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NRGV

Energy Vault Holdings, Inc.

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5363
SEC CIK
0001828536
Parsed reports
383

Last 12 months

Inside the activity.

11 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202601
Feb 202620
Mar 202640
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202641
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2023 Filed Jun 12, 2023 21:22 UTC
Jung John GPresident of EVS
Tax withholdingCommon Stock 12,499 $2.10 $26,247.90
Disclosure

SEC source: 0001828536-23-000109 · wk-form4_1686604944.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,884

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:12 UTC
Ladwa AkshayChief Engineering Officer
Tax withholdingCommon Stock 23,567 $2.10 $49,490.70
Disclosure

SEC source: 0001828536-23-000102 · wk-form4_1686604320.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Engineering Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,124,493

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:14 UTC
Pedretti AndreaChief Technology Officer
Tax withholdingCommon Stock 95,856 $2.10 $201,297.60
Disclosure

SEC source: 0001828536-23-000104 · wk-form4_1686604440.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,003,155

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:08 UTC
Pedretti AndreaChief Technology Officer
GrantStock Option · Derivative 125,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001828536-23-000098 · wk-form4_1685736473.xml · derivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024.

Read SEC document
May 25, 2023 Filed May 30, 2023 17:05 UTC GrantCommon Stock 42,480 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000094 · wf-form4_168548072468556.xml · nonDerivative · entry 1

GROSS WILLIAM · CIK 0001079818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,751

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 25, 2024.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:05 UTC GrantCommon Stock 48,853 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000093 · wf-form4_168548069172370.xml · nonDerivative · entry 1

Paulson Larry · CIK 0001509559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,495

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 25, 2024.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:03 UTC GrantCommon Stock 48,853 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000089 · wf-form4_168548060938116.xml · nonDerivative · entry 1

Ertel Thomas R · CIK 0001725272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,369

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 25, 2024.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:04 UTC GrantCommon Stock 42,480 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000091 · wf-form4_168548064693300.xml · nonDerivative · entry 1

Huque Tahsinul Zia · CIK 0001794630 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,751

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 25, 2024.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:04 UTC GrantCommon Stock 84,961 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000092 · wf-form4_168548066258674.xml · nonDerivative · entry 1

Fariello Theresa M · CIK 0001965441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,961

F1 · shares: Reflects an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in three substantially equal annual installments beginning on February 28, 2024, subject to the reporting person's continued service on the Board through such vesting date.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:04 UTC GrantCommon Stock 48,853 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000090 · wf-form4_168548062610262.xml · nonDerivative · entry 1

Mandanas Mary Beth · CIK 0001857599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,369

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 25, 2024.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:34 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
GrantStock Option · Derivative 2,300,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001104659-23-063743 · tm2316528-7_4seq1.xml · derivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,300,000

Underlying: Common Stock · 2,300,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024.

Read SEC document
May 19, 2023 Filed May 23, 2023 19:31 UTC
ALEXANDER LAURENCEChief Marketing Officer
GrantStock Option · Derivative 275,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001104659-23-063737 · tm2316528-2_4seq1.xml · derivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:33 UTC
Terruzzin MarcoChief Product Officer
GrantStock Option · Derivative 325,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001104659-23-063742 · tm2316528-6_4seq1.xml · derivative · entry 1

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:33 UTC
Wiese ChristopherChief Operating Officer
GrantStock Option · Derivative 250,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001104659-23-063741 · tm2316528-4_4seq1.xml · derivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:32 UTC
Icoren GoncagulChief People Officer
GrantStock Option · Derivative 275,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001104659-23-063740 · tm2316528-3_4seq1.xml · derivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:30 UTC
McMorrow JoshChief Legal Officer
GrantStock Option · Derivative 495,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001104659-23-063736 · tm2316528-1_4seq1.xml · derivative · entry 1

McMorrow Josh · CIK 0001930522 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,000

Underlying: Common Stock · 495,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:15 UTC
Pedretti AndreaChief Technology Officer
SaleCommon Stock 25,000 $1.92 $47,987.50
Disclosure

SEC source: 0001828536-23-000080 · wf-form4_168436172084968.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,099,011

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.86 to $1.97. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 05, 2023 Filed May 9, 2023 22:17 UTC
Icoren GoncagulChief People Officer
Tax withholdingCommon Stock 975 $1.69 $1,647.75
Disclosure

SEC source: 0001828536-23-000076 · wf-form4_168367063501955.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,268

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 05, 2023 Filed May 9, 2023 22:15 UTC
Wiese ChristopherChief Operating Officer
Tax withholdingCommon Stock 857 $1.69 $1,448.33
Disclosure

SEC source: 0001828536-23-000075 · wf-form4_168367053683688.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797,546

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 05, 2023 Filed May 9, 2023 22:14 UTC
Jung John GPresident of EVS
Tax withholdingCommon Stock 4,881 $1.69 $8,248.89
Disclosure

SEC source: 0001828536-23-000074 · wf-form4_168367045601311.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,061,383

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 05, 2023 Filed May 9, 2023 22:13 UTC
Pedretti AndreaChief Technology Officer
Tax withholdingCommon Stock 24,205 $1.69 $40,906.45
Disclosure

SEC source: 0001828536-23-000073 · wf-form4_168367039132949.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,124,011

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 01, 2023 Filed May 3, 2023 21:01 UTC
Pedretti AndreaChief Technology Officer
SaleCommon Stock 25,000 $1.70 $42,622.50
Disclosure

SEC source: 0001828536-23-000061 · wf-form4_168314765565043.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,148,216

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.67 to $1.735. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:56 UTC
Pedretti AndreaChief Technology Officer
SaleCommon Stock 25,000 $1.77 $44,290.00
Disclosure

SEC source: 0001828536-23-000059 · wf-form4_168193776776245.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,173,216

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.74 to $1.80. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 20:59 UTC
Wiese ChristopherChief Operating Officer
Tax withholdingCommon Stock 859 $2.14 $1,838.26
Disclosure

SEC source: 0001104659-23-043181 · tm2312138-4_4seq1.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798,403

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 20:58 UTC
Pedretti AndreaChief Technology Officer
Tax withholdingCommon Stock 16,882 $2.14 $36,127.48
Disclosure

SEC source: 0001104659-23-043179 · tm2312138-3_4seq1.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,198,216

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 20:54 UTC
Jung John GPresident of EVS
Tax withholdingCommon Stock 4,878 $2.14 $10,438.92
Disclosure

SEC source: 0001104659-23-043177 · tm2312138-2_4seq1.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,066,264

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 20:53 UTC
Icoren GoncagulChief People Officer
Tax withholdingCommon Stock 975 $2.14 $2,086.50
Disclosure

SEC source: 0001104659-23-043175 · tm2312138-1_4seq1.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 749,243

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:03 UTC
Pedretti AndreaChief Technology Officer
SaleCommon Stock 25,000 $1.95 $48,745.00
Disclosure

SEC source: 0001828536-23-000037 · wf-form4_168072860412462.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,215,098

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.825 to $2.13. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The number reflected in column 5 reconciles the total number of shares beneficially held following the transactions reported on the Form 4 filed on February 28, 2023.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:41 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 650,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-038358 · tm2310909-5_4seq1.xml · derivative · entry 4

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 650,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest as to 25% of the underlying shares on February 28, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F4 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest as to 25% of the underlying shares on February 28, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F4 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest as to 25% of the underlying shares on February 28, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 7,044,288 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:41 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 650,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-038358 · tm2310909-5_4seq1.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,137,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 7,044,288 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 16:40 UTC
ALEXANDER LAURENCEChief Marketing Officer
Exercise / conversionRestricted Stock Unit · Derivative 168,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-038356 · tm2310909-1_4seq1.xml · derivative · entry 3

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 906,458 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 16:40 UTC
ALEXANDER LAURENCEChief Marketing Officer
Tax withholdingCommon Stock 79,312 $3.34 $264,902.08
Disclosure

SEC source: 0001104659-23-038356 · tm2310909-1_4seq1.xml · nonDerivative · entry 2

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995,896

Read SEC document
March 27, 2023 Filed Mar 29, 2023 16:40 UTC
ALEXANDER LAURENCEChief Marketing Officer
Exercise / conversionCommon Stock 168,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-038356 · tm2310909-1_4seq1.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 906,458 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:47 UTC
Wiese ChristopherChief Operating Officer
Tax withholdingCommon Stock 35,862 $3.34 $119,779.08
Disclosure

SEC source: 0001104659-23-038366 · tm2310909-7_4seq1.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 799,263

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:44 UTC
Terruzzin MarcoChief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 218,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-038364 · tm2310909-6_4seq1.xml · derivative · entry 3

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 218,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 856,250 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:44 UTC
Terruzzin MarcoChief Product Officer
Tax withholdingCommon Stock 75,643 $3.34 $252,647.62
Disclosure

SEC source: 0001104659-23-038364 · tm2310909-6_4seq1.xml · nonDerivative · entry 2

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,544,624

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:44 UTC
Terruzzin MarcoChief Product Officer
Exercise / conversionCommon Stock 218,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-038364 · tm2310909-6_4seq1.xml · nonDerivative · entry 1

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,620,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 856,250 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:44 UTC
Pedretti AndreaChief Technology Officer
Tax withholdingCommon Stock 95,740 $3.34 $319,771.60
Disclosure

SEC source: 0001104659-23-038363 · tm2310909-4_4seq1.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,242

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:42 UTC
Jung John GPresident of EVS
Tax withholdingCommon Stock 35,364 $3.34 $118,115.76
Disclosure

SEC source: 0001104659-23-038361 · tm2310909-3_4seq1.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071,142

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:41 UTC
Icoren GoncagulChief People Officer
Tax withholdingCommon Stock 50,683 $3.34 $169,281.22
Disclosure

SEC source: 0001104659-23-038359 · tm2310909-2_4seq1.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,218

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:56 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 40,000 $2.24 $89,728.00
Disclosure

SEC source: 0001828536-23-000029 · wf-form4_167900020386036.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,443,192

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.195 to $2.275. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:59 UTC
Pedretti AndreaChief Technology Officer
SaleCommon Stock 25,000 $2.16 $54,115.00
Disclosure

SEC source: 0001828536-23-000031 · wf-form4_167900037292213.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101,982

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.27. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 21:17 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 66,000 $2.27 $149,694.60
Disclosure

SEC source: 0001828536-23-000027 · wf-form4_167891502995708.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,403,192

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.22 to $2.28. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:18 UTC
Pedretti AndreaChief Technology Officer
SaleCommon Stock 25,000 $3.18 $79,535.00
Disclosure

SEC source: 0001828536-23-000019 · wf-form4_167788186506191.xml · nonDerivative · entry 2

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,982

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.05 to $3.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:16 UTC
Pedretti AndreaChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 97,642 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026859 · tm237880-4_4seq1.xml · derivative · entry 4

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs vest on July 19, 2020 and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs vest on July 19, 2020 and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs vest on July 19, 2020 and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 1,172,740 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:16 UTC
Pedretti AndreaChief Technology Officer
Tax withholdingCommon Stock 16,840 $4.24 $71,401.60
Disclosure

SEC source: 0001104659-23-026859 · tm237880-4_4seq1.xml · nonDerivative · entry 3

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,511,743

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:16 UTC
Pedretti AndreaChief Technology Officer
Tax withholdingCommon Stock 19,686 $3.12 $61,420.32
Disclosure

SEC source: 0001104659-23-026859 · tm237880-4_4seq1.xml · nonDerivative · entry 2

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,528,583

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:16 UTC
Pedretti AndreaChief Technology Officer
Exercise / conversionCommon Stock 97,642 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026859 · tm237880-4_4seq1.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,548,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 1,172,740 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:15 UTC
Icoren GoncagulChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,644 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · derivative · entry 4

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 727,390 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:15 UTC
Icoren GoncagulChief People Officer
Tax withholdingCommon Stock 1,150 $4.24 $4,876.00
Disclosure

SEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · nonDerivative · entry 3

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,901

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.