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person · Reporting owner

Fawaz Marwan

Disclosed activity across 3 companies

Tapewire entity
41959
SEC CIK
0001367571

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NRG ENERGY, INC.NRG · Entity 3216DirectorJune 01, 2026June 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NRG ENERGY, INC.

Report date June 01, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect8,453 Reported balance After 2026-06-01 transaction · row 1
1 source row

Row 1 · 2026-06-01 · Grant · Acquired 1,422 · Balance 8,453

F1: Represents 1,422 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Long-Term Incentive Plan. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2026, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 1,422 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Long-Term Incentive Plan. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2026, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CSG SYSTEMS INTERNATIONAL INC

Report date May 14, 2026 · Filed May 18, 2026

Section 16 reporting ended · disclosed 2026-05-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Disposition to issuer · Disposed 34,878 · Balance 0

F1: On May 14, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2025 (the "Merger Agreement"), by and among CSG Systems International, Inc. (the "Issuer"), NEC Corporation ("Parent") and Canvas Transaction Company, Inc., a direct or indirect wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.01 per share, each unvested share of restricted stock ("RSA") held by the Reporting Person immediately prior to the closing of the Merger was converted into the right to receive $80.70 in cash, without interest, less any applicable withholding taxes.

F2: Includes 3,085 RSAs. Any payment with respect to unvested RSAs will be subject to vesting conditions on substantially the same terms and conditions as applied to such awards immediately prior to the effective time of the Merger, except for terms rendered inoperative by reason of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: On May 14, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2025 (the "Merger Agreement"), by and among CSG Systems International, Inc. (the "Issuer"), NEC Corporation ("Parent") and Canvas Transaction Company, Inc., a direct or indirect wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.01 per share, each unvested share of restricted stock ("RSA") held by the Reporting Person immediately prior to the closing of the Merger was converted into the right to receive $80.70 in cash, without interest, less any applicable withholding taxes.

F2: Includes 3,085 RSAs. Any payment with respect to unvested RSAs will be subject to vesting conditions on substantially the same terms and conditions as applied to such awards immediately prior to the effective time of the Merger, except for terms rendered inoperative by reason of the Merger.

Synacor, Inc.

Report date March 31, 2021 · Filed April 01, 2021

Section 16 reporting ended · disclosed 2021-04-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-04-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-03-31 · Other · Disposed 145,269 · Balance 39,312

F1: Represents shares of common stock of Synacor, Inc. (the "Company") that were tendered in the tender offer to SY Merger Sub Corporation for $2.20 per share in cash, less applicable tax witholding, pursuant to the previously announced Agreement and Plan of Merger, dated February 10, 2021, by and among the Company, CLP SY Holding, LLC, and SY Merger Sub Corporation (the "Merger Agreement").

Row 2 · 2021-04-01 · Disposition to issuer · Disposed 39,312 · Balance 0

F2: Represents 39,312 restricted stock units that were previously reported on Table 1 and were disposed of pursuant to terms of the Merger Agreement for consideration of $2.20 per restricted stock unit.

Director stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.32Direct0 Reported balance After 2021-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-01 · Disposition to issuer · Disposed 50,000 · Balance 0

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Director stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $11.14Direct0 Reported balance After 2021-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-04-01 · Disposition to issuer · Disposed 5,000 · Balance 0

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Director stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.68Direct0 Reported balance After 2021-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-04-01 · Disposition to issuer · Disposed 30,000 · Balance 0

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Director stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $2.26Direct0 Reported balance After 2021-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-04-01 · Disposition to issuer · Disposed 15,000 · Balance 0

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Director stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $2.39Direct0 Reported balance After 2021-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-04-01 · Disposition to issuer · Disposed 15,000 · Balance 0

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Director stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $2.96Direct0 Reported balance After 2021-04-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-04-01 · Disposition to issuer · Disposed 30,000 · Balance 0

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Director stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.50Direct0 Reported balance After 2021-04-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-04-01 · Disposition to issuer · Disposed 15,000 · Balance 0

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Director stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.95Direct0 Reported balance After 2021-04-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-04-01 · Disposition to issuer · Disposed 15,000 · Balance 0

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the merger, each outstanding in-the-money stock option, whether vested or unvested, was cancelled and converted into the right to receive $2.20 per stock option in cash less the exercise price of such stock option and applicable tax withholding.

Director stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.64Direct0 Reported balance After 2021-04-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-04-01 · Disposition to issuer · Disposed 30,000 · Balance 0

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the merger, each outstanding in-the-money stock option, whether vested or unvested, was cancelled and converted into the right to receive $2.20 per stock option in cash less the exercise price of such stock option and applicable tax withholding.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock of Synacor, Inc. (the "Company") that were tendered in the tender offer to SY Merger Sub Corporation for $2.20 per share in cash, less applicable tax witholding, pursuant to the previously announced Agreement and Plan of Merger, dated February 10, 2021, by and among the Company, CLP SY Holding, LLC, and SY Merger Sub Corporation (the "Merger Agreement").

F2: Represents 39,312 restricted stock units that were previously reported on Table 1 and were disposed of pursuant to terms of the Merger Agreement for consideration of $2.20 per restricted stock unit.

F3: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

F4: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F5: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the merger, each outstanding in-the-money stock option, whether vested or unvested, was cancelled and converted into the right to receive $2.20 per stock option in cash less the exercise price of such stock option and applicable tax withholding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 3, 2026 22:23 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 1,422 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-005781 · doc4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,453

F1 · shares: Represents 1,422 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Long-Term Incentive Plan. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2026, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

Read SEC document
May 14, 2026 Filed May 18, 2026 20:30 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 Disposition to issuerCommon Stock 34,878 $80.70 $2,814,654.60
Disclosure

SEC source: 0001193125-26-229007 · ownership.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On May 14, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2025 (the "Merger Agreement"), by and among CSG Systems International, Inc. (the "Issuer"), NEC Corporation ("Parent") and Canvas Transaction Company, Inc., a direct or indirect wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.01 per share, each unvested share of restricted stock ("RSA") held by the Reporting Person immediately prior to the closing of the Merger was converted into the right to receive $80.70 in cash, without interest, less any applicable withholding taxes.

F2 · shares: Includes 3,085 RSAs. Any payment with respect to unvested RSAs will be subject to vesting conditions on substantially the same terms and conditions as applied to such awards immediately prior to the effective time of the Merger, except for terms rendered inoperative by reason of the Merger.

F1 · price: On May 14, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2025 (the "Merger Agreement"), by and among CSG Systems International, Inc. (the "Issuer"), NEC Corporation ("Parent") and Canvas Transaction Company, Inc., a direct or indirect wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, each share of Issuer common stock, par value $0.01 per share, each unvested share of restricted stock ("RSA") held by the Reporting Person immediately prior to the closing of the Merger was converted into the right to receive $80.70 in cash, without interest, less any applicable withholding taxes.

F2 · price: Includes 3,085 RSAs. Any payment with respect to unvested RSAs will be subject to vesting conditions on substantially the same terms and conditions as applied to such awards immediately prior to the effective time of the Merger, except for terms rendered inoperative by reason of the Merger.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 21:43 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 GrantCommon Stock 3,085 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017313 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,878

F1 · shares: Shares of restricted stock granted which will vest one day immediately preceding the first annual general meeting of the Company's stockholders occurring after the Award Date.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:18 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 1,149 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-005690 · doc4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,031

F1 · shares: Represents 1,149 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan on June 1, 2025. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2025, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 21:49 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 GrantCommon Stock 4,723 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018393 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,793

F1 · shares: Shares of restricted stock granted which will vest one day immediately preceding the first annual general meeting of the Company's stockholders occurring after the Award Date.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 22:20 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 2,210 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006612 · doc4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,882

F1 · price: Represents 2,210 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan on June 1, 2024. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2024, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 3,672 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011282 · doc4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,672

F1 · shares: Represents 3,672 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: The Reporting Person was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on December 15, 2023. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On December 15, 2023, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

Read SEC document
June 10, 2023 Filed Jun 12, 2023 20:19 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 GrantCommon Stock 4,060 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018543 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,070

F1 · shares: Shares of restricted stock granted which will vest one day immediately preceding the first annual general meeting of the Company's stockholders occurring after the Award Date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:47 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 GrantCommon Stock 2,924 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-017458 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,010

F1 · shares: Shares of restricted stock granted which will vest one day immediately preceding the first annual general meeting of the Company's stockholders occurring after the Award Date.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 22:12 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 GrantCommon Stock 3,672 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025263 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,086

F1 · shares: Shares of restricted stock granted which will vest one day immediately preceding the first annual general meeting of the Company's stockholders occurring after the Award Date.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerDirector stock option (right to purchase) · Derivative 30,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · derivative · entry 11

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F4 · price: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the merger, each outstanding in-the-money stock option, whether vested or unvested, was cancelled and converted into the right to receive $2.20 per stock option in cash less the exercise price of such stock option and applicable tax withholding.

F5 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the merger, each outstanding in-the-money stock option, whether vested or unvested, was cancelled and converted into the right to receive $2.20 per stock option in cash less the exercise price of such stock option and applicable tax withholding.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerDirector stock option (right to purchase) · Derivative 15,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · derivative · entry 10

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F4 · price: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the merger, each outstanding in-the-money stock option, whether vested or unvested, was cancelled and converted into the right to receive $2.20 per stock option in cash less the exercise price of such stock option and applicable tax withholding.

F5 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the merger, each outstanding in-the-money stock option, whether vested or unvested, was cancelled and converted into the right to receive $2.20 per stock option in cash less the exercise price of such stock option and applicable tax withholding.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerDirector stock option (right to purchase) · Derivative 15,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · derivative · entry 9

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F4 · price: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3 · derivative.exercise_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

F3 · derivative.expiration_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerDirector stock option (right to purchase) · Derivative 30,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · derivative · entry 8

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F4 · price: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3 · derivative.exercise_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

F3 · derivative.expiration_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerDirector stock option (right to purchase) · Derivative 15,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · derivative · entry 7

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F4 · price: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3 · derivative.exercise_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

F3 · derivative.expiration_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerDirector stock option (right to purchase) · Derivative 15,000 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · derivative · entry 6

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F4 · price: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3 · derivative.exercise_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

F3 · derivative.expiration_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerDirector stock option (right to purchase) · Derivative 30,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · derivative · entry 5

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F4 · price: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3 · derivative.exercise_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

F3 · derivative.expiration_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerDirector stock option (right to purchase) · Derivative 5,000 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · derivative · entry 4

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F4 · price: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3 · derivative.exercise_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

F3 · derivative.expiration_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

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April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerDirector stock option (right to purchase) · Derivative 50,000 $0.00 Strike: $3.32 $0.00
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · derivative · entry 3

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F4 · price: The stock options were originally granted in consideration of the reporting person's services to the Company and without payment consideration.

F3 · derivative.exercise_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

F3 · derivative.expiration_date: Pursuant to terms of the Merger Agreement, each of these out-of-the-money stock options, whether vested or unvested, were forfeited and cancelled with out consideration.

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April 01, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 Disposition to issuerCommon Stock 39,312 $2.20 $86,486.40
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · nonDerivative · entry 2

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents 39,312 restricted stock units that were previously reported on Table 1 and were disposed of pursuant to terms of the Merger Agreement for consideration of $2.20 per restricted stock unit.

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March 31, 2021 Filed Apr 1, 2021 11:15 UTC Synacor, Inc. SYNC · Entity 12934 OtherCommon Stock 145,269 $2.20 $319,591.80
Disclosure

SEC source: 0001408278-21-000066 · wf-form4_161729008320318.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,312

F1 · kind: Represents shares of common stock of Synacor, Inc. (the "Company") that were tendered in the tender offer to SY Merger Sub Corporation for $2.20 per share in cash, less applicable tax witholding, pursuant to the previously announced Agreement and Plan of Merger, dated February 10, 2021, by and among the Company, CLP SY Holding, LLC, and SY Merger Sub Corporation (the "Merger Agreement").

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October 27, 2020 Filed Oct 28, 2020 15:54 UTC Synacor, Inc. SYNC · Entity 12934 GrantCommon Stock 9,765 $0.00 $0.00
Disclosure

SEC source: 0001408278-20-000226 · wf-form4_160391485188384.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,581

F1 · shares: The time-based vesting requirement shall be satisfied with respect to the restricted stock units when the recipient completes three months of continuous service following the vesting commencement date of October 1, 2020.

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September 10, 2020 Filed Sep 14, 2020 21:12 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 GrantCommon Stock 4,096 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-025056 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,414

F1 · shares: Shares of restricted stock granted that will vest on the first anniversary date of the grant date.

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September 08, 2020 Filed Sep 9, 2020 16:00 UTC Synacor, Inc. SYNC · Entity 12934 GrantCommon Stock 47,170 $0.00 $0.00
Disclosure

SEC source: 0001408278-20-000216 · wf-form4_159968160801627.xml · nonDerivative · entry 2

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,816

F2 · shares: The time-based vesting requirement of these restricted stock units (each restricted stock unit representing a contingent right to receive one share of Issuer common stock) shall be satisfied in six equal semi-annual installments beginning September 8, 2020, subject to the Reporting Person's continuous service through each such vesting date. Restricted stock units for which the time-based vesting requirement has been satisfied will be settled on the first Permissible Trading Day (as defined in the Reporting Person's restricted stock unit agreement) that occurs on or after the day when such restricted stock units vest.

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September 08, 2020 Filed Sep 9, 2020 16:00 UTC Synacor, Inc. SYNC · Entity 12934 GrantCommon Stock 12,619 $0.00 $0.00
Disclosure

SEC source: 0001408278-20-000216 · wf-form4_159968160801627.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,646

F1 · shares: The time-based vesting requirement shall be satisfied with respect to the restricted stock units when the recipient completes three months of continuous service following the vesting commencement date of July 1, 2020.

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April 29, 2020 Filed May 1, 2020 17:25 UTC Synacor, Inc. SYNC · Entity 12934 GrantCommon Stock 9,290 $1.44 $13,377.60
Disclosure

SEC source: 0001408278-20-000108 · wf-form4_158836832799172.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,027

F1 · shares: The time-based vesting requirement shall be satisfied with respect to the Stock Units when the recipient completes three months of continuous service following the vesting commencement date of April 1, 2020.

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March 11, 2020 Filed Mar 11, 2020 16:37 UTC Synacor, Inc. SYNC · Entity 12934 PurchaseCommon Stock 50,000 $1.10 $55,000.00
Disclosure

SEC source: 0001408278-20-000065 · wf-form4_158395900623106.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,737

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February 27, 2020 Filed Mar 2, 2020 18:13 UTC Synacor, Inc. SYNC · Entity 12934 GrantCommon Stock 12,160 $1.10 $13,376.00
Disclosure

SEC source: 0001408278-20-000019 · wf-form4_158319079276920.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,737

F1 · shares: The time-based vesting requirement shall be satisfied with respect to the Stock Units when the recipient completes three months of continuous service following the vesting commencement date of January 1, 2020.

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September 10, 2019 Filed Sep 12, 2019 19:48 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 GrantCommon Stock 3,318 $52.75 $175,024.50
Disclosure

SEC source: 0001127602-19-028246 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,318

F1 · security: 3,318 shares of restricted stock were granted to Marwan H. Fawaz on September 10, 2019. All 3,318 shares vest on the first anniversary of the grant date.

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September 10, 2019 Filed Sep 12, 2019 19:04 UTC Synacor, Inc. SYNC · Entity 12934 GrantCommon Stock 18,577 $1.44 $26,750.88
Disclosure

SEC source: 0001408278-19-000031 · wf-form4_156832943643590.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,577

F1 · shares: The time-based vesting requirement shall be satisfied with respect to half of the Stock Units when the recipient completes three months of continuous service over six months following the vesting commencement date of July 1, 2019.

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May 16, 2019 Filed May 20, 2019 16:05 UTC Synacor, Inc. SYNC · Entity 12934 GrantDirector Stock Option (right to purchase) · Derivative 30,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-19-031326 · doc4.xml · derivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-05-16

F1 · derivative.exercise_date: 100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vest on June 1, 2020 and an additional 1/48th of the shares subject to the option will vest each month thereafter, subject to the Reporting Person's continuous service through such dates.

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September 10, 2018 Filed Sep 11, 2018 16:47 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 GrantCommon Stock 3,000 $38.00 $114,000.00
Disclosure

SEC source: 0001127602-18-027309 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · security: 3,000 shares of restricted stock were granted to Marwan H. Fawaz on September 10, 2018. All 3,000 shares vest on the first anniversary of the grant date.

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May 17, 2018 Filed May 21, 2018 17:52 UTC Synacor, Inc. SYNC · Entity 12934 GrantDirector Stock Option (right to purchase) · Derivative 15,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001209191-18-032016 · doc4.xml · derivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: 100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vest on June 1, 2019 and an additional 1/48th of the shares subject to the option will vest each month thereafter, subject to the Reporting Person's continuous service through such dates.

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August 24, 2017 Filed Aug 25, 2017 18:55 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 Tax withholdingCommon Stock 1,119 $38.22 $42,768.18
Disclosure

SEC source: 0001127602-17-026490 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881

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August 16, 2017 Filed Sep 19, 2017 16:01 UTC CSG SYSTEMS INTERNATIONAL INC CSGS · Entity 46578 GrantCommon Stock 3,000 $38.72 $116,160.00
Disclosure

SEC source: 0001127602-17-027675 · form4.xml · nonDerivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · security: 3,000 shares of restricted stock were granted to Marwan H. Fawaz on August 16, 2017. All 3,000 shares vest on the first anniversary of the grant date.

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May 18, 2017 Filed May 22, 2017 19:35 UTC Synacor, Inc. SYNC · Entity 12934 GrantDirector Stock Option · Derivative 15,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-17-034515 · doc4.xml · derivative · entry 1

Fawaz Marwan · CIK 0001367571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: common stock · 15,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: 100% of the option is exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vest on June 1, 2018 and an additional 1/48th of the shares subject to the option will vest each month thereafter, subject to the Reporting Person's continuous service through such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.