stock ("F Stock"). Each share of F-1 Stock and F Stock has a stated value of $1,000.

F1 · price: On June 9, 2025, the Issuer entered into a Securities Exchange Agreement with the Reporting Person, pursuant to which the Issuer agreed to issue 100 shares of its newly designated Series F-1 Convertible Preferred Stock ("F-1 Stock") in exchange for 100 shares of its outstanding Series F Convertible Preferred Stock ("F Stock"). Each share of F-1 Stock and F Stock has a stated value of $1,000.

F2 · derivative.expiration_date: The preferred stock has no expiration date.

F3 · derivative.underlying_shares: The Reporting Person's shares of Series F-1 Convertible Preferred Stock are convertible into shares of common stock, par value $0.0001 per share, subject to a 19.99% beneficial ownership limitation.

SEC source: 0001213867-25-000003 · primary_doc.xml · derivative · entry 3

ERB JOHN L · CIK 0001213867 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,666,667 shares

Expires not disclosed

F1 · kind: On June 9, 2025, the Issuer entered into a Securities Exchange Agreement with the Reporting Person, pursuant to which the Issuer agreed to issue 100 shares of its newly designated Series F-1 Convertible Preferred Stock ("F-1 Stock") in exchange for 100 shares of its outstanding Series F Convertible Preferred Stock ("F Stock"). Each share of F-1 Stock and F Stock has a stated value of $1,000.

F1 · price: On June 9, 2025, the Issuer entered into a Securities Exchange Agreement with the Reporting Person, pursuant to which the Issuer agreed to issue 100 shares of its newly designated Series F-1 Convertible Preferred Stock ("F-1 Stock") in exchange for 100 shares of its outstanding Series F Convertible Preferred Stock ("F Stock"). Each share of F-1 Stock and F Stock has a stated value of $1,000.

F2 · derivative.expiration_date: The preferred stock has no expiration date.

SEC source: 0001213867-25-000003 · primary_doc.xml · nonDerivative · entry 1

ERB JOHN L · CIK 0001213867 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,092,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001455136-25-000002 · primary_doc.xml · derivative · entry 1

McDonald David · CIK 0001455136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,496

Underlying: Common Stock · 17,496 shares

Expires 2035-05-19

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001140361-25-020056 · form4.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,496

Underlying: Common Stock · 17,496 shares

Expires 2035-05-19

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001980195-25-000001 · primary_doc.xml · derivative · entry 1

McCormick Michael Kendrick · CIK 0001980195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,496

Underlying: Common Stock · 17,496 shares

Expires 2035-05-19

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001500842-25-000003 · primary_doc.xml · derivative · entry 1

Feldshon Archelle Georgiou · CIK 0001500842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,496

Underlying: Common Stock · 17,496 shares

Expires 2035-05-19

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001500842-24-000002 · primary_doc.xml · derivative · entry 1

McDonald David · CIK 0001455136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,365

Underlying: Common Stock · 11,365 shares

Expires 2034-01-01

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date that he was appointed to the Board of Directors (11/01/2023), so that all of the options will be vested on the one-year anniversary of the date that he was appointed to the Board of Directors.

SEC source: 0001500842-24-000001 · primary_doc.xml · derivative · entry 1

Feldshon Archelle Georgiou · CIK 0001500842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,365

Underlying: Common Stock · 11,365 shares

Expires 2034-01-01

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date that she was appointed to the Board of Directors (11/01/2023), so that all of the options will be vested on the one-year anniversary of the date that she was appointed to the Board of Directors.

SEC source: 0001500842-24-000003 · primary_doc.xml · derivative · entry 1

McCormick Michael Kendrick · CIK 0001980195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,836

Underlying: Common Stock · 20,836 shares

Expires 2034-01-01

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date that he was appointed to the Board of Directors (06/01/2023), so that all of the options will be vested on the one-year anniversary of the date that he was appointed to the Board of Directors.

SEC source: 0001990724-23-000002 · primary_doc.xml · derivative · entry 1

Scott Robert Benjamin · CIK 0001990724 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,643

Underlying: Common Stock · 18,643 shares

Expires 2033-09-01

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001980195-23-000002 · primary_doc.xml · derivative · entry 1

McCormick Michael Kendrick · CIK 0001980195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,967

Underlying: Common Stock · 1,967 shares

Expires 2033-05-31

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001172342-23-000001 · primary_doc.xml · derivative · entry 1

WATSON WARREN S · CIK 0001172342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,146

Underlying: Common Stock · 2,146 shares

Expires 2033-05-18

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001140361-23-026242 · form4.xml · derivative · entry 1

ERB JOHN L · CIK 0001213867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,146

Underlying: Common Stock · 2,146 shares

Expires 2033-05-18

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001140361-23-026244 · form4.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,146

Underlying: Common Stock · 2,146 shares

Expires 2033-05-18

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001140361-23-026252 · form4.xml · derivative · entry 1

Salveson Jon W · CIK 0001372026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,146

Underlying: Common Stock · 2,146 shares

Expires 2033-05-18

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001777051-23-000002 · primary_doc.xml · nonDerivative · entry 1

Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,098

F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $4.71 to $4.87 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

SEC source: 0001777051-23-000001 · primary_doc.xml · derivative · entry 2

Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,866

Underlying: Common Stock · 13,866 shares

Expires 2033-03-02

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001777051-23-000001 · primary_doc.xml · derivative · entry 1

Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,954

Underlying: Common Stock · 8,954 shares

Expires 2033-03-02

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001582015-23-000001 · primary_doc.xml · derivative · entry 1

AYOTTE NEIL P · CIK 0001582015 · SVP, Secretary, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,640

Underlying: Common Stock · 8,640 shares

Expires 2033-03-02

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001485478-23-000001 · primary_doc.xml · derivative · entry 1

Blake Lynn Larson · CIK 0001485478 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,417

Underlying: Common Stock · 12,417 shares

Expires 2033-01-05

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on October 19, 2023; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on October 19, 2026.

SEC source: 0001596771-22-000016 · primary_doc.xml · derivative · entry 1

WATSON WARREN S · CIK 0001172342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,806

Underlying: Common Stock · 15,806 shares

Expires 2032-05-24

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001596771-22-000013 · primary_doc.xml · derivative · entry 1

ERB JOHN L · CIK 0001213867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,806

Underlying: Common Stock · 15,806 shares

Expires 2032-05-24

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001596771-22-000015 · primary_doc.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,806

Underlying: Common Stock · 15,806 shares

Expires 2032-05-24

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001596771-22-000014 · primary_doc.xml · derivative · entry 1

Salveson Jon W · CIK 0001372026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,806

Underlying: Common Stock · 15,806 shares

Expires 2032-05-24

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001596771-22-000012 · primary_doc.xml · derivative · entry 1

Brandt Steven Frank · CIK 0001697556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,806

Underlying: Common Stock · 15,806 shares

Expires 2032-05-24

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001596771-22-000003 · primary_doc.xml · derivative · entry 1

Montague George · CIK 0001870018 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,054

Underlying: Common Stock · 40,054 shares

Expires 2032-03-02

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001596771-22-000002 · primary_doc.xml · derivative · entry 1

Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,190

Underlying: Common Stock · 101,190 shares

Expires 2032-03-02

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001596771-22-000004 · primary_doc.xml · derivative · entry 1

AYOTTE NEIL P · CIK 0001582015 · SVP, Secretary, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,352

Underlying: Common Stock · 26,352 shares

Expires 2032-03-02

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001596771-21-000048 · primary_doc.xml · derivative · entry 1

ERB JOHN L · CIK 0001213867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,752

Underlying: Common Stock · 8,752 shares

Expires 2031-08-17

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001870018-21-000002 · primary_doc.xml · derivative · entry 1

Montague George · CIK 0001870018 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,535

Underlying: Common Stock · 62,535 shares

Expires 2031-06-29

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001582015-21-000004 · primary_doc.xml · derivative · entry 1

AYOTTE NEIL P · CIK 0001582015 · SVP, Secretary, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,690

Underlying: Common Stock · 41,690 shares

Expires 2031-06-21

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001582015-21-000005 · primary_doc.xml · derivative · entry 1

AYOTTE NEIL P · CIK 0001582015 · SVP, Secretary, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,690

Underlying: Common Stock · 41,690 shares

Expires 2031-06-21

F1 · security: This amendment is being filed to correct the title of the option, which is a non-qualified stock option rather than an incentive stock option as originally reported.

F2 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001596771-21-000036 · primary_doc.xml · derivative · entry 1

WATSON WARREN S · CIK 0001172342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2031-05-18

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001596771-21-000031 · primary_doc.xml · derivative · entry 1

Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,911

Underlying: Common Stock · 157,911 shares

Expires 2031-05-18

F1 · derivative.exercise_date: The options will vest as follows: 25% on the one (1) year anniversary of the date of the grant, with the remainder vesting in 36 equal consecutive monthly increments.

SEC source: 0001596771-21-000032 · primary_doc.xml · derivative · entry 1

ERB JOHN L · CIK 0001213867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,973

Underlying: Common Stock · 75,973 shares

Expires 2031-05-18

F1 · derivative.exercise_date: The options will vest as follows: 25% on the one (1) year anniversary of the date of the grant, with the remainder vesting in 36 equal consecutive monthly increments.

SEC source: 0001596771-21-000035 · primary_doc.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2031-05-18

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001596771-21-000034 · primary_doc.xml · derivative · entry 1

Salveson Jon W · CIK 0001372026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2031-05-18

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001596771-21-000033 · primary_doc.xml · derivative · entry 1

Brandt Steven Frank · CIK 0001697556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2031-05-18

F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

SEC source: 0001567619-21-001556 · doc1.xml · derivative · entry 1

Jaramillo Nestor Jr. · CIK 0001777051 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,750

Underlying: Common Stock · 12,750 shares

Expires 2031-01-21

F1 · derivative.exercise_date: 1. The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001567619-21-001561 · doc1.xml · derivative · entry 1

ERB JOHN L · CIK 0001213867 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,125

Underlying: Common Stock · 33,125 shares

Expires 2031-01-21

F1 · derivative.exercise_date: The options will vest as follows: 50% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 12 equal consecutive monthly increments thereafter, so all will be vested on the two-year anniversary of the date of grant.

SEC source: 0001567619-21-001560 · doc1.xml · derivative · entry 1

Lynch Thomas P. · CIK 0001659824 · Chief Legal Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2031-01-21

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

SEC source: 0001567619-21-001554 · doc1.xml · derivative · entry 1

Drayton Claudia · CIK 0001629827 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2031-01-21

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.