Spencer Gerald Alfred

SEC source: 0001225208-26-007712 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,213

F1 · shares: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2026.

SEC source: 0001225208-26-006981 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,793

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 126 dividend equivalent rights.

SEC source: 0001104659-26-055626 · tm2613540-13_4seq1.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,779

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and or restricted stock units, which become exercisable proportionately with the underlying units to which they are related and may only be settled in NRG common stock. Each dividend right is the economic equivalent of one share of NRG common stock. Includes 112 dividend equivalent rights and 108 shares acquired under NRG's Employee Stock Purchase Plan since the Reporting Person's last filing.

SEC source: 0001104659-26-010504 · tm265291-11_4seq1.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,658

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 99 dividend equivalent rights.

SEC source: 0001225208-26-000411 · doc4.xml · derivative · entry 4

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,177

Underlying: Common Stock, par value $.01 per share · 2,177 shares

Expires 2029-01-02

F4 · shares: On January 2, 2026, the Reporting Person was issued 2,177 RPSUs by NRG under the LTIP that vest on January 2, 2029, subject to certain performance conditions.

SEC source: 0001225208-26-000411 · doc4.xml · nonDerivative · entry 3

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,645

F3 · shares: On January 2, 2024, the Reporting Person was issued 1,739 and 3,622 RSUs in two individual grants by NRG under the LTIP. On January 2, 2026, 579 and 1,206 shares vested respectively. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of a total of 786 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, a total of 65 DERs vested, resulting in the Reporting Person holding 94 DERs in the aggregate.

SEC source: 0001225208-26-000411 · doc4.xml · nonDerivative · entry 2

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,431

F2 · shares: On January 2, 2025, the Reporting Person was issued 2,001 RSUs by NRG under the LTIP. On January 2, 2026, 666 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 265 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 8 DERs vested, resulting in the Reporting Person holding 86 DERs in the aggregate.

SEC source: 0001225208-26-000411 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,696

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-25-008985 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,624

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Includes 128 shares acquired under NRG's Employee Stock Purchase Plan since the Reporting Person's last filing. Reflects a de minimus adjustment of 3 securit(ies) beneficially owned following the reported transaction as a result of fractional rounding. Includes 159 dividend equivalent rights

SEC source: 0001225208-25-007058 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,479

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 143 dividend equivalent rights.

SEC source: 0001225208-25-004707 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,465

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 129 dividend equivalent rights and 179 shares acquired under NRG's Employee Stock Purchase Plan since the reporting person's last filing.

SEC source: 0001225208-25-001278 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,265

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 108 dividend equivalent rights.

SEC source: 0001225208-25-000395 · doc4.xml · derivative · entry 4

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,151

Underlying: Common Stock, par value $.01 per share · 3,151 shares

Expires 2028-01-02

F4 · shares: On January 2, 2025, the Reporting Person was issued 3,151 RPSUs by NRG under the LTIP that vest on January 2, 2028, subject to certain performance conditions.

SEC source: 0001225208-25-000395 · doc4.xml · nonDerivative · entry 3

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,241

F3 · shares: On January 2, 2024, the Reporting Person was issued 3,622 RSUs by NRG under the LTIP. On January 2, 2025, 1,206 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 366 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 28 DERs vested, resulting in the Reporting Person holding 84 DERs in the aggregate.

SEC source: 0001225208-25-000395 · doc4.xml · nonDerivative · entry 2

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,607

F2 · shares: On January 2, 2024, the Reporting Person was issued 1,739 RSUs by NRG under the LTIP. On January 2, 2025, 579 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 176 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 13 DERs vested, resulting in the Reporting Person holding 112 DERs in the aggregate.

SEC source: 0001225208-25-000395 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,783

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-24-009641 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,782

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, which become exercisable proportionately with the restricted stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 296 shares acquired under NRG's Employee Stock Purchase Plan since the Reporting Person's last filing. Reflects a de minimus adjustment of 1 security beneficially owned following the reported transaction as a result of fractional rounding. Includes 125 dividend equivalent rights.

SEC source: 0001225208-24-007852 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,460

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 100 dividend equivalent rights.

SEC source: 0001225208-24-005582 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,430

F1 · security: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 70 dividend equivalent rights.

SEC source: 0001225208-24-001594 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,401

F1 · shares: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 40 dividend equivalent rights.

SEC source: 0001225208-24-000443 · doc4.xml · nonDerivative · entry 2

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,361

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-24-000443 · doc4.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,622

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0000947871-23-000894 · ownership.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000947871-23-000698 · ownership.xml · derivative · entry 3

Spencer Gerald Alfred · CIK 0001925859 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,411

Underlying: Common Stock · 15,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, the Reporting Person is entitled to receive one share of common stock for each restricted stock unit.

F1 · price: Upon vesting, the Reporting Person is entitled to receive one share of common stock for each restricted stock unit.

F2 · derivative.exercise_date: The restricted stock units vest in equal annual installments over a three year period, measured from the vesting commencement date of June 24, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in equal annual installments over a three year period, measured from the vesting commencement date of June 24, 2022.

SEC source: 0000947871-23-000698 · ownership.xml · nonDerivative · entry 2

Spencer Gerald Alfred · CIK 0001925859 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,879

F3 · shares: These shares were automatically withheld and returned to JetBlue to cover tax obligations upon RSU vesting, in accordance with JetBlue policy for all RSU vesting of RSU eligible employees in the United States.

SEC source: 0000947871-23-000698 · ownership.xml · nonDerivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon vesting, the Reporting Person is entitled to receive one share of common stock for each restricted stock unit.

SEC source: 0000947871-23-000460 · ownership.xml · derivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,144

Underlying: Common Stock · 14,144 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the Reporting Person is entitled to receive one share of common stock for each restricted stock unit.

F1 · price: Upon vesting, the Reporting Person is entitled to receive one share of common stock for each restricted stock unit.

F2 · derivative.exercise_date: Represents restricted stock units granted on April 11, 2023, which vest in equal annual installments over a three year period on each of the succeeding three anniversaries of the grant date.

F2 · derivative.expiration_date: Represents restricted stock units granted on April 11, 2023, which vest in equal annual installments over a three year period on each of the succeeding three anniversaries of the grant date.

SEC source: 0001158463-22-000050 · wf-form4_165643307077543.xml · derivative · entry 1

Spencer Gerald Alfred · CIK 0001925859 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,115

Underlying: Common Stock · 47,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, the Reporting Person is entitled to receive one share of common stock for each restricted stock unit.

F2 · shares: Transaction includes two separate awards of RSUs with similar vesting features but are only different in amounts of 10,306 RSUs and 36,809 RSUs each.

F1 · price: Upon vesting, the Reporting Person is entitled to receive one share of common stock for each restricted stock unit.

F3 · derivative.exercise_date: The restricted stock units vest in equal annual installments over a three year period, measured from the vesting commencement date of June 24, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in equal annual installments over a three year period, measured from the vesting commencement date of June 24, 2022.