Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuwellis, Inc.NUWE · Entity 8478 | Director | May 25, 2022 | May 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuwellis, Inc.
Report date May 25, 2022 · Filed May 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.62 · Expires 2032-05-24 | Direct | 15,806 |
Reported balance
After 2022-05-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-05-25 · Grant · Acquired 15,806 · Balance 15,806 F1: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2022 Filed May 26, 2022 20:08 UTC | Nuwellis, Inc. NUWE · Entity 8478 | GrantNonstatutory Stock Option (right to buy) · Derivative | 15,806 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0001596771-22-000012 · primary_doc.xml · derivative · entry 1 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,806 Underlying: Common Stock · 15,806 shares Expires 2032-05-24 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:44 UTC | Nuwellis, Inc. NUWE · Entity 8478 | GrantNonstatutory Stock Option (right to buy) · Derivative | 9,798 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001596771-21-000033 · primary_doc.xml · derivative · entry 1 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,798 Underlying: Common Stock · 9,798 shares Expires 2031-05-18 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| May 20, 2020 Filed May 23, 2020 00:26 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option · Derivative | 18,849 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001567619-20-011103 · doc1.xml · derivative · entry 1 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,849 Underlying: Common Stock · 18,849 shares Expires 2030-05-19 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:14 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option (right to buy) · Derivative | 1,970 | $0.00 Strike: $3.42 | $0.00 |
DisclosureSEC source: 0001596771-19-000049 · primary_doc.xml · derivative · entry 1 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,970 Underlying: Common Stock · 1,970 shares Expires 2029-05-22 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| May 25, 2018 Filed May 29, 2018 20:26 UTC Amendment | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.01 | $0.00 |
DisclosureSEC source: 0001596771-18-000063 · primary_doc.xml · derivative · entry 1 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-24 F1 · derivative.exercise_price: On May 18, 2018, the reporting person mistakenly filed a Form 4 reporting the grant of an option to purchase 10,000 shares of common stock on May 16, 2018 that did not in fact occur. Such grant was not made until May 25, 2018, as reflected in this amended form. F1 · date: On May 18, 2018, the reporting person mistakenly filed a Form 4 reporting the grant of an option to purchase 10,000 shares of common stock on May 16, 2018 that did not in fact occur. Such grant was not made until May 25, 2018, as reflected in this amended form. F2 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. F1 · derivative.expiration_date: On May 18, 2018, the reporting person mistakenly filed a Form 4 reporting the grant of an option to purchase 10,000 shares of common stock on May 16, 2018 that did not in fact occur. Such grant was not made until May 25, 2018, as reflected in this amended form. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:02 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001596771-18-000058 · primary_doc.xml · derivative · entry 1 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-05-15 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:18 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option (right to buy) · Derivative | 33,004 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001596771-18-000004 · primary_doc.xml · derivative · entry 1 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,004 Underlying: Common Stock · 33,004 shares Expires 2028-01-16 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:17 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001596771-17-000050 · primary_doc.xml · derivative · entry 1 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2027-06-01 F1 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| February 02, 2017 Filed Feb 9, 2017 21:20 UTC | Nuwellis, Inc. SSH · Entity 8478 | GrantNon-qualified Stock Option (right to buy) · Derivative | 903 | $0.00 Strike: $5.41 | $0.00 |
DisclosureSEC source: 0001596771-17-000009 · primary_doc.xml · derivative · entry 2 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903 Underlying: Common Stock · 903 shares Expires 2027-02-01 F2 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| February 02, 2017 Filed Feb 9, 2017 21:20 UTC | Nuwellis, Inc. SSH · Entity 8478 | GrantCommon Stock | 1,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001596771-17-000009 · primary_doc.xml · nonDerivative · entry 1 Brandt Steven Frank · CIK 0001697556 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437 F1 · price: The reporting person was granted restricted stock units, which vest in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the shares will be vested on the one-year anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.