Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuwellis, Inc.NUWE · Entity 8478 | Director · President and CEO | March 15, 2023 | March 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuwellis, Inc.
Report date March 15, 2023 · Filed March 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,098 |
Reported balance
After 2023-03-15 transaction · row 1
1 source rowRow 1 · 2023-03-15 · Purchase · Acquired 4,098 · Balance 4,098 F1: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $4.71 to $4.87 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $4.71 to $4.87 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2023 Filed Mar 16, 2023 17:11 UTC | Nuwellis, Inc. NUWE · Entity 8478 | PurchaseCommon Stock | 4,098 | $4.79 | $19,629.42 |
DisclosureSEC source: 0001777051-23-000002 · primary_doc.xml · nonDerivative · entry 1 Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 F1 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $4.71 to $4.87 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:54 UTC | Nuwellis, Inc. NUWE · Entity 8478 | GrantNon-qualified Stock Option (right to buy) · Derivative | 13,866 | $0.00 Strike: $7.72 | $0.00 |
DisclosureSEC source: 0001777051-23-000001 · primary_doc.xml · derivative · entry 2 Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,866 Underlying: Common Stock · 13,866 shares Expires 2033-03-02 F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:54 UTC | Nuwellis, Inc. NUWE · Entity 8478 | GrantIncentive Stock Option (right to buy) · Derivative | 8,954 | $0.00 Strike: $7.72 | $0.00 |
DisclosureSEC source: 0001777051-23-000001 · primary_doc.xml · derivative · entry 1 Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,954 Underlying: Common Stock · 8,954 shares Expires 2033-03-02 F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 12:58 UTC | Nuwellis, Inc. NUWE · Entity 8478 | GrantIncentive Stock Option (right to buy) · Derivative | 101,190 | $0.00 Strike: $0.94 | $0.00 |
DisclosureSEC source: 0001596771-22-000002 · primary_doc.xml · derivative · entry 1 Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,190 Underlying: Common Stock · 101,190 shares Expires 2032-03-02 F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. Read SEC document |
| May 19, 2021 Filed May 20, 2021 16:27 UTC | Nuwellis, Inc. NUWE · Entity 8478 | GrantIncentive Stock Option (right to buy) · Derivative | 157,911 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001596771-21-000031 · primary_doc.xml · derivative · entry 1 Jaramillo Nestor Jr. · CIK 0001777051 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,911 Underlying: Common Stock · 157,911 shares Expires 2031-05-18 F1 · derivative.exercise_date: The options will vest as follows: 25% on the one (1) year anniversary of the date of the grant, with the remainder vesting in 36 equal consecutive monthly increments. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:06 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantIncentive Stock Option · Derivative | 12,750 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001567619-21-001556 · doc1.xml · derivative · entry 1 Jaramillo Nestor Jr. · CIK 0001777051 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,750 Underlying: Common Stock · 12,750 shares Expires 2031-01-21 F1 · derivative.exercise_date: 1. The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:54 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option · Derivative | 84,489 | $0.00 Strike: $3.42 | $0.00 |
DisclosureSEC source: 0001567619-19-012257 · doc1.xml · derivative · entry 1 Jaramillo Nestor Jr. · CIK 0001777051 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,489 Underlying: Common Stock · 84,489 shares Expires 2029-05-22 F1 · derivative.exercise_date: (1) The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, such that all of the options will be vested on the four-year anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.