NRG

SEC source: 0001225208-24-007850 · doc4.xml · derivative · entry 2

COBEN LAWRENCE S · CIK 0001272898 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,704

Underlying: Common Stock, par value $.01 per share · 36,704 shares

Expires 2027-08-01

F2 · derivative.underlying_shares: On August 1, 2024, the Reporting Person was issued 36,704 Relative Performance Stock Units (RPSUs) by NRG under the LTIP that vest on August 1, 2027, subject to certain performance conditions.

SEC source: 0001225208-24-007850 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,589

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and restriced stock units, which become exercisable proportionately with the deferred stock units and resticted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 19,728 dividend equivalent rights.

SEC source: 0001225208-24-007849 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,780

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,363 dividend equivalent rights.

SEC source: 0001225208-24-007848 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,524

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,533 dividend equivalent rights.

SEC source: 0001225208-24-006709 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,317

F1 · price: On June 5, 2023, the Reporting Person was issued 6,975 Restricted Stock Units (RSUs) by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,226 shares of common stock to satisfy the tax obligation. In connection with the vesting of the RSUs, 74 Dividend Equivalent Rights vested (DERs), resulting in the Reporting Person holding 1,326 DERs in the aggregate.

SEC source: 0001225208-24-006619 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,305

F1 · shares: Represents 2,334 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,758 dividend equivalent rights.

SEC source: 0001225208-24-006618 · doc4.xml · nonDerivative · entry 1

ZLOTNIK MARCIE · CIK 0001260593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,929

F1 · shares: Represents 2,210 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 48 dividend equivalent rights.

SEC source: 0001225208-24-006617 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,834

F1 · shares: Represents 2,426 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 9,409 dividend equivalent rights.

SEC source: 0001225208-24-006615 · doc4.xml · nonDerivative · entry 1

Pourbaix Alexander J · CIK 0001678964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,846

F1 · shares: Represents 3,692 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 22 dividend equivalent rights.

SEC source: 0001225208-24-006616 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,869

F1 · shares: Represents 2,334 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 2,482 dividend equivalent rights.

SEC source: 0001225208-24-006614 · doc4.xml · nonDerivative · entry 1

Howell Kevin · CIK 0001333101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,330

F1 · shares: Represents 2,210 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 17 dividend equivalent rights.

SEC source: 0001225208-24-006613 · doc4.xml · nonDerivative · entry 1

HOBBY PAUL W · CIK 0001092063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,055

F1 · price: Represents 2,210 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan on June 1, 2024. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2024, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

SEC source: 0001225208-24-006612 · doc4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,882

F1 · price: Represents 2,210 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan on June 1, 2024. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2024, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

SEC source: 0001225208-24-006611 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,606

F1 · shares: Represents 2,210 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,715 dividend equivalent rights.

SEC source: 0001225208-24-006610 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,621

F1 · shares: Represents 2,210 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 4,173 dividend equivalent rights.

SEC source: 0001225208-24-006609 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,600

F1 · shares: Represents 3,692 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,010 dividend equivalent rights.

SEC source: 0001225208-24-006608 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,725

F1 · shares: Represents 2,334 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 10,693 dividend equivalent rights.

SEC source: 0001225208-24-006245 · doc4.xml · nonDerivative · entry 2

Patel Rasesh M. · CIK 0001735576 · President, NRG Consumer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,064

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001225208-24-006245 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · President, NRG Consumer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,610

F1 · price: On March 10, 2023, the Reporting Person's outstanding Restricted Stock Units (RSUs) originally granted on May 16, 2022 converted to 410,345 RSUs under NRG's Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On May 16, 2024, 159,186 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 62,640 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation.

SEC source: 0001225208-24-005583 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · President, NRG Consumer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,250

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,089 dividend equivalent rights.

SEC source: 0001225208-24-005582 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,430

F1 · security: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 70 dividend equivalent rights.

SEC source: 0001225208-24-005581 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,668

F1 · security: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,236 dividend equivalent rights.

SEC source: 0001225208-24-005580 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,617

F1 · security: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1200 dividend equivalent rights.

SEC source: 0001225208-24-005579 · doc4.xml · nonDerivative · entry 1

ZLOTNIK MARCIE · CIK 0001260593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,719

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 48 dividend equivalent rights.

SEC source: 0001225208-24-005578 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,408

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 9,409 dividend equivalent rights.

SEC source: 0001225208-24-005577 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,535

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,482 dividend equivalent rights.

SEC source: 0001225208-24-005576 · doc4.xml · nonDerivative · entry 1

Pourbaix Alexander J · CIK 0001678964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,154

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 22 dividend equivalent rights.

SEC source: 0001225208-24-005575 · doc4.xml · nonDerivative · entry 1

Howell Kevin · CIK 0001333101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,120

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 17 dividend equivalent rights.

SEC source: 0001225208-24-005574 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,396

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,715 dividend equivalent rights.

SEC source: 0001225208-24-005573 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,971

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,601 dividend equivalent rights.

SEC source: 0001225208-24-005572 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director · Interim Pres & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,658

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 17,797 dividend equivalent rights.

SEC source: 0001225208-24-005571 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,543

F1 · security: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,400 dividend equivalent rights.

SEC source: 0001225208-24-005570 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,411

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 4,173 dividend equivalent rights.

SEC source: 0001225208-24-005569 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,908

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,010 dividend equivalent rights.

SEC source: 0001225208-24-005568 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,391

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 10,693 dividend equivalent rights.

SEC source: 0001225208-24-004814 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · President, NRG Consumer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,032

F1 · price: On March 31, 2023, the Reporting Person was issued 28,871 Restricted Stock Units by NRG Energy, Inc. under NRG's Amended and Restated Long Term Incentive Plan. On March 31, 2024 9,987 shares vested. The Reporting Person elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,930 shares to satisfy the tax obligation. In connection with the vesting of the RSUs, 363 Dividend Equivalent Rights vested, resulting in the Reporting Person holding 870 DERs in the aggregate.

SEC source: 0001225208-24-004291 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,123

F1 · shares: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001225208-24-004292 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · Exec VP, Smart Home

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,962

F1 · shares: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001225208-24-003844 · doc4.xml · nonDerivative · entry 1

Howell Kevin · CIK 0001333101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,103

F1 · shares: Represents 3,103 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · ownership.direct: The Reporting Person owns 100,000 shares of common stock in joint tenancy with his spouse.

SEC source: 0001225208-24-003673 · doc4.xml · nonDerivative · entry 1

Pourbaix Alexander J · CIK 0001678964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,132

F1 · shares: Represents 4,132 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

SEC source: 0001225208-24-001594 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,401

F1 · shares: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 40 dividend equivalent rights.

SEC source: 0001225208-24-001593 · doc4.xml · nonDerivative · entry 1

ZLOTNIK MARCIE · CIK 0001260593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,699

F1 · shares: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 27 dividend equivalent rights.

SEC source: 0001225208-24-001592 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,054

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 9,053 dividend equivalent rights.

SEC source: 0001225208-24-001591 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,390

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,336 dividend equivalent rights.

SEC source: 0001225208-24-001587 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,289

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,606 dividend equivalent rights.

SEC source: 0001225208-24-001590 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · Exec VP, Smart Home

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,054

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,233 dividend equivalent rights.

SEC source: 0001225208-24-001586 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,970

F1 · shares: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,039 dividend equivalent rights.

SEC source: 0001225208-24-001585 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,821

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,450 dividend equivalent rights.

SEC source: 0001225208-24-001589 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,123

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,195 dividend equivalent rights.

SEC source: 0001225208-24-001584 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,867

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,182 dividend equivalent rights.