Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuwellis, Inc.NUWE · Entity 8478 | SVP, Secretary, GC & CCO | March 03, 2023 | March 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuwellis, Inc.
Report date March 03, 2023 · Filed March 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.72 · Expires 2033-03-02 | Direct | 8,640 |
Reported balance
After 2023-03-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-03 · Grant · Acquired 8,640 · Balance 8,640 F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2023 Filed Mar 7, 2023 17:14 UTC | Nuwellis, Inc. NUWE · Entity 8478 | GrantIncentive Stock Option (right to buy) · Derivative | 8,640 | $0.00 Strike: $7.72 | $0.00 |
DisclosureSEC source: 0001582015-23-000001 · primary_doc.xml · derivative · entry 1 AYOTTE NEIL P · CIK 0001582015 · SVP, Secretary, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,640 Underlying: Common Stock · 8,640 shares Expires 2033-03-02 F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 13:22 UTC | Nuwellis, Inc. NUWE · Entity 8478 | GrantIncentive Stock Option (right to buy) · Derivative | 26,352 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001596771-22-000004 · primary_doc.xml · derivative · entry 1 AYOTTE NEIL P · CIK 0001582015 · SVP, Secretary, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,352 Underlying: Common Stock · 26,352 shares Expires 2032-03-02 F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 16:06 UTC | Nuwellis, Inc. NUWE · Entity 8478 | GrantIncentive Stock Option (right to buy) · Derivative | 41,690 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001582015-21-000004 · primary_doc.xml · derivative · entry 1 AYOTTE NEIL P · CIK 0001582015 · SVP, Secretary, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,690 Underlying: Common Stock · 41,690 shares Expires 2031-06-21 F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 16:08 UTC Amendment | Nuwellis, Inc. NUWE · Entity 8478 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 41,690 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001582015-21-000005 · primary_doc.xml · derivative · entry 1 AYOTTE NEIL P · CIK 0001582015 · SVP, Secretary, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,690 Underlying: Common Stock · 41,690 shares Expires 2031-06-21 F1 · security: This amendment is being filed to correct the title of the option, which is a non-qualified stock option rather than an incentive stock option as originally reported. F2 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.