Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3D SYSTEMS CORPDDD · Entity 5407 | Director | May 14, 2026 | May 29, 2026 |
| Brookdale Senior Living Inc.BKD · Entity 4268 | Director | February 12, 2026 | February 17, 2026 |
| Nuwellis, Inc.CHFS · Entity 8478 | Chief Financial Officer | January 22, 2021 | January 27, 2021 |
| Quantum-Si IncQSI · Entity 6440 | Chief Financial Officer | March 15, 2023 | March 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3D SYSTEMS CORP
Report date May 14, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,369 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 45,731 · Balance 174,369 F1: Inadvertently filed late due to administrative error. F2: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Inadvertently filed late due to administrative error.
F2: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy.
Brookdale Senior Living Inc.
Report date February 12, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,265 |
Reported balance
After 2026-02-12 transaction · row 1
1 source rowRow 1 · 2026-02-12 · Grant · Acquired 9,810 · Balance 41,265 F1: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2024 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of unrestricted shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2024 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of unrestricted shares of common stock.
Nuwellis, Inc.
Report date January 22, 2021 · Filed January 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Incentive Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.30 · Expires 2031-01-21 | Direct | 10,500 |
Reported balance
After 2021-01-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-22 · Grant · Acquired 10,500 · Balance 10,500 F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.
Quantum-Si Inc
Report date March 15, 2023 · Filed March 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.77 · Expires 2033-03-15 | Direct | 250,000 |
Reported balance
After 2023-03-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-15 · Grant · Acquired 250,000 · Balance 250,000 F1: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Ms. Drayton's continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Ms. Drayton's continued service through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 29, 2026 20:34 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 45,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001629827-26-000003 · wk-form4_1780086891.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,369 F1 · date: Inadvertently filed late due to administrative error. F2 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 21:31 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 9,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001629827-26-000002 · wk-form4_1771363889.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,265 F1 · kind: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2024 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of unrestricted shares of common stock. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 21:02 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 29,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001629827-25-000004 · wk-form4_1758229361.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,638 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 21:21 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 17,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001332349-25-000012 · wk-form4_1739568063.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,455 F1 · kind: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2024 Omnibus Incentive Plan. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 21:24 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 63,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039352 · wk-form4_1725482613.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,569 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 20:22 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 13,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001332349-24-000096 · wk-form4_1723062158.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,986 F1 · shares: Grant of restricted shares of Common Stock under the Brookdale Senior Living Inc. 2024 Omnibus Incentive Plan. The shares will vest on June 18, 2025, subject to continued service. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:14 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 18,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030614 · doc4.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,485 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:05 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001140361-23-012306 · form4.xml · derivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2033-03-15 F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Ms. Drayton's continued service through the applicable vesting date. Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:42 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 15,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032220 · doc4.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,391 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 01:03 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $3.86 | $0.00 |
DisclosureSEC source: 0001140361-22-009829 · form4.xml · derivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Class A Common Stock · 400,000 shares Expires 2032-03-15 F1 · derivative.exercise_date: The shares underlying this option vest in equal monthly installments of 2.083% for 48 months beginning on March 31, 2022, subject to Ms. Drayton's continued service through the applicable vesting date. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 21:15 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | SaleCommon Stock | 3,376 | $15.00 | $50,640.00 |
DisclosureSEC source: 0001209191-22-017570 · doc4.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,376 F1 · shares: Shares reported were sold to satisfy tax obligations with respect to a grant of restricted stock issued on December 1, 2021. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:31 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 6,752 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-067593 · doc4.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,752 F1 · price: A total of 6,752 shares were awarded to the Reporting Person under the Issuer's Amended and Restated 2015 Incentive Plan. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:49 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantStock Option (right to buy) · Derivative | 191,399 | Not disclosed Strike: $9.46 | Not disclosed |
DisclosureSEC source: 0001104659-21-080921 · tm2119549-14_4seq1.xml · derivative · entry 2 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,399 Underlying: Class A Common Stock · 191,399 shares Expires 2031-04-21 F4 · price: Received in connection with the Merger in exchange for a stock option to acquire 240,000 shares of Quantum-Si common stock for $7.54 per share. F3 · derivative.exercise_date: The shares underlying this option vest as to 25% on June 30, 2022, with the remainder vesting in 36 equal monthly installments thereafter, subject to Ms. Drayton's continued service through the applicable vesting date. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:49 UTC | Quantum-Si Inc QSI · Entity 6440 | GrantClass A Common Stock | 95,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-080921 · tm2119549-14_4seq1.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,700 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on June 30, 2022, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Ms. Drayton's continued service through the applicable vesting date. F2 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 120,000 RSUs of Quantum-Si. Read SEC document |
| January 22, 2021 Filed Jan 27, 2021 01:58 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantIncentive Stock Option · Derivative | 10,500 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001567619-21-001554 · doc1.xml · derivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2031-01-21 F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:25 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantIncentive Stock Option (right to buy) · Derivative | 197,746 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001596771-18-000002 · primary_doc.xml · derivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,746 Underlying: Common Stock · 197,746 shares Expires 2028-01-03 F1 · derivative.exercise_date: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so that all of the options will be vested on the four-year anniversary of the date of grant. Read SEC document |
| January 15, 2017 Filed Jan 17, 2017 21:12 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 54 | $8.19 | $442.26 |
DisclosureSEC source: 0001596771-17-000003 · primary_doc.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762 F1 · shares: On January 12, 2017, the Issuer effected a 1-for-30 reverse stock split of the issued and outstanding shares of its common stock. The monthly vesting of restricted stock units (RSUs) was adjusted to reflect the reverse stock split, and as a result, 54 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 106 RSUs. F2 · balance_after: Upon effectiveness of the reverse stock split, every 30 shares of common stock was automatically converted into one share of common stock, resulting in a decrease of the insider's common stock holdings of 23,665 shares. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:05 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 1,629 | $0.47 | $765.63 |
DisclosureSEC source: 0001596771-16-000173 · primary_doc.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,481 F1 · shares: 1,629 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 3,200 RSUs. Read SEC document |
| November 21, 2016 Filed Feb 1, 2017 21:46 UTC | Nuwellis, Inc. SSH · Entity 8478 | SaleCommon Stock | 20 | $5.27 | $105.40 |
DisclosureSEC source: 0001596771-17-000006 · primary_doc.xml · nonDerivative · entry 2 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740 F1 · shares: The shares were sold through a broker initiated transaction to cover account maintenance fees, without Ms. Drayton's specific authorization. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:15 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 1,629 | $0.18 | $293.22 |
DisclosureSEC source: 0001596771-16-000163 · primary_doc.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,110 F1 · shares: 1,629 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 3,200 RSUs. Read SEC document |
| October 15, 2016 Filed Oct 17, 2016 20:18 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 1,629 | $0.37 | $602.73 |
DisclosureSEC source: 0001596771-16-000160 · primary_doc.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,739 F1 · shares: 1,629 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 3,200 RSUs. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:54 UTC | Nuwellis, Inc. SSH · Entity 8478 | Tax withholdingCommon Stock | 1,629 | $0.79 | $1,286.91 |
DisclosureSEC source: 0001596771-16-000155 · primary_doc.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,368 F1 · shares: 1,629 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 3,200 RSUs. Read SEC document |
| November 23, 2015 Filed Feb 1, 2017 21:46 UTC | Nuwellis, Inc. SSH · Entity 8478 | SaleCommon Stock | 1 | $52.80 | $52.80 |
DisclosureSEC source: 0001596771-17-000006 · primary_doc.xml · nonDerivative · entry 1 Drayton Claudia · CIK 0001629827 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760 F1 · shares: The shares were sold through a broker initiated transaction to cover account maintenance fees, without Ms. Drayton's specific authorization. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.