person · Reporting owner

WATSON WARREN S

Disclosed activity across 1 company

Tapewire entity: 113215
SEC CIK: 0001172342

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Nuwellis, Inc.NUWE · Entity 8478	Director	May 19, 2023	May 23, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nuwellis, Inc.

Report date May 19, 2023 · Filed May 23, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.02 · Expires 2033-05-18	Direct	2,146	Reported balance After 2023-05-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2023-05-19 · Grant · Acquired 2,146 · Balance 2,146 F1: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 19, 2023 Filed May 23, 2023 16:12 UTC	Nuwellis, Inc. NUWE · Entity 8478	GrantNonstatutory Stock Option (right to buy) · Derivative	2,146	$0.00 Strike: $3.02	$0.00	Disclosure SEC source: 0001172342-23-000001 · primary_doc.xml · derivative · entry 1 WATSON WARREN S · CIK 0001172342 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,146 Underlying: Common Stock · 2,146 shares Expires 2033-05-18 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document
May 25, 2022 Filed May 26, 2022 16:49 UTC	Nuwellis, Inc. NUWE · Entity 8478	GrantNonstatutory Stock Option (right to buy) · Derivative	15,806	$0.00 Strike: $0.62	$0.00	Disclosure SEC source: 0001596771-22-000016 · primary_doc.xml · derivative · entry 1 WATSON WARREN S · CIK 0001172342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,806 Underlying: Common Stock · 15,806 shares Expires 2032-05-24 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document
May 19, 2021 Filed May 20, 2021 17:11 UTC	Nuwellis, Inc. NUWE · Entity 8478	GrantNonstatutory Stock Option (right to buy) · Derivative	9,798	$0.00 Strike: $3.63	$0.00	Disclosure SEC source: 0001596771-21-000036 · primary_doc.xml · derivative · entry 1 WATSON WARREN S · CIK 0001172342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,798 Underlying: Common Stock · 9,798 shares Expires 2031-05-18 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document
May 20, 2020 Filed May 22, 2020 20:37 UTC	Nuwellis, Inc. CHFS · Entity 8478	GrantNonstatutory Stock Option · Derivative	18,849	$0.00 Strike: $0.35	$0.00	Disclosure SEC source: 0001567619-20-011106 · doc1.xml · derivative · entry 1 WATSON WARREN S · CIK 0001172342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,849 Underlying: Common Stock · 18,849 shares Expires 2030-05-19 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document
May 23, 2019 Filed May 28, 2019 17:09 UTC	Nuwellis, Inc. CHFS · Entity 8478	GrantNonstatutory Stock Option (right to buy) · Derivative	1,970	$0.00 Strike: $3.42	$0.00	Disclosure SEC source: 0001596771-19-000053 · primary_doc.xml · derivative · entry 1 WATSON WARREN S · CIK 0001172342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,970 Underlying: Common Stock · 1,970 shares Expires 2029-05-22 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document
May 25, 2018 Filed May 29, 2018 17:07 UTC	Nuwellis, Inc. CHFS · Entity 8478	GrantNonstatutory Stock Option (right to buy) · Derivative	10,000	$0.00 Strike: $3.01	$0.00	Disclosure SEC source: 0001596771-18-000067 · primary_doc.xml · derivative · entry 1 WATSON WARREN S · CIK 0001172342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-24 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document
January 17, 2018 Filed Jan 19, 2018 17:00 UTC	Nuwellis, Inc. CHFS · Entity 8478	GrantNonstatutory Stock Option (right to buy) · Derivative	46,206	$0.00 Strike: $3.55	$0.00	Disclosure SEC source: 0001596771-18-000008 · primary_doc.xml · derivative · entry 1 WATSON WARREN S · CIK 0001172342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,206 Underlying: Common Stock · 46,206 shares Expires 2028-01-16 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document
June 02, 2017 Filed Jun 6, 2017 16:59 UTC	Nuwellis, Inc. CHFS · Entity 8478	GrantNon-Qualified Stock Option (right to buy) · Derivative	8,000	$0.00 Strike: $0.57	$0.00	Disclosure SEC source: 0001596771-17-000054 · primary_doc.xml · derivative · entry 1 WATSON WARREN S · CIK 0001172342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2027-06-01 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.