Tapewire

NYSE · USD

NRGV

Energy Vault Holdings, Inc.

Export transactions ↓
Tapewire entity
5363
SEC CIK
0001828536
Parsed reports
383

Last 12 months

Inside the activity.

11 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202601
Feb 202620
Mar 202640
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202641
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2024 Filed May 29, 2024 16:20 UTC GrantCommon Stock 68,989 $0.00 $0.00
Disclosure

SEC source: 0001828536-24-000113 · wk-form4_1717014004.xml · nonDerivative · entry 1

GROSS WILLIAM · CIK 0001079818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,740

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 24, 2025.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:16 UTC GrantCommon Stock 137,978 $0.00 $0.00
Disclosure

SEC source: 0001828536-24-000108 · wk-form4_1717013777.xml · nonDerivative · entry 1

Unwin Stephanie · CIK 0002014396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,978

F1 · shares: Reflects an award of restricted stock units (RSU). Each RSU represents a contingent right to receive one share of Common Stock. The RSU vest in three substantially equal annual installments beginning on March 31,2025 subject to the reporting persons continued service on the Board through such vesting date.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:17 UTC GrantCommon Stock 79,337 $0.00 $0.00
Disclosure

SEC source: 0001828536-24-000110 · wk-form4_1717013845.xml · nonDerivative · entry 1

Paulson Larry · CIK 0001509559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,636

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 24, 2025.

F2 · balance_after: Includes 44,804 shares of Common Stock acquired in a pro rata distribution in-kind, the acquisition of which was exempt pursuant to Rule 16a-9.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:34 UTC GrantCommon Stock 79,337 $0.00 $0.00
Disclosure

SEC source: 0001828536-24-000121 · wk-form4_1717014849.xml · nonDerivative · entry 1

Ertel Thomas R · CIK 0001725272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,706

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 24, 2025.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:28 UTC GrantCommon Stock 68,989 $0.00 $0.00
Disclosure

SEC source: 0001828536-24-000117 · wk-form4_1717014527.xml · nonDerivative · entry 1

Fariello Theresa M · CIK 0001965441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,950

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 24, 2025.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:22 UTC GrantCommon Stock 79,337 $0.00 $0.00
Disclosure

SEC source: 0001828536-24-000115 · wk-form4_1717014153.xml · nonDerivative · entry 1

Mandanas Mary Beth · CIK 0001857599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,706

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Board) on the earlier of (i) the date of the next Annual Meeting occurring after the date of grant or (ii) May 24, 2025.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:21 UTC
Beer Michael ThomasChief Financial Officer
GrantStock Option · Derivative 800,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001104659-24-063136 · tm2414885-1_4seq1.xml · derivative · entry 3

Beer Michael Thomas · CIK 0001870889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2034-05-16

F3 · derivative.exercise_date: The stock option will vest as to 25% of the underlying shares on June 30, 2025, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:21 UTC
Beer Michael ThomasChief Financial Officer
GrantCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-063136 · tm2414885-1_4seq1.xml · nonDerivative · entry 2

Beer Michael Thomas · CIK 0001870889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200,000

F2 · shares: Represents an award of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to one-third of the underlying shares upon the achievement of each of the following stock price targets, based on twenty trading days during any consecutive thirty trading day period occurring prior to the fourth anniversary of the grant date: $3.50, $4.50 and $5.50. Any portion of the award that has not vested as of the fourth anniversary of the grant date shall be forfeited and terminated for no consideration.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:21 UTC
Beer Michael ThomasChief Financial Officer
GrantCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-063136 · tm2414885-1_4seq1.xml · nonDerivative · entry 1

Beer Michael Thomas · CIK 0001870889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 25% of the underlying shares on June 30, 2025, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

Read SEC document
May 03, 2024 Filed May 7, 2024 01:13 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,683 $1.25 $3,356.43
Disclosure

SEC source: 0001828536-24-000083 · wk-form4_1715044423.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,199,311

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 03, 2024 Filed May 6, 2024 21:21 UTC
ALEXANDER LAURENCEChief Marketing Officer
SaleCommon Stock 5,150 $1.25 $6,442.65
Disclosure

SEC source: 0001828536-24-000091 · wk-form4_1715044861.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,241,973

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 03, 2024 Filed May 7, 2024 01:19 UTC
Icoren GoncagulChief People Officer
SaleCommon Stock 5,027 $1.25 $6,288.78
Disclosure

SEC source: 0001828536-24-000089 · wk-form4_1715044777.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909,664

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 03, 2024 Filed May 7, 2024 01:17 UTC
Ladwa AkshayChief Engineering Officer
SaleCommon Stock 8,339 $1.25 $10,432.09
Disclosure

SEC source: 0001828536-24-000087 · wk-form4_1715044648.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Engineering Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,549,084

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 03, 2024 Filed May 7, 2024 01:15 UTC
McMorrow JoshChief Legal Officer
SaleCommon Stock 3,019 $1.25 $3,776.77
Disclosure

SEC source: 0001828536-24-000085 · wk-form4_1715044512.xml · nonDerivative · entry 1

McMorrow Josh · CIK 0001930522 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 967,169

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 03, 2024 Filed May 7, 2024 01:12 UTC
Terruzzin MarcoChief Product Officer
SaleCommon Stock 9,400 $1.25 $11,759.40
Disclosure

SEC source: 0001828536-24-000081 · wk-form4_1715044327.xml · nonDerivative · entry 1

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,697,354

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 03, 2024 Filed May 7, 2024 01:10 UTC
Wiese ChristopherChief Operating Officer
SaleCommon Stock 2,680 $1.25 $3,352.68
Disclosure

SEC source: 0001828536-24-000079 · wk-form4_1715044230.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003,698

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
April 12, 2024 Filed Apr 16, 2024 20:30 UTC
Ladwa AkshayChief Engineering Officer
SaleCommon Stock 4,791 $1.19 $5,701.29
Disclosure

SEC source: 0001828536-24-000070 · wk-form4_1713299431.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Engineering Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,007,423

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 22:39 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 8,855 $1.63 $14,469.07
Disclosure

SEC source: 0001828536-24-000055 · wk-form4_1710974374.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,101,994

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 18:38 UTC
ALEXANDER LAURENCEChief Marketing Officer
SaleCommon Stock 20,385 $1.64 $33,329.48
Disclosure

SEC source: 0001828536-24-000049 · wk-form4_1710974296.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 897,123

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 22:39 UTC
McMorrow JoshChief Legal Officer
SaleCommon Stock 20,468 $1.63 $33,444.71
Disclosure

SEC source: 0001828536-24-000054 · wk-form4_1710974362.xml · nonDerivative · entry 1

McMorrow Josh · CIK 0001930522 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,188

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 22:39 UTC
Wiese ChristopherChief Operating Officer
SaleCommon Stock 10,956 $1.63 $17,902.10
Disclosure

SEC source: 0001828536-24-000052 · wk-form4_1710974336.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 731,378

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 18:38 UTC
van Gaalen Johannes Cornelis MariaChief Financial Officer
SaleCommon Stock 4,741 $1.64 $7,784.72
Disclosure

SEC source: 0001828536-24-000050 · wk-form4_1710974310.xml · nonDerivative · entry 1

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,268

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 22:39 UTC
Icoren GoncagulChief People Officer
SaleCommon Stock 15,071 $1.64 $24,746.58
Disclosure

SEC source: 0001828536-24-000056 · wk-form4_1710974387.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,691

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 22:39 UTC
Terruzzin MarcoChief Product Officer
SaleCommon Stock 22,064 $1.64 $36,229.09
Disclosure

SEC source: 0001828536-24-000053 · wk-form4_1710974351.xml · nonDerivative · entry 1

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,306,754

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 22:38 UTC
Ladwa AkshayChief Engineering Officer
SaleCommon Stock 13,562 $1.64 $22,268.80
Disclosure

SEC source: 0001828536-24-000051 · wk-form4_1710974323.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Engineering Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,012,214

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 18:30 UTC OtherCommon Stock 130,000 $1.65 $214,500.00
Disclosure

SEC source: 0001828536-24-000040 · wk-form4_1710541839.xml · nonDerivative · entry 1

GROSS WILLIAM · CIK 0001079818 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Idealab Holdings, LLC

Disclosed balance after: 1,406,355

F1 · kind: Represents an acquisition of securities incident to a default on a debt previously contracted.

F2 · ownership.nature: Idealab Holdings, LLC (Holdings) is a wholly owned subsidiary of Idealab, a California corporation. Idealab is managed by a board of directors consisting of Mr. Gross, Marcia Goodstein (Mr. Gross's wife), Renee LaBran and Bob Kavner, and no single person has voting or dispositive authority over the securities reported herein. Mr. Gross may be deemed to share beneficial ownership of the securities held by Holdings. Mr. Gross disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
March 07, 2024 Filed May 3, 2024 20:27 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 3,100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056997 · tm2413481-5_4seq1.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,201,994

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter.

F2 · balance_after: Represents the amount beneficially owned as of the date of this filing.

Read SEC document
March 06, 2024 Filed May 3, 2024 16:01 UTC
ALEXANDER LAURENCEChief Marketing Officer
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056960 · tm2413481-1_4seq1.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,247,123

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter.

F2 · balance_after: Represents the amount beneficially owned as of the date of this filing.

Read SEC document
March 06, 2024 Filed May 3, 2024 20:32 UTC
Wiese ChristopherChief Operating Officer
GrantCommon Stock 275,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-057015 · tm2413481-7_4seq1.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,378

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter.

F2 · balance_after: Represents the amount beneficially owned as of the date of this filing.

Read SEC document
March 06, 2024 Filed May 3, 2024 20:30 UTC
Terruzzin MarcoChief Product Officer
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-057007 · tm2413481-6_4seq1.xml · nonDerivative · entry 1

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,706,754

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter.

F2 · balance_after: Represents the amount beneficially owned as of the date of this filing.

Read SEC document
March 06, 2024 Filed May 3, 2024 20:24 UTC
McMorrow JoshChief Legal Officer
GrantCommon Stock 375,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056995 · tm2413481-4_4seq1.xml · nonDerivative · entry 1

McMorrow Josh · CIK 0001930522 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 970,188

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter.

F2 · balance_after: Represents the amount beneficially owned as of the date of this filing.

Read SEC document
March 06, 2024 Filed May 3, 2024 20:20 UTC
Ladwa AkshayChief Engineering Officer
GrantCommon Stock 550,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056991 · tm2413481-3_4seq1.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Engineering Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,557,423

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter.

F2 · balance_after: Represents the amount beneficially owned as of the date of this filing.

Read SEC document
March 06, 2024 Filed May 3, 2024 20:17 UTC
Icoren GoncagulChief People Officer
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056988 · tm2413481-2_4seq1.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 914,691

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter.

F2 · balance_after: Represents the amount beneficially owned as of the date of this filing.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:25 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,503 $1.61 $4,017.32
Disclosure

SEC source: 0001828536-24-000025 · wk-form4_1707513895.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,110,849

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 16:18 UTC
ALEXANDER LAURENCEChief Marketing Officer
SaleCommon Stock 4,804 $1.61 $7,710.42
Disclosure

SEC source: 0001828536-24-000016 · wk-form4_1707513486.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917,508

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:23 UTC
McMorrow JoshChief Legal Officer
SaleCommon Stock 2,816 $1.61 $4,519.68
Disclosure

SEC source: 0001828536-24-000023 · wk-form4_1707513793.xml · nonDerivative · entry 1

McMorrow Josh · CIK 0001930522 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,656

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:21 UTC
Ladwa AkshayChief Engineering Officer
SaleCommon Stock 7,700 $1.61 $12,358.50
Disclosure

SEC source: 0001828536-24-000021 · wk-form4_1707513692.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Engineering Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,776

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:20 UTC
Icoren GoncagulChief People Officer
SaleCommon Stock 4,207 $1.61 $6,752.24
Disclosure

SEC source: 0001828536-24-000019 · wk-form4_1707513612.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,762

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:16 UTC
Terruzzin MarcoChief Product Officer
SaleCommon Stock 6,480 $1.61 $10,400.40
Disclosure

SEC source: 0001828536-24-000014 · wk-form4_1707513358.xml · nonDerivative · entry 1

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,328,818

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:13 UTC
Wiese ChristopherChief Operating Officer
SaleCommon Stock 3,044 $1.61 $4,885.62
Disclosure

SEC source: 0001828536-24-000012 · wk-form4_1707513193.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742,334

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
January 11, 2024 Filed Jan 16, 2024 21:08 UTC
Ladwa AkshayChief Engineering Officer
SaleCommon Stock 4,714 $1.85 $8,735.04
Disclosure

SEC source: 0001828536-24-000006 · wk-form4_1705439266.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Engineering Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033,476

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 21:14 UTC
Terruzzin MarcoChief Product Officer
SaleCommon Stock 25,000 $2.01 $50,250.00
Disclosure

SEC source: 0001828536-24-000004 · wk-form4_1704748467.xml · nonDerivative · entry 2

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,335,298

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.97 to $2.07. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:14 UTC
Terruzzin MarcoChief Product Officer
SaleCommon Stock 25,000 $1.99 $49,750.00
Disclosure

SEC source: 0001828536-24-000004 · wk-form4_1704748467.xml · nonDerivative · entry 1

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,360,298

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to to $2.08. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:11 UTC
Terruzzin MarcoChief Product Officer
SaleCommon Stock 25,000 $2.09 $52,350.00
Disclosure

SEC source: 0001828536-24-000002 · wk-form4_1704402645.xml · nonDerivative · entry 2

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,385,298

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.995 to $2.155. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:11 UTC
Terruzzin MarcoChief Product Officer
SaleCommon Stock 25,000 $2.30 $57,475.00
Disclosure

SEC source: 0001828536-24-000002 · wk-form4_1704402645.xml · nonDerivative · entry 1

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,410,298

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.215 to to 2.375. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:15 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 74,043 $2.87 $212,503.41
Disclosure

SEC source: 0001104659-23-130475 · tm2333946-1_4seq1.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,113,352

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 16:06 UTC GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000220 · wk-form4_1703106370.xml · nonDerivative · entry 1

GROSS WILLIAM · CIK 0001079818 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Gross Goodstein Living Trust dated April 18, 2006

Disclosed balance after: 4,511,086

F1 · ownership.nature: Mr. Gross is co-Trustee together with his wife of the Gross Trust and may be deemed to have beneficial ownership of the securities held by the Gross Trust. Mr. Gross disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 18:34 UTC
van Gaalen Johannes Cornelis MariaChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-126091 · tm2332965-1_4seq1.xml · derivative · entry 3

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 18:34 UTC
van Gaalen Johannes Cornelis MariaChief Financial Officer
SaleCommon Stock 17,991 $1.95 $35,010.49
Disclosure

SEC source: 0001104659-23-126091 · tm2332965-1_4seq1.xml · nonDerivative · entry 2

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,009

F2 · kind: Represents shares sold to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 18:34 UTC
van Gaalen Johannes Cornelis MariaChief Financial Officer
Exercise / conversionCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-126091 · tm2332965-1_4seq1.xml · nonDerivative · entry 1

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.