Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2016 Filed Nov 10, 2016 01:22 UTC |
Bowman BiffChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,371 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000494 · wf-form4_147874093972235.xml · derivative · entry 4 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,371 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:22 UTC |
Bowman BiffChief Financial Officer
|
SaleCommon Stock | 7,371 | $74.00 | $545,454.00 |
DisclosureSEC source: 0000073124-16-000494 · wf-form4_147874093972235.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,357 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:22 UTC |
Bowman BiffChief Financial Officer
|
Exercise / conversionCommon Stock | 7,371 | $71.23 | $525,036.33 |
DisclosureSEC source: 0000073124-16-000494 · wf-form4_147874093972235.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 04, 2016 Filed Nov 28, 2016 23:10 UTC |
Leech WilsonExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 10,142 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · derivative · entry 6 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,142 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| November 04, 2016 Filed Nov 28, 2016 23:10 UTC |
Leech WilsonExecutive Vice President
|
SaleCommon Stock | 10,142 | $72.52 | $735,497.84 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,203.63 F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 04, 2016 Filed Nov 28, 2016 23:10 UTC |
Leech WilsonExecutive Vice President
|
Exercise / conversionCommon Stock | 10,142 | $50.99 | $517,140.58 |
DisclosureSEC source: 0000073124-16-000529 · wf-form4_148037462054288.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,345.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 11,077 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC |
WADDELL FREDERICK HDirector · Chairman, President and CEO
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,900 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000488 · wf-form4_147829874955705.xml · derivative · entry 10 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,452 Underlying: Common Stock · 1,900 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC |
WADDELL FREDERICK HDirector · Chairman, President and CEO
|
GiftCommon Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000488 · wf-form4_147829874955705.xml · nonDerivative · entry 3 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 73,842 Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC |
WADDELL FREDERICK HDirector · Chairman, President and CEO
|
SaleCommon Stock | 1,900 | $73.01 | $138,719.00 |
DisclosureSEC source: 0000073124-16-000488 · wf-form4_147829874955705.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,559 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $73.00 to $73.04. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC |
WADDELL FREDERICK HDirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 1,900 | $71.23 | $135,337.00 |
DisclosureSEC source: 0000073124-16-000488 · wf-form4_147829874955705.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 800 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · derivative · entry 10 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,470 Underlying: Common Stock · 800 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
|
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,519 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · derivative · entry 9 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,599 Underlying: Common Stock · 2,519 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
|
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | SaleCommon Stock | 3,319 | $73.01 | $242,320.19 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,150 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $73.00 to $73.04. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | Exercise / conversionCommon Stock | 800 | $57.54 | $46,032.00 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | Exercise / conversionCommon Stock | 2,519 | $71.23 | $179,428.37 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,820 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000487 · wf-form4_147829873381581.xml · derivative · entry 7 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,396 Underlying: Common Stock · 1,820 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 1,820 | $73.00 | $132,860.00 |
DisclosureSEC source: 0000073124-16-000487 · wf-form4_147829873381581.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $73.00 to $73.02. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC |
St Clair JoyceExecutive Vice President
|
Exercise / conversionCommon Stock | 1,820 | $57.54 | $104,722.80 |
DisclosureSEC source: 0000073124-16-000487 · wf-form4_147829873381581.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 32,960 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,231 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 12 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,231 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 4,275 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 11 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,275 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,216 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 10 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,216 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,709 | $0.00 Strike: $55.39 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 9 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,709 shares Expires 2019-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/16/2010. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,143 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · derivative · entry 8 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,143 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
SaleCommon Stock | 15,574 | $72.04 | $1,121,950.96 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 6 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,215 F2 · price: Price reflects the weighted average sales price from $71.65 to $72.22. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionCommon Stock | 1,231 | $43.65 | $53,733.15 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 5 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionCommon Stock | 4,275 | $52.64 | $225,036.00 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 4 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionCommon Stock | 5,216 | $50.99 | $265,963.84 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 3 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionCommon Stock | 2,709 | $55.39 | $150,051.51 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:33 UTC |
Pembleton Susan GillianEVP, Human Resources
|
Exercise / conversionCommon Stock | 2,143 | $71.23 | $152,645.89 |
DisclosureSEC source: 0000073124-16-000489 · wf-form4_147829876806378.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 71,239 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · derivative · entry 8 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,239 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC |
MORRISON WILLIAM LVice Chairman
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · nonDerivative · entry 4 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,756 F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC |
MORRISON WILLIAM LVice Chairman
|
SaleCommon Stock | 27,000 | $72.56 | $1,959,120.00 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,756 F3 · price: Price reflects the weighted average sales price from $72.39 to $72.70. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC |
MORRISON WILLIAM LVice Chairman
|
SaleCommon Stock | 71,239 | $72.57 | $5,169,814.23 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,756 F2 · price: Price reflects the weighted average sales price from $72.37 to $72.77. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionCommon Stock | 71,239 | $52.64 | $3,750,020.96 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 23:23 UTC |
Bowman BiffChief Financial Officer
|
GiftCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000477 · wf-form4_147795621338751.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,357 F1 · balance_after: Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 26, 2016 Filed Oct 26, 2016 21:56 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 2,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000475 · wf-form4_147751896267854.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 73,917 F1 · balance_after: Reflects the October 25, 2016 transfer of 29,087 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 22:06 UTC | GiftCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000470 · wf-form4_147734679162763.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 29,061 Read SEC document |
|
| October 18, 2016 Filed Oct 20, 2016 23:21 UTC |
MORRISON WILLIAM LVice Chairman
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GrantCommon Stock | 21,142 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000468 · wf-form4_147700570359132.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,756 F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 23:07 UTC |
Cohodes Jeffrey D.EVP/Chief Risk Officer
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,616 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-16-000463 · wf-form4_147622722158076.xml · derivative · entry 4 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,871 Underlying: Common Stock · 7,616 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 23:07 UTC |
Cohodes Jeffrey D.EVP/Chief Risk Officer
|
SaleCommon Stock | 7,616 | $72.35 | $551,017.60 |
DisclosureSEC source: 0000073124-16-000463 · wf-form4_147622722158076.xml · nonDerivative · entry 2 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,963 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 23:07 UTC |
Cohodes Jeffrey D.EVP/Chief Risk Officer
|
Exercise / conversionCommon Stock | 7,616 | $52.69 | $401,287.04 |
DisclosureSEC source: 0000073124-16-000463 · wf-form4_147622722158076.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:36 UTC |
Tribbett Charles ADirector
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GrantStock Units · Derivative | 462 | $67.56 | $31,212.72 |
DisclosureSEC source: 0000073124-16-000461 · wf-form4_147562418947746.xml · derivative · entry 3 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,802 Underlying: Common Stock · 462 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:36 UTC |
Richards Thomas EDirector
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GrantStock Units · Derivative | 444 | $67.56 | $29,996.64 |
DisclosureSEC source: 0000073124-16-000460 · wf-form4_147562417509898.xml · derivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,036 Underlying: Common Stock · 444 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:36 UTC |
Prado Becerra Jose LuisDirector
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GrantStock Units · Derivative | 499 | $67.56 | $33,712.44 |
DisclosureSEC source: 0000073124-16-000459 · wf-form4_147562416022311.xml · derivative · entry 3 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,746 Underlying: Common Stock · 499 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:35 UTC |
Harrison Dean MDirector
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GrantStock Units · Derivative | 481 | $67.56 | $32,496.36 |
DisclosureSEC source: 0000073124-16-000457 · wf-form4_147562412972756.xml · derivative · entry 3 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,041 Underlying: Common Stock · 481 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:35 UTC |
JAIN DIPAK CDirector
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GrantStock Units · Derivative | 444 | $67.56 | $29,996.64 |
DisclosureSEC source: 0000073124-16-000458 · wf-form4_147562414592414.xml · derivative · entry 2 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,011 Underlying: Common Stock · 444 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:35 UTC |
BYNOE LINDADirector
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GrantStock Units · Derivative | 407 | $67.56 | $27,496.92 |
DisclosureSEC source: 0000073124-16-000456 · wf-form4_147562411025504.xml · derivative · entry 2 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 Underlying: Common Stock · 407 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 14:11 UTC |
CROWN SUSANDirector
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GrantCommon Stock Units · Derivative | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001124194-16-000015 · primary_doc.xml · derivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,852 Underlying: Common Stock Units · 462 shares Expires not disclosed F1 · derivative.exercise_price: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.exercise_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. F1 · derivative.expiration_date: The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board. Read SEC document |
| September 09, 2016 Filed Sep 9, 2016 22:09 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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GiftCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000447 · wf-form4_147345895487762.xml · nonDerivative · entry 4 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 105,029 Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 22:09 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 160,367 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-16-000447 · wf-form4_147345895487762.xml · derivative · entry 10 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 160,367 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.