Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2020 Filed Apr 23, 2020 23:09 UTC |
POWELL CHARLES DAdvisory Director
|
Exercise / conversionCommon Stock | 1,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000073124-20-000166 · wf-form4_158768334432631.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Advisory Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F2 · balance_after: 1,146 stock units vested on April 21, 2020 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:09 UTC |
Mehta Siddharth NDirector
|
GrantCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000165 · wf-form4_158768332352773.xml · nonDerivative · entry 1 Mehta Siddharth N · CIK 0001321443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,065 F1 · balance_after: Includes 1,679 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:08 UTC |
Klevorn Marcy SDirector
|
GrantCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000164 · wf-form4_158768330057880.xml · nonDerivative · entry 2 Klevorn Marcy S · CIK 0001692367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,115.51 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:08 UTC |
Klevorn Marcy SDirector
|
GrantCommon Stock | 41.57 | $74.43 | $3,094.06 |
DisclosureSEC source: 0000073124-20-000164 · wf-form4_158768330057880.xml · nonDerivative · entry 1 Klevorn Marcy S · CIK 0001692367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,436.51 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:08 UTC |
Henderson Jay LDirector
|
GrantCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000163 · wf-form4_158768328034623.xml · nonDerivative · entry 1 Henderson Jay L · CIK 0001673525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,232 F1 · balance_after: Includes 1,679 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:07 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000162 · wf-form4_158768325914611.xml · nonDerivative · entry 2 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,135.51 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:07 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 41.57 | $74.43 | $3,094.06 |
DisclosureSEC source: 0000073124-20-000162 · wf-form4_158768325914611.xml · nonDerivative · entry 1 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,456.51 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:07 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000161 · wf-form4_158768323313721.xml · nonDerivative · entry 2 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,430.73 F2 · balance_after: Includes 23,430.73 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 23:07 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 41.57 | $74.43 | $3,094.06 |
DisclosureSEC source: 0000073124-20-000161 · wf-form4_158768323313721.xml · nonDerivative · entry 1 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,751.73 F1 · balance_after: Includes 21,751.73 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 18:59 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 1,679 | $74.43 | $124,967.97 |
DisclosureSEC source: 0001124194-20-000003 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,608.85 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:32 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 35.93 | $73.00 | $2,622.89 |
DisclosureSEC source: 0000073124-20-000144 · wf-form4_158586313593164.xml · nonDerivative · entry 2 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,826.79 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:32 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 40.03 | $73.00 | $2,922.19 |
DisclosureSEC source: 0000073124-20-000143 · wf-form4_158586311477635.xml · nonDerivative · entry 2 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,602.5 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:31 UTC |
SLARK MARTIN PDirector
|
GrantCommon Stock | 10.34 | $73.00 | $754.82 |
DisclosureSEC source: 0000073124-20-000142 · wf-form4_158586309365423.xml · nonDerivative · entry 1 SLARK MARTIN P · CIK 0001012930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,059.09 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:31 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 34.91 | $73.00 | $2,548.43 |
DisclosureSEC source: 0000073124-20-000141 · wf-form4_158586307134255.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,113.1 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:31 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 34.22 | $73.00 | $2,498.06 |
DisclosureSEC source: 0000073124-20-000140 · wf-form4_158586305138288.xml · nonDerivative · entry 2 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,938.09 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:30 UTC |
Klevorn Marcy SDirector
|
GrantCommon Stock | 2.36 | $73.00 | $172.28 |
DisclosureSEC source: 0000073124-20-000139 · wf-form4_158586302927492.xml · nonDerivative · entry 1 Klevorn Marcy S · CIK 0001692367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394.94 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:30 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 23.12 | $73.00 | $1,687.76 |
DisclosureSEC source: 0000073124-20-000137 · wf-form4_158586298324445.xml · nonDerivative · entry 1 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,710.16 F1 · balance_after: Includes 21,710.16 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:30 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 38 | $73.00 | $2,774.00 |
DisclosureSEC source: 0000073124-20-000138 · wf-form4_158586300642666.xml · nonDerivative · entry 2 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,414.9 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:35 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 34.91 | $73.00 | $2,548.43 |
DisclosureSEC source: 0001124194-20-000002 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,888.28 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:32 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 430.69 | $75.46 | $32,499.87 |
DisclosureSEC source: 0000073124-20-000144 · wf-form4_158586313593164.xml · nonDerivative · entry 1 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,790.86 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:32 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 496.95 | $75.46 | $37,499.85 |
DisclosureSEC source: 0000073124-20-000143 · wf-form4_158586311477635.xml · nonDerivative · entry 1 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,562.47 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:31 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 397.56 | $75.46 | $29,999.88 |
DisclosureSEC source: 0000073124-20-000141 · wf-form4_158586307134255.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,078.19 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:31 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 364.43 | $75.46 | $27,499.89 |
DisclosureSEC source: 0000073124-20-000140 · wf-form4_158586305138288.xml · nonDerivative · entry 1 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,903.87 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:30 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 496.95 | $75.46 | $37,499.85 |
DisclosureSEC source: 0000073124-20-000138 · wf-form4_158586300642666.xml · nonDerivative · entry 1 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,376.9 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 21:51 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 4,500 | $72.31 | $325,395.00 |
DisclosureSEC source: 0000073124-20-000124 · wf-form4_158396346720009.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,320 F1 · price: Price reflects the weighted average sales price from $72.30 to $72.38. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 20,302 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 05, 2020 Filed Oct 6, 2023 23:12 UTC |
Prado Becerra Jose LuisDirector
|
PurchaseCommon Stock | 9 | $80.89 | $728.01 |
DisclosureSEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 7 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust 2 Disclosed balance after: 33 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:06 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 250 | $86.63 | $21,657.50 |
DisclosureSEC source: 0000073124-20-000123 · wf-form4_158327674298431.xml · nonDerivative · entry 1 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,893 F1 · balance_after: Reflects 250 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 849 previously reported stock units. The remaining 599 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 4,785 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:05 UTC |
Thomas Shundrawn APresident / Asset Management
|
Tax withholdingCommon Stock | 1,345 | $86.63 | $116,517.35 |
DisclosureSEC source: 0000073124-20-000122 · wf-form4_158327672101829.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,623 F1 · balance_after: Reflects 1,345 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,033 previously reported stock units. The remaining 1,688 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 16,711 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:05 UTC |
St Clair JoyceExecutive Vice President
|
Tax withholdingCommon Stock | 1,438 | $86.63 | $124,573.94 |
DisclosureSEC source: 0000073124-20-000121 · wf-form4_158327669965434.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,841 F1 · balance_after: Reflects 1,438 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,426 previously reported stock units. The remaining 1,988 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:04 UTC |
South Thomas AExecutive Vice President
|
Tax withholdingCommon Stock | 826 | $86.63 | $71,556.38 |
DisclosureSEC source: 0000073124-20-000120 · wf-form4_158327667774699.xml · nonDerivative · entry 1 South Thomas A · CIK 0001751051 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,639 F1 · balance_after: Reflects 826 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,862 previously reported stock units. The remaining 1,036 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 12,247 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:04 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 4,391 | $86.63 | $380,392.33 |
DisclosureSEC source: 0000073124-20-000119 · wf-form4_158327665669938.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,837 F1 · balance_after: Reflects 4,391 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,910 previously reported stock units. The remaining 5,519 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:04 UTC |
Levy Susan CohenEVP, Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 1,289 | $86.63 | $111,666.07 |
DisclosureSEC source: 0000073124-20-000118 · wf-form4_158327663517268.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,954 F1 · balance_after: Reflects 1,289 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,070 previously reported stock units. The remaining 1,781 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 16,367 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:03 UTC |
Gossett Mark CExecutive Vice President
|
Tax withholdingCommon Stock | 809 | $86.63 | $70,083.67 |
DisclosureSEC source: 0000073124-20-000117 · wf-form4_158327661412082.xml · nonDerivative · entry 1 Gossett Mark C · CIK 0001801431 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,732 F1 · balance_after: Reflects 809 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,926 previously reported stock units. The remaining 1,117 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 8,617 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:03 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Tax withholdingCommon Stock | 1,782 | $86.63 | $154,374.66 |
DisclosureSEC source: 0000073124-20-000116 · wf-form4_158327659221262.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,705 F1 · balance_after: Reflects 1,782 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,246 previously reported stock units. The remaining 2,464 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:03 UTC |
Cherecwich PeterPresident/C&IS
|
Tax withholdingCommon Stock | 1,722 | $86.63 | $149,176.86 |
DisclosureSEC source: 0000073124-20-000115 · wf-form4_158327656949702.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,803 F1 · balance_after: Reflects 1,722 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,103 previously reported stock units. The remaining 2,381 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:02 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Tax withholdingCommon Stock | 1,727 | $86.63 | $149,610.01 |
DisclosureSEC source: 0000073124-20-000114 · wf-form4_158327654784566.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,820 F1 · balance_after: Reflects the 2/26/2020 transfer of 1,215 shares and the 3/3/2020 transfer of 747 shares of Common Stock to the reporting person's former spouse pursuant to a domestic relations order. F2 · balance_after: Reflects 1,727 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,896 previously reported stock units. The remaining 2,169 shares were distributed to the reporting person as shares of common stock. F3 · balance_after: Includes 20,302 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:02 UTC |
Allnutt Lauren ESVP & Controller
|
Tax withholdingCommon Stock | 49 | $86.63 | $4,244.87 |
DisclosureSEC source: 0000073124-20-000113 · wf-form4_158327652729083.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,382 F1 · balance_after: Reflects 49 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 161 previously reported stock units. The remaining 112 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 1,266 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:59 UTC |
Tyler Jason J.EVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 125 | $101.35 | $12,668.75 |
DisclosureSEC source: 0000073124-20-000100 · wf-form4_158266795865258.xml · nonDerivative · entry 1 Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,143 F1 · balance_after: Reflects 125 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 426 previously reported stock units. The remaining 301 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 5,634 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:59 UTC |
Thomas Shundrawn APresident / Asset Management
|
Tax withholdingCommon Stock | 250 | $101.35 | $25,337.50 |
DisclosureSEC source: 0000073124-20-000099 · wf-form4_158266793893619.xml · nonDerivative · entry 1 Thomas Shundrawn A · CIK 0001717894 · President / Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,968 F1 · balance_after: Reflects 250 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 852 previously reported stock units. The remaining 602 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 19,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:58 UTC |
St Clair JoyceExecutive Vice President
|
Tax withholdingCommon Stock | 1,155 | $101.35 | $117,059.25 |
DisclosureSEC source: 0000073124-20-000098 · wf-form4_158266791805290.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,267 F1 · balance_after: Reflects 1,155 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,753 previously reported stock units. The remaining 1,598 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:58 UTC |
South Thomas AExecutive Vice President
|
Tax withholdingCommon Stock | 541 | $101.35 | $54,830.35 |
DisclosureSEC source: 0000073124-20-000097 · wf-form4_158266789817152.xml · nonDerivative · entry 1 South Thomas A · CIK 0001751051 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,465 F1 · balance_after: Reflects 541 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,846 previously reported stock units. The remaining 1,305 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 14,109 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:58 UTC |
O'Grady MichaelDirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 1,982 | $101.35 | $200,875.70 |
DisclosureSEC source: 0000073124-20-000096 · wf-form4_158266787714446.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,747 F1 · balance_after: Reflects 1,982 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,472 previously reported stock units. The remaining 2,490 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:57 UTC |
Levy Susan CohenEVP, Gen Counsel & Corp Sec
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Tax withholdingCommon Stock | 926 | $101.35 | $93,850.10 |
DisclosureSEC source: 0000073124-20-000095 · wf-form4_158266785734936.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,243 F1 · balance_after: Reflects 926 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,207 previously reported stock units. The remaining 1,281 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 19,437 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:57 UTC |
Gossett Mark CExecutive Vice President
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Tax withholdingCommon Stock | 594 | $101.35 | $60,201.90 |
DisclosureSEC source: 0000073124-20-000094 · wf-form4_158266783656411.xml · nonDerivative · entry 1 Gossett Mark C · CIK 0001801431 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,541 F1 · balance_after: Reflects 594 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,203 previously reported stock units. The remaining 1,609 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 10,543 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:57 UTC |
FRADKIN STEVEN LPresident/Wealth Management
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Tax withholdingCommon Stock | 1,233 | $101.35 | $124,964.55 |
DisclosureSEC source: 0000073124-20-000093 · wf-form4_158266781529262.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,951 F1 · balance_after: Reflects 1,233 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,937 previously reported stock units. The remaining 1,704 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:56 UTC |
Cherecwich PeterPresident/C&IS
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Tax withholdingCommon Stock | 1,157 | $101.35 | $117,261.95 |
DisclosureSEC source: 0000073124-20-000092 · wf-form4_158266779271121.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,906 F1 · balance_after: Reflects 1,157 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,758 previously reported stock units. The remaining 1,601 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
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Tax withholdingCommon Stock | 1,258 | $101.35 | $127,498.30 |
DisclosureSEC source: 0000073124-20-000091 · wf-form4_158266777164299.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,509 F1 · balance_after: Reflects 1,258 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,839 previously reported stock units. The remaining 1,581 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 24,198 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:56 UTC |
Allnutt Lauren ESVP & Controller
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Tax withholdingCommon Stock | 79 | $101.35 | $8,006.65 |
DisclosureSEC source: 0000073124-20-000090 · wf-form4_158266775054930.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,431 F1 · balance_after: Reflects 79 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 228 previously reported stock units. The remaining 149 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 1,427 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:53 UTC |
Cherecwich PeterPresident/C&IS
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 13,412 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-20-000074 · wf-form4_158232558728583.xml · derivative · entry 8 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,412 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:53 UTC |
Cherecwich PeterPresident/C&IS
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 18,991 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-20-000074 · wf-form4_158232558728583.xml · derivative · entry 7 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,991 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/17/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.