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person · Reporting owner

Lynch Thomas P.

Disclosed activity across 3 companies

Tapewire entity
73350
SEC CIK
0001659824

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BillionToOne, Inc.BLLN · Entity 3992See RemarksOctober 08, 2026October 13, 2026
Nuwellis, Inc.CHFS · Entity 8478Chief Legal Compliance OfficerJanuary 22, 2021January 27, 2021
Orexigen Therapeutics, Inc.OREX · Entity 157016EVP, Chief Admin Off, GC & SecOctober 13, 2017October 17, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BillionToOne, Inc.

Report date October 08, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect8,700 Reported balance After 2026-10-08 transaction · row 1
1 source row

Row 1 · 2026-10-08 · Exercise / conversion · Acquired 8,000 · Balance 8,700

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.65 · Expires 2033-01-18Direct40,974 Reported balance After 2026-10-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-10-08 · Exercise / conversion · Disposed 8,000 · Balance 40,974

F1: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Nuwellis, Inc.

Report date January 22, 2021 · Filed January 27, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Incentive Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.30 · Expires 2031-01-21Direct7,000 Reported balance After 2021-01-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-01-22 · Grant · Acquired 7,000 · Balance 7,000

F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

Orexigen Therapeutics, Inc.

Report date October 13, 2017 · Filed October 17, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect69,600 Reported balance After 2017-10-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-10-13 · Grant · Acquired 69,600 · Balance 69,600

F1: Each RSU represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2: Reflects an award of restricted stock units ("RSUs"), each representing a contingent right to receive a share of the issuer's common stock upon settlement.

F3: Twenty-five percent (25%) of the RSUs will vest on each of the first four (4) anniversaries of February 3, 2018 (each, a "Vesting Date"), subject to the reporting person's continued eligibility on each applicable Vesting Date.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2: Reflects an award of restricted stock units ("RSUs"), each representing a contingent right to receive a share of the issuer's common stock upon settlement.

F3: Twenty-five percent (25%) of the RSUs will vest on each of the first four (4) anniversaries of February 3, 2018 (each, a "Vesting Date"), subject to the reporting person's continued eligibility on each applicable Vesting Date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2026 Filed Oct 13, 2026 22:39 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $8.65 Strike: $8.65 $69,200.00
Disclosure

SEC source: 0002070849-26-000071 · wk-form4_1791931182.xml · derivative · entry 2

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,974

Underlying: Class A Common Stock · 8,000 shares

Expires 2033-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Read SEC document
October 08, 2026 Filed Oct 13, 2026 22:39 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionClass A Common Stock 8,000 $8.65 $69,200.00
Disclosure

SEC source: 0002070849-26-000071 · wk-form4_1791931182.xml · nonDerivative · entry 1

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionStock Option (right to buy) · Derivative 5,840 $30.78 Strike: $30.78 $179,755.20
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · derivative · entry 12

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,834

Underlying: Class A Common Stock · 5,840 shares

Expires 2035-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionStock Option (right to buy) · Derivative 2,920 $17.12 Strike: $17.12 $49,990.40
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · derivative · entry 11

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,417

Underlying: Class A Common Stock · 2,920 shares

Expires 2034-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionStock Option (right to buy) · Derivative 6,968 $11.55 Strike: $11.55 $80,480.40
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · derivative · entry 10

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,063

Underlying: Class A Common Stock · 6,968 shares

Expires 2033-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionStock Option (right to buy) · Derivative 19,384 $8.65 Strike: $8.65 $167,671.60
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · derivative · entry 9

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,974

Underlying: Class A Common Stock · 19,384 shares

Expires 2033-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 5,840 $110.29 $644,111.70
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · nonDerivative · entry 8

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 700

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.000 to $110.970 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 2,920 $110.31 $322,100.24
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · nonDerivative · entry 7

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,540

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.000 to $110.890 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 6,968 $110.30 $768,560.64
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · nonDerivative · entry 6

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,460

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.000 to $110.890 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 19,384 $110.36 $2,139,193.04
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · nonDerivative · entry 5

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,428

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.000 to $110.970 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionClass A Common Stock 5,840 $30.78 $179,755.20
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · nonDerivative · entry 4

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionClass A Common Stock 2,920 $17.12 $49,990.40
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · nonDerivative · entry 3

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionClass A Common Stock 6,968 $11.55 $80,480.40
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · nonDerivative · entry 2

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 23:00 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionClass A Common Stock 19,384 $8.65 $167,671.60
Disclosure

SEC source: 0002070849-26-000069 · wk-form4_1790031608.xml · nonDerivative · entry 1

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionStock Option (right to buy) · Derivative 3,326 $30.78 Strike: $30.78 $102,374.28
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · derivative · entry 21

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,674

Underlying: Class A Common Stock · 3,326 shares

Expires 2035-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionStock Option (right to buy) · Derivative 1,663 $17.12 Strike: $17.12 $28,470.56
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · derivative · entry 20

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,337

Underlying: Class A Common Stock · 1,663 shares

Expires 2034-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionStock Option (right to buy) · Derivative 3,969 $11.55 Strike: $11.55 $45,841.95
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · derivative · entry 19

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,031

Underlying: Class A Common Stock · 3,969 shares

Expires 2033-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionStock Option (right to buy) · Derivative 11,042 $8.65 Strike: $8.65 $95,513.30
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · derivative · entry 18

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,358

Underlying: Class A Common Stock · 11,042 shares

Expires 2033-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The options are fully vested and exercisable. The terms of the underlying option grant are as previously reported on the Reporting Person's Form 3 filed on November 5, 2025.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 232 $100.92 $23,414.41
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 17

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 700

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.725 to $101.650 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 2,518 $100.20 $252,293.28
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 16

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 932

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.670 to $100.550 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 576 $98.89 $56,959.60
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 15

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,450

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.340 to $99.230 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 147 $101.41 $14,906.93
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 14

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,026

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.890 to $101.870 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 1,131 $100.33 $113,468.82
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 13

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,173

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.830 to $100.790 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 385 $99.22 $38,200.86
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 12

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,304

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.830 to $99.825 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 358 $100.82 $36,094.78
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 11

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,689

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.720 to $100.9025 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 2,997 $100.11 $300,040.16
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 10

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,047

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.585 to $100.565 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 614 $99.00 $60,785.14
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 9

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,044

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.340 to $99.195 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 775 $100.83 $78,142.40
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 8

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,658

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.620 to $100.9125 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 8,285 $100.12 $829,517.40
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 7

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,433

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.585 to $100.565 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 1,944 $98.97 $192,390.29
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 6

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,718

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.340 to $99.230 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 SaleClass A Common Stock 38 $96.47 $3,666.01
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 5

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,662

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

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September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionClass A Common Stock 3,326 $30.78 $102,374.28
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 4

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

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September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionClass A Common Stock 1,663 $17.12 $28,470.56
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 3

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

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September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionClass A Common Stock 3,969 $11.55 $45,841.95
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 2

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

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September 08, 2026 Filed Sep 10, 2026 23:44 UTC BillionToOne, Inc. BLLN · Entity 3992 Exercise / conversionClass A Common Stock 11,042 $8.65 $95,513.30
Disclosure

SEC source: 0002070849-26-000067 · wk-form4_1789083874.xml · nonDerivative · entry 1

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2026.

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November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherStock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $30.78 Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · derivative · entry 11

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2035-09-30

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F6 · derivative.exercise_date: The options are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. The options vest and become exercisable in equal monthly installments commencing on September 15, 2025, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

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November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherStock Option (right to buy) · Derivative 40,000 Not disclosed Strike: $30.78 Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · derivative · entry 10

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2035-09-30

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F6 · derivative.exercise_date: The options are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. The options vest and become exercisable in equal monthly installments commencing on September 15, 2025, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

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November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $17.12 Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · derivative · entry 9

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2034-10-16

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F5 · derivative.exercise_date: The options are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. The options vest and become exercisable in equal monthly installments commencing on October 6, 2024, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

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November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $17.12 Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · derivative · entry 8

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2034-10-16

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F5 · derivative.exercise_date: The options are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. The options vest and become exercisable in equal monthly installments commencing on October 6, 2024, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $11.55 Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · derivative · entry 7

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2033-10-17

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F4 · derivative.exercise_date: The options are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. The options vest and become exercisable in equal monthly installments commencing on October 1, 2023, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $11.55 Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · derivative · entry 6

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2033-10-17

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F4 · derivative.exercise_date: The options are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. The options vest and become exercisable in equal monthly installments commencing on October 1, 2023, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

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November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherStock Option (right to buy) · Derivative 79,400 Not disclosed Strike: $8.65 Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · derivative · entry 5

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,400

Underlying: Class A Common Stock · 79,400 shares

Expires 2033-01-18

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F3 · derivative.exercise_date: The options are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the options vesting on October 24, 2022. The remaining 75%. vest and become exercisable in equal monthly installments over the following three years, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

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November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherStock Option (right to buy) · Derivative 79,400 Not disclosed Strike: $8.65 Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · derivative · entry 4

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,400 shares

Expires 2033-01-18

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F3 · derivative.exercise_date: The options are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the options vesting on October 24, 2022. The remaining 75%. vest and become exercisable in equal monthly installments over the following three years, subject to the Reporting Person's continuous service with the Issuer through each such vesting date.

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November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 PurchaseClass A Common Stock 100 $60.00 $6,000.00
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · nonDerivative · entry 3

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

F2 · kind: These shares of Class A common stock were purchased by the Reporting Person through a directed share program in connection with the Offering.

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November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherClass A Common Stock 600 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · nonDerivative · entry 2

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

Read SEC document
November 07, 2025 Filed Nov 12, 2025 23:16 UTC BillionToOne, Inc. BLLN · Entity 3992 OtherCommon Stock 600 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-278144 · ownership.xml · nonDerivative · entry 1

Lynch Thomas P. · CIK 0001659824 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock (the "Offering").

Read SEC document
January 22, 2021 Filed Jan 27, 2021 02:22 UTC Nuwellis, Inc. CHFS · Entity 8478 GrantIncentive Stock Option · Derivative 7,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001567619-21-001560 · doc1.xml · derivative · entry 1

Lynch Thomas P. · CIK 0001659824 · Chief Legal Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2031-01-21

F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.

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October 13, 2017 Filed Oct 17, 2017 19:20 UTC Orexigen Therapeutics, Inc. OREX · Entity 157016 GrantRestricted Stock Unit (RSU) · Derivative 69,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057221 · doc4.xml · derivative · entry 1

Lynch Thomas P. · CIK 0001659824 · EVP, Chief Admin Off, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,600

Underlying: Common Stock · 69,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2 · shares: Reflects an award of restricted stock units ("RSUs"), each representing a contingent right to receive a share of the issuer's common stock upon settlement.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the RSUs will vest on each of the first four (4) anniversaries of February 3, 2018 (each, a "Vesting Date"), subject to the reporting person's continued eligibility on each applicable Vesting Date.

F3 · derivative.expiration_date: Twenty-five percent (25%) of the RSUs will vest on each of the first four (4) anniversaries of February 3, 2018 (each, a "Vesting Date"), subject to the reporting person's continued eligibility on each applicable Vesting Date.

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May 31, 2017 Filed Jun 2, 2017 16:47 UTC Orexigen Therapeutics, Inc. OREX · Entity 157016 GrantCommon Stock 1,704 $1.55 $2,641.20
Disclosure

SEC source: 0001209191-17-037332 · doc4.xml · nonDerivative · entry 1

Lynch Thomas P. · CIK 0001659824 · EVP. General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,704

F1 · acquired: Shares acquired under Issuer's 2013 Employee Stock Purchase Plan.

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February 03, 2017 Filed Feb 7, 2017 06:49 UTC Orexigen Therapeutics, Inc. OREX · Entity 157016 GrantStock Option · Derivative 43,500 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0001209191-17-008201 · doc4.xml · derivative · entry 2

Lynch Thomas P. · CIK 0001659824 · EVP. General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Common Stock · 43,500 shares

Expires 2027-02-02

F2 · price: Not Applicable

F1 · derivative.exercise_date: 1/48th of the shares of stock subject to the option (rounded down to the next whole number of shares) shall vest on the same day of each month following 2/3/2017, so that all of the shares of the stock subject to the option shall be vested on 2/3/2021, subject to the Reporting Person's continued service relationship (whether as an employee, director or consultant) with the Issuer or any parent or subsidiary on each such date, as set forth in the applicable stock option grant notice and stock option agreement for such Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.