Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | EVP & Controller | March 09, 2023 | March 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date March 09, 2023 · Filed March 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,576 |
Reported balance
After 2023-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-09 · Sale · Disposed 559 · Balance 5,576 F1: Includes 3,460 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,460 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2023 Filed Mar 14, 2023 00:08 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 559 | $87.30 | $48,800.70 |
DisclosureSEC source: 0000073124-23-000069 · wf-form4_167875247876434.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,576 F1 · balance_after: Includes 3,460 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 235 | $94.49 | $22,205.15 |
DisclosureSEC source: 0000073124-23-000059 · wf-form4_167789072873399.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,135 F1 · balance_after: Reflects 235 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 794 previously reported stock units. The remaining 559 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 3,460 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 00:51 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 1,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-23-000036 · wf-form4_167719983785811.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,370 F1 · balance_after: Includes 4,254 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 21:28 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 393 | $105.61 | $41,504.73 |
DisclosureSEC source: 0000073124-22-000095 · wf-form4_164729311118416.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,534 F1 · balance_after: Includes 2,418 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:36 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 167 | $109.14 | $18,226.38 |
DisclosureSEC source: 0000073124-22-000083 · wf-form4_164635053673834.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,927 F1 · balance_after: Reflects 167 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 560 previously reported stock units. The remaining 393 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 2,418 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:24 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 1,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-22-000056 · wf-form4_164583146471596.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,094 F1 · balance_after: Includes 2,978 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 22:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 375 | $109.57 | $41,088.75 |
DisclosureSEC source: 0000073124-21-000180 · wf-form4_161947572359328.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774 F1 · balance_after: Includes 1,658 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:40 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 97 | $98.43 | $9,547.71 |
DisclosureSEC source: 0000073124-21-000106 · wf-form4_161481482522146.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,149 F1 · balance_after: Reflects 97 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 324 previously reported stock units. The remaining 227 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 1,658 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:50 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 79 | $96.92 | $7,656.68 |
DisclosureSEC source: 0000073124-21-000083 · wf-form4_161421060103956.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,246 F1 · balance_after: Reflects 79 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 227 previously reported stock units. The remaining 148 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 1,982 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 943 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000056 · wf-form4_161378154658166.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,325 F1 · balance_after: Includes 2,209 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 713 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · derivative · entry 5 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 713 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 573 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · derivative · entry 4 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 573 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 1,286 | $95.37 | $122,645.82 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · nonDerivative · entry 3 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,382 F2 · price: Price reflects the weighted average sales price from $95.35 to $95.41. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 1,266 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 713 | $52.64 | $37,532.32 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · nonDerivative · entry 2 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,266 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:51 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 573 | $43.65 | $25,011.45 |
DisclosureSEC source: 0000073124-20-000262 · wf-form4_160686306191058.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · EVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,266 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:02 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 49 | $86.63 | $4,244.87 |
DisclosureSEC source: 0000073124-20-000113 · wf-form4_158327652729083.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,382 F1 · balance_after: Reflects 49 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 161 previously reported stock units. The remaining 112 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 1,266 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 79 | $101.35 | $8,006.65 |
DisclosureSEC source: 0000073124-20-000090 · wf-form4_158266775054930.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,431 F1 · balance_after: Reflects 79 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 228 previously reported stock units. The remaining 149 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 1,427 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 655 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000057 · wf-form4_158215778849534.xml · nonDerivative · entry 2 Allnutt Lauren E · CIK 0001775330 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,510 F3 · balance_after: Includes 1,655 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 16, 2020 Filed Feb 20, 2020 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 119 | $100.60 | $11,971.40 |
DisclosureSEC source: 0000073124-20-000057 · wf-form4_158215778849534.xml · nonDerivative · entry 1 Allnutt Lauren E · CIK 0001775330 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,855 F1 · balance_after: Reflects 119 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 343 previously reported stock units. The remaining 224 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 1,000 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.