Tapewire

OTC · USD

NRDE

Stark Novus Financial Inc.

Export transactions ↓
Tapewire entity
7504
SEC CIK
0001759546
Parsed reports
181

Last 12 months

Inside the activity.

27 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202580
Dec 202520
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026160
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2022 Filed Aug 16, 2022 16:27 UTC
Leonard Melissa A.EVP, GEN. COUNSEL & SECRETARY
GrantRestricted Stock Units · Derivative 270,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008711 · form4-08162022_010847.xml · derivative · entry 1

Leonard Melissa A. · CIK 0001898453 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Class A Common Stock · 270,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 270,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

F1 · derivative.expiration_date: 270,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 16:25 UTC
Kroll Adam BCHIEF FINANCIAL OFFICER
GrantEmployee Stock Options · Derivative 90,000 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001415889-22-008709 · form4-08162022_010812.xml · derivative · entry 2

Kroll Adam B · CIK 0001861641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class A Common Stock · 90,000 shares

Expires 2029-08-15

F2 · derivative.exercise_date: 90,000 stock options vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 16:25 UTC
Kroll Adam BCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 270,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008709 · form4-08162022_010812.xml · derivative · entry 1

Kroll Adam B · CIK 0001861641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Class A Common Stock · 270,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 270,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

F1 · derivative.expiration_date: 270,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:19 UTC
NINIVAGGI DANIEL ADirector · EXECUTIVE CHAIRMAN
GrantEmployee Stock Options · Derivative 112,500 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001415889-22-008702 · form4-08162022_010835.xml · derivative · entry 2

NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Class A Common Stock · 112,500 shares

Expires 2029-08-15

F2 · derivative.exercise_date: 112,500 stock options vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:19 UTC
NINIVAGGI DANIEL ADirector · EXECUTIVE CHAIRMAN
GrantRestricted Stock Units · Derivative 225,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008702 · form4-08162022_010835.xml · derivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 225,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 225,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

F1 · derivative.expiration_date: 225,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:22 UTC
Hightower Edward T.Director · CEO & PRESIDENT
GrantEmployee Stock Options · Derivative 300,000 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001415889-22-008705 · form4-08162022_010839.xml · derivative · entry 2

Hightower Edward T. · CIK 0001894132 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2029-08-15

F2 · derivative.exercise_date: 300,000 stock options vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:22 UTC
Hightower Edward T.Director · CEO & PRESIDENT
GrantRestricted Stock Units · Derivative 600,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008705 · form4-08162022_010839.xml · derivative · entry 1

Hightower Edward T. · CIK 0001894132 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Class A Common Stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 600,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

F1 · derivative.expiration_date: 600,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 21:04 UTC
Bell DonnaEVP, PROD CRTN, ENG & SUPP CHN
GrantEmployee Stock Options · Derivative 90,000 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001415889-22-007661 · form4-07132022_020744.xml · derivative · entry 2

Bell Donna · CIK 0001937152 · EVP, PROD CRTN, ENG & SUPP CHN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class A Common Stock · 90,000 shares

Expires 2029-07-11

F2 · derivative.exercise_date: 90,000 stock options granted upon the commencement of the reporting person's employment on July 11, 2022 vest in three equal annual installments beginning on August 15, 2023, subject to the reporting person's continued employment through each vesting date.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 21:04 UTC
Bell DonnaEVP, PROD CRTN, ENG & SUPP CHN
GrantRestricted Stock Units · Derivative 520,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007661 · form4-07132022_020744.xml · derivative · entry 1

Bell Donna · CIK 0001937152 · EVP, PROD CRTN, ENG & SUPP CHN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,000

Underlying: Class A Common Stock · 520,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 520,000 restricted stock units ("RSUs") granted upon the commencement of the reporting person's employment on July 11, 2022 (consisting of an inducement grant of 250,000 RSUs and an annual grant of 270,000 RSUs) vest in three installments, with 240,000 RSUs vesting on August 15, 2023, 165,000 RSUs vesting on August 15, 2024 and 115,000 RSUs vesting on August 15, 2025, subject to the reporting person's continued employment through each such vesting date.

F1 · derivative.expiration_date: 520,000 restricted stock units ("RSUs") granted upon the commencement of the reporting person's employment on July 11, 2022 (consisting of an inducement grant of 250,000 RSUs and an annual grant of 270,000 RSUs) vest in three installments, with 240,000 RSUs vesting on August 15, 2023, 165,000 RSUs vesting on August 15, 2024 and 115,000 RSUs vesting on August 15, 2025, subject to the reporting person's continued employment through each such vesting date.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 21:08 UTC
Ritson-Parsons JaneEVP, CHIEF COMMERCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 116,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006603 · form4-06152022_020606.xml · derivative · entry 3

Ritson-Parsons Jane · CIK 0001868104 · EVP, CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,333

Underlying: Class A Common Stock · 116,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 350,000 RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued employment through each vesting date.

F3 · derivative.expiration_date: 350,000 RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 21:08 UTC
Ritson-Parsons JaneEVP, CHIEF COMMERCIAL OFFICER
SaleClass A Common Stock 36,193 $1.61 $58,270.73
Disclosure

SEC source: 0001415889-22-006603 · form4-06152022_020606.xml · nonDerivative · entry 2

Ritson-Parsons Jane · CIK 0001868104 · EVP, CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,474

F2 · kind: The sale reported in this Form 4 represents shares automatically sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs and does not represent a discretionary sale by the Reporting Person.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 21:08 UTC
Ritson-Parsons JaneEVP, CHIEF COMMERCIAL OFFICER
Exercise / conversionClass A Common Stock 116,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-006603 · form4-06152022_020606.xml · nonDerivative · entry 1

Ritson-Parsons Jane · CIK 0001868104 · EVP, CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:24 UTC GrantStock Options · Derivative 31,915 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001415889-22-005559 · form4-05232022_040508.xml · derivative · entry 6

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires 2029-05-19

F6 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:24 UTC GrantRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005559 · form4-05232022_040508.xml · derivative · entry 5

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

F5 · derivative.exercise_date: 31,915 RSUs vest on May 19, 2023.

F5 · derivative.expiration_date: 31,915 RSUs vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:24 UTC Exercise / conversionRestricted Stock Units · Derivative 15,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005559 · form4-05232022_040508.xml · derivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022.

F4 · derivative.expiration_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:24 UTC Exercise / conversionClass A Common Stock 15,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005559 · form4-05232022_040508.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:44 UTC GrantStock Options · Derivative 31,915 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001415889-22-005560 · form4-05232022_040556.xml · derivative · entry 3

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires 2029-05-19

F2 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:44 UTC GrantRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005560 · form4-05232022_040556.xml · derivative · entry 2

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

F1 · derivative.exercise_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

F1 · derivative.expiration_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:15 UTC GrantStock Options · Derivative 31,915 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001415889-22-005552 · form4-05232022_040525.xml · derivative · entry 4

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires 2029-05-19

F4 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:15 UTC GrantRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005552 · form4-05232022_040525.xml · derivative · entry 3

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

F3 · derivative.exercise_date: 31,915 RSUs vest on May 19, 2023.

F3 · derivative.expiration_date: 31,915 RSUs vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:15 UTC Exercise / conversionRestricted Stock Units · Derivative 15,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005552 · form4-05232022_040525.xml · derivative · entry 2

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022.

F2 · derivative.expiration_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:15 UTC Exercise / conversionClass A Common Stock 15,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005552 · form4-05232022_040525.xml · nonDerivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:47 UTC GrantStock Options · Derivative 31,915 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001415889-22-005562 · form4-05232022_040542.xml · derivative · entry 3

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires 2029-05-19

F2 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:47 UTC GrantRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005562 · form4-05232022_040542.xml · derivative · entry 2

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

F1 · derivative.exercise_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

F1 · derivative.expiration_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:20 UTC Exercise / conversionRestricted Stock Units · Derivative 15,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005558 · form4-05232022_040556.xml · derivative · entry 2

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022.

F2 · derivative.expiration_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 19:20 UTC Exercise / conversionClass A Common Stock 15,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005558 · form4-05232022_040556.xml · nonDerivative · entry 1

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:46 UTC
Reiss JaneDirector
GrantStock Options · Derivative 31,915 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001415889-22-005561 · form4-05232022_040506.xml · derivative · entry 3

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires 2029-05-19

F2 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:46 UTC
Reiss JaneDirector
GrantRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005561 · form4-05232022_040506.xml · derivative · entry 2

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

F1 · derivative.exercise_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

F1 · derivative.expiration_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:17 UTC Exercise / conversionRestricted Stock Units · Derivative 15,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005554 · form4-05232022_040513.xml · derivative · entry 2

Gates Michael · CIK 0001827668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022.

F2 · derivative.expiration_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:17 UTC Exercise / conversionClass A Common Stock 15,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005554 · form4-05232022_040513.xml · nonDerivative · entry 1

Gates Michael · CIK 0001827668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:13 UTC GrantStock Options · Derivative 31,915 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001415889-22-005548 · form4-05232022_040546.xml · derivative · entry 2

Soave Laura J. · CIK 0001924520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires 2029-05-19

F2 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:13 UTC GrantRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005548 · form4-05232022_040546.xml · derivative · entry 1

Soave Laura J. · CIK 0001924520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

F1 · derivative.exercise_date: 31,915 restricted stock units vest on May 19, 2023.

F1 · derivative.expiration_date: 31,915 restricted stock units vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 24, 2022 20:09 UTC GrantStock Options · Derivative 31,915 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001415889-22-005594 · form4-05242022_010556.xml · derivative · entry 2

ANDERSON JOSEPH B JR · CIK 0001214328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires 2029-05-19

F2 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 24, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005594 · form4-05242022_010556.xml · derivative · entry 1

ANDERSON JOSEPH B JR · CIK 0001214328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

F1 · derivative.exercise_date: 31,915 restricted stock units vest on May 19, 2023.

F1 · derivative.expiration_date: 31,915 restricted stock units vest on May 19, 2023.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 19:04 UTC
NINIVAGGI DANIEL ADirector · CHIEF EXECUTIVE OFFICER
PurchaseClass A Common Stock 15,400 $2.43 $37,349.62
Disclosure

SEC source: 0001415889-22-002514 · form4-03042022_110314.xml · nonDerivative · entry 2

NINIVAGGI DANIEL A · CIK 0001257599 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F2 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $2.39 to $2.46, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the numbers of shares purchased at each price within the range.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 14:22 UTC SaleClass A Common Stock 2,500,000 $2.44 $6,100,000.00
Disclosure

SEC source: 0001104659-22-029897 · tm228131-2_4seq1.xml · nonDerivative · entry 1

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,362,745

F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions at prices ranging from $2.40 to $2.52, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 19:04 UTC
NINIVAGGI DANIEL ADirector · CHIEF EXECUTIVE OFFICER
PurchaseClass A Common Stock 4,600 $2.44 $11,240.10
Disclosure

SEC source: 0001415889-22-002514 · form4-03042022_110314.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $2.41 to $2.50, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the numbers of shares purchased at each price within the range.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 12:00 UTC SaleClass A Common Stock 5,285,000 $2.56 $13,529,600.00
Disclosure

SEC source: 0001104659-22-029130 · tm228131-1_4seq1.xml · nonDerivative · entry 1

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,862,745

F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions at prices ranging from $2.32 to $2.97, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

F2 · balance_after: On January 11, 2022 upon the termination of a grantor retained annuity trust (GRAT), of which the Reporting Person was the trustee and sole annuiant, 13,906,553 shares of Class A Common Stock were transferred to the Reporting Person's direct ownership and are shown on this Form 4 as directly owned. These shares were shown as indirectly owned by GRAT on the Reporting Person's last Form 4.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:30 UTC GrantRestricted Stock Units · Derivative 15,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001170 · form4-02082022_020219.xml · derivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

Underlying: Class A Common Stock · 15,937 shares

Expires not disclosed

F1 · derivative.exercise_date: 15,937 restricted stock units ("RSUs") vest on February 5, 2023.

F1 · derivative.expiration_date: 15,937 restricted stock units ("RSUs") vest on February 5, 2023.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:28 UTC GrantRestricted Stock Units · Derivative 15,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001169 · form4-02082022_020245.xml · derivative · entry 1

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

Underlying: Class A Common Stock · 15,937 shares

Expires not disclosed

F1 · derivative.exercise_date: 15,937 restricted stock units ("RSUs") vest on February 5, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

F1 · derivative.expiration_date: 15,937 restricted stock units ("RSUs") vest on February 5, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:09 UTC GrantRestricted Stock Units · Derivative 15,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001164 · form4-02082022_020236.xml · derivative · entry 5

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

Underlying: Class A Common Stock · 15,937 shares

Expires not disclosed

F4 · derivative.exercise_date: 15,937 RSUs vest on February 5, 2023.

F4 · derivative.expiration_date: 15,937 RSUs vest on February 5, 2023.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:09 UTC Exercise / conversionRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001164 · form4-02082022_020236.xml · derivative · entry 4

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting on February 5, 2022.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting on February 5, 2022.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:09 UTC Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001164 · form4-02082022_020236.xml · derivative · entry 3

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,109

Underlying: Class A Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:09 UTC Exercise / conversionClass A Common Stock 6,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-001164 · form4-02082022_020236.xml · nonDerivative · entry 2

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:09 UTC Exercise / conversionClass A Common Stock 2,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-001164 · form4-02082022_020236.xml · nonDerivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:14 UTC GrantRestricted Stock Units · Derivative 15,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001165 · form4-02082022_020244.xml · derivative · entry 5

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

Underlying: Class A Common Stock · 15,937 shares

Expires not disclosed

F4 · derivative.exercise_date: 15,937 RSUs vest on February 5, 2023.

F4 · derivative.expiration_date: 15,937 RSUs vest on February 5, 2023.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:14 UTC Exercise / conversionRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001165 · form4-02082022_020244.xml · derivative · entry 4

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting on February 5, 2022.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting on February 5, 2022.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:14 UTC Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001165 · form4-02082022_020244.xml · derivative · entry 3

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,109

Underlying: Class A Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:14 UTC Exercise / conversionClass A Common Stock 6,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-001165 · form4-02082022_020244.xml · nonDerivative · entry 2

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 17:14 UTC Exercise / conversionClass A Common Stock 2,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-001165 · form4-02082022_020244.xml · nonDerivative · entry 1

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.