NRG

SEC source: 0001179110-19-011421 · edgar.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,924

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,544 dividend equivalent rights.

SEC source: 0001179110-19-011419 · edgar.xml · nonDerivative · entry 1

Hantke William · CIK 0001354962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,178

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 19 dividend equivalent rights.

SEC source: 0001179110-19-011420 · edgar.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,265

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 3 dividend equivalent rights.

SEC source: 0001179110-19-011417 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,015

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 7 dividend equivalent rights.

SEC source: 0001179110-19-011418 · edgar.xml · nonDerivative · entry 1

DALLAS TERRY G · CIK 0001184731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,038

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,268 dividend equivalent rights.

SEC source: 0001179110-19-011416 · edgar.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,969

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,028 dividend equivalent rights.

SEC source: 0001179110-19-011415 · edgar.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,028

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 55 dividend equivalent rights.

SEC source: 0001179110-19-011414 · edgar.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,244

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 3 dividend equivalent rights.

SEC source: 0001179110-19-011413 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,839

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,521 dividend equivalent rights.

SEC source: 0001179110-19-011111 · edgar.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,262

F1 · shares: Represents 4,241 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

SEC source: 0001179110-19-011108 · edgar.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,241

F1 · shares: Represents 4,241 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

SEC source: 0001179110-19-009113 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,010

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 4 dividend equivalent rights.

SEC source: 0001179110-19-009175 · edgar.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,528

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 70 DERs, resulting in 141 DERs held in the aggregate by the Reporting Person.

SEC source: 0001179110-19-009174 · edgar.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,129

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 474 DERs, resulting in 938 DERs held in the aggregate by the Reporting Person.

SEC source: 0001179110-19-009172 · edgar.xml · nonDerivative · entry 1

Callen David · CIK 0001636160 · SVP,Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,476

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 42 DERs, resulting in 84 DERs held in the aggregate by the Reporting Person.

SEC source: 0001179110-19-009173 · edgar.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,272

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 94 DERs, resulting in 187 DERs held in the aggregate by the Reporting Person.

SEC source: 0001179110-19-009171 · edgar.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,628

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 120 DERs, resulting in 238 DERs held in the aggregate by the Reporting Person.

SEC source: 0001179110-19-009123 · edgar.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,524

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 12 DERs, resulting in 80 DERs held in the aggregate by the Reporting Person.

SEC source: 0001179110-19-009125 · edgar.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,888

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 42 DERs, resulting in 266 DERs held in the aggregate by the Reporting Person.

SEC source: 0001179110-19-009115 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,808

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,490 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares.

SEC source: 0001179110-19-009114 · edgar.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,018

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 45 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares.

SEC source: 0001179110-19-009112 · edgar.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,927

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,986 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares.

SEC source: 0001179110-19-009110 · edgar.xml · nonDerivative · entry 1

Hantke William · CIK 0001354962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,177

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 18 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 1 DER as a result of rounding fractional shares.

SEC source: 0001179110-19-009111 · edgar.xml · nonDerivative · entry 1

DALLAS TERRY G · CIK 0001184731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,230 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares.

SEC source: 0001179110-19-009109 · edgar.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,899

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,519 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares.

SEC source: 0001179110-19-007132 · edgar.xml · nonDerivative · entry 1

DALLAS TERRY G · CIK 0001184731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,955

F1 · shares: Represents 4,906 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 2,183 dividend equivalent rights.

SEC source: 0001179110-19-007140 · edgar.xml · nonDerivative · entry 1

Hantke William · CIK 0001354962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,176

F1 · shares: Represents 4,906 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2019, Mr. Hantke received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F3 · balance_after: Includes 16 dividend equivalent rights.

SEC source: 0001179110-19-007137 · edgar.xml · nonDerivative · entry 1

WEIDEMEYER THOMAS H · CIK 0001227740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,998

F1 · shares: Mr. Weidemeyer was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2019. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2019, Mr. Weidemeyer received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F1 · price: Mr. Weidemeyer was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2019. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2019, Mr. Weidemeyer received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

SEC source: 0001179110-19-007139 · edgar.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,869

F1 · shares: Represents 5,421 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2019, Ms. Schaumburg received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit she was issued on that same date.

F3 · balance_after: Includes 1,487 dividend equivalent rights.

SEC source: 0001179110-19-007138 · edgar.xml · nonDerivative · entry 1

HOBBY PAUL W · CIK 0001092063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,495

F1 · shares: Mr. Hobby was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2019. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2019, Mr. Hobby received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F1 · price: Mr. Hobby was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2019. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2019, Mr. Hobby received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

SEC source: 0001179110-19-007136 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,771

F1 · shares: Represents 5,200 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,451 dividend equivalent rights.

SEC source: 0001179110-19-007135 · edgar.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,006

F1 · shares: Represents 4,906 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 31 dividend equivalent rights.

SEC source: 0001179110-19-007134 · edgar.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,877

F1 · shares: Represents 7,844 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,934 dividend equivalent rights.

SEC source: 0001179110-19-007133 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,006

F1 · shares: Represents 4,906 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns on May 31, 2024.

F3 · balance_after: All of Ms. Cox's outstanding Dividend Equivalent Rights have converted to Common Stock.

SEC source: 0001179110-19-005538 · edgar.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 31 Dividend Equivalent Rights.

SEC source: 0001179110-19-005556 · edgar.xml · nonDerivative · entry 1

Hantke William · CIK 0001354962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,270

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 103 dividend equivalent rights.

SEC source: 0001179110-19-005552 · edgar.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,643

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,321 Dividend Equivalent Rights.

SEC source: 0001179110-19-005551 · edgar.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,184

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,100 Dividend Equivalent Rights.

SEC source: 0001179110-19-005550 · edgar.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,904

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 10,715 dividend equivalent rights.

SEC source: 0001179110-19-005547 · edgar.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,849

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,460 Dividend Equivalent Rights.

SEC source: 0001179110-19-005548 · edgar.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Senior VP, Business Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,930

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 311 Dividend Equivalent Rights.

SEC source: 0001179110-19-005545 · edgar.xml · nonDerivative · entry 1

Callen David · CIK 0001636160 · SVP,Chief Accounting Offficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,954

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 973 Dividend Equivalent Rights.

SEC source: 0001179110-19-005543 · edgar.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,536

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 122 Dividend Equivalent Rights.

SEC source: 0001179110-19-005542 · edgar.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,448

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,487 dividend equivalent rights.

SEC source: 0001179110-19-005541 · edgar.xml · nonDerivative · entry 1

DALLAS TERRY G · CIK 0001184731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,049

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,183 dividend equivalent rights.

SEC source: 0001179110-19-005540 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 31 Dividend Equivalent Rights.

SEC source: 0001179110-19-005537 · edgar.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,033

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,934 dividend equivalent rights.

SEC source: 0001179110-19-005536 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,571

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,451 dividend equivalent rights.

SEC source: 0001179110-19-003863 · edgar.xml · derivative · entry 6

Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 2,800 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-003863 · edgar.xml · derivative · entry 5

Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 3,800 shares

Expires 2021-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.