Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Garrett Motion Inc.GTX · Entity 1720 | Director | October 01, 2026 | October 05, 2026 |
| Indivior Pharmaceuticals, Inc.INDV · Entity 4040 | Director | May 13, 2026 | May 14, 2026 |
| NAVISTAR INTERNATIONAL CORPNAV · Entity 11733 | Director | September 30, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Garrett Motion Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,765 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,333 · Balance 131,765 F1: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors.
Indivior Pharmaceuticals, Inc.
Report date May 13, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,163 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 6,518 · Balance 27,163 F1: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.
NAVISTAR INTERNATIONAL CORP
Report date September 30, 2018 · Filed October 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-09-30 | Direct | 311.688 |
Reported balance
After 2018-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-30 · Grant · Acquired 311.688 · Balance 311.688 F1: Conversion is on a 1 for 1 basis. F2: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation. |
| Common StockSEC Table I · non-derivative | Direct | 285 |
Reported balance
Holding disclosure · report date 2018-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 285 |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion is on a 1 for 1 basis.
F2: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HERTZ GLOBAL HOLDINGS, INC
Report date June 30, 2021 · Filed July 02, 2021
Section 16 reporting ended · disclosed 2021-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-06-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-30 · Exercise / conversion · Acquired 8,825 · Balance 26,313 F1: On June 30, 2021, the Reporting Person's phantom shares previously reported in Table II converted to Old Common Stock (defined below) due to a change in control. Row 2 · 2021-06-30 · Disposition to issuer · Disposed 26,313 · Balance 0 F2: On May 22, 2020, Hertz Global Holdings, Inc. (the "Issuer") and certain of its U.S. subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On June 10, 2021, the Bankruptcy Court entered an order confirming the Debtors' Second Modified Third Amended Joint Chapter 11 Plan of Reorganization (as amended, modified or supplemented from time to time, the "Plan"), and on June 30, 2021 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. F3: On the Effective Date, all of the Company's previously outstanding shares of common stock ("Old Common Stock"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished pursuant to the Plan. |
| New Common StockSEC Table I · non-derivative | Direct | 2,380 |
Reported balance
After 2021-06-30 transaction · row 3
1 source rowRow 3 · 2021-06-30 · Grant · Acquired 2,380 · Balance 2,380 F4: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, (i) $1.53 per share; and (ii) their pro rata share of common stock ("New Common Stock") representing 3% of the shares of the reorganized Company (subject to dilution for warrants and a new management incentive plan). |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-06-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-06-30 · Exercise / conversion · Disposed 8,825 · Balance 0 F5: Each share of Phantom Stock is the economic equivalent of one share of Old Common Stock. F6: Shares of Old Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account were issued to the Reporting Person due to a change of control. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.80 · Expires 2050-06-30 | Direct | 16,979 |
Reported balance
After 2021-06-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-06-30 · Grant · Acquired 16,979 · Balance 16,979 F7: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received a distribution of 30-year warrants for 18% of the shares of New Common Stock of the reorganized Company (subject to dilution by the issuance of shares pursuant to a new management incentive plan) with an exercise price based on a total equity value of $6.5 billion. F8: The 30-year warrants expire on June 30, 2051. For technical reasons, this Form 4 displays a date of June 30, 2050, which should be read as June 30, 2051. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 30, 2021, the Reporting Person's phantom shares previously reported in Table II converted to Old Common Stock (defined below) due to a change in control.
F2: On May 22, 2020, Hertz Global Holdings, Inc. (the "Issuer") and certain of its U.S. subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On June 10, 2021, the Bankruptcy Court entered an order confirming the Debtors' Second Modified Third Amended Joint Chapter 11 Plan of Reorganization (as amended, modified or supplemented from time to time, the "Plan"), and on June 30, 2021 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.
F3: On the Effective Date, all of the Company's previously outstanding shares of common stock ("Old Common Stock"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished pursuant to the Plan.
F4: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, (i) $1.53 per share; and (ii) their pro rata share of common stock ("New Common Stock") representing 3% of the shares of the reorganized Company (subject to dilution for warrants and a new management incentive plan).
F5: Each share of Phantom Stock is the economic equivalent of one share of Old Common Stock.
F6: Shares of Old Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account were issued to the Reporting Person due to a change of control.
F7: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received a distribution of 30-year warrants for 18% of the shares of New Common Stock of the reorganized Company (subject to dilution by the issuance of shares pursuant to a new management incentive plan) with an exercise price based on a total equity value of $6.5 billion.
F8: The 30-year warrants expire on June 30, 2051. For technical reasons, this Form 4 displays a date of June 30, 2050, which should be read as June 30, 2051.
Stark Novus Financial Inc.
Report date March 14, 2024 · Filed March 18, 2024
Section 16 reporting ended · disclosed 2024-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 41,346 |
Ending reported balance
After 2024-03-14 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-03-14 · Exercise / conversion · Acquired 31,111 · Balance 41,216 F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Row 2 · 2024-03-14 · Tax withholding · Disposed 9,785 · Balance 31,431 F2: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person. F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Row 3 · 2024-03-14 · Exercise / conversion · Acquired 15,000 · Balance 46,431 F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Row 4 · 2024-03-14 · Tax withholding · Disposed 5,085 · Balance 41,346 F2: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person. F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-14 · Exercise / conversion · Disposed 31,111 · Balance 0 F3: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F4: On August 26, 2021, the reporting person was granted 46,666 RSUs, vesting in three equal annual installments beginning on August 26, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-03-14 · Exercise / conversion · Disposed 15,000 · Balance 0 F3: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F5: On August 15, 2022, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.
F2: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person.
F3: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.
F4: On August 26, 2021, the reporting person was granted 46,666 RSUs, vesting in three equal annual installments beginning on August 26, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.
F5: On August 15, 2022, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 20:20 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 1,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-26-001069 · ownership.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,765 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:06 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 1,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-26-001984 · es260801760_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,432 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| May 28, 2026 Filed Jun 2, 2026 01:02 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 4,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-26-001582 · es260786497_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,390 F1 · price: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in full on the earlier of the one-year anniversary of the grant date or the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service and in connection with certain separations from service. Read SEC document |
| May 15, 2026 Filed May 16, 2026 01:01 UTC | Garrett Motion Inc. GTX · Entity 1720 | SaleCommon Stock | 17,178 | $31.22 | $536,293.72 |
DisclosureSEC source: 0000950142-26-001427 · es260780545_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,885 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.86 to $31.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 13, 2026 Filed May 14, 2026 20:10 UTC | Indivior Pharmaceuticals, Inc. INDV · Entity 4040 | GrantCommon Stock | 6,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001257599-26-000008 · wk-form4_1778789399.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,163 F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 01:01 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 1,882 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-26-001056 · es260760524_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,063 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") in lieu of cash compensation for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:09 UTC | Indivior Pharmaceuticals, Inc. INDV · Entity 4040 | GrantCommon Stock | 3,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001257599-26-000006 · wk-form4_1769634538.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,645 F1 · shares: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the first annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 18:49 UTC | Indivior Pharmaceuticals, Inc. INDV · Entity 4040 | PurchaseOrdinary Shares | 775 | $35.39 | $27,429.27 |
DisclosureSEC source: 0001257599-26-000004 · wk-form4_1767811770.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,923 F1 · kind: Securities acquired pursuant to the director's participation in a Non-Executive Director Purchase Plan to receive a portion of the fees received for service as a director in stock in lieu of cash. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 21:18 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 2,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-26-000032 · es260721805_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,181 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") in lieu of cash compensation for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:14 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 3,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-002680 · es250686885_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,167 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") in lieu of cash compensation for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 20:03 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 4,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-001831 · es250649732_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,596 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") in lieu of cash compensation for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| May 22, 2025 Filed May 27, 2025 23:15 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 13,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-001481 · es250633287_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,045 F1 · price: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in full on the earlier of the one-year anniversary of the grant date or the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service and in connection with certain separations from service. Read SEC document |
| April 01, 2025 Filed Apr 4, 2025 00:03 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 6,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-000984 · es250612041_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,628 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") in lieu of cash compensation for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:02 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 5,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-000040 · es250574973_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,486 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") in lieu of cash compensation for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 22:00 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 4,722 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-24-002517 · es240539839_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,909 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan"). The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:01 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 4,496 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-24-001846 · es240503295_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,187 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan"). The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| May 29, 2024 Filed May 31, 2024 23:03 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 15,927 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-24-001521 · es240485771_4-ninivaggi.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,691 F1 · price: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in full on the earlier of the one-year anniversary of the grant date or the next annual meeting of the Issuer's stockholders, subject to the reporting person's continued service. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:34 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 3,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007948 · form4.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,764 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan"). The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:10 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · derivative · entry 6 NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F5 · derivative.exercise_date: On August 15, 2022, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer. F5 · derivative.expiration_date: On August 15, 2022, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:10 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 31,111 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · derivative · entry 5 NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F4 · derivative.exercise_date: On August 26, 2021, the reporting person was granted 46,666 RSUs, vesting in three equal annual installments beginning on August 26, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer. F4 · derivative.expiration_date: On August 26, 2021, the reporting person was granted 46,666 RSUs, vesting in three equal annual installments beginning on August 26, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:10 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Tax withholdingClass A common stock | 5,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · nonDerivative · entry 4 NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,346 F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:10 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionClass A common stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · nonDerivative · entry 3 NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:10 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Tax withholdingClass A common stock | 9,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · nonDerivative · entry 2 NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,431 F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:10 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionClass A common stock | 31,111 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035635 · tm249101-4_4seq1.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director · FORMER EXECUTIVE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:31 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 4,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-000443 · form4.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,909 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan"). The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| May 24, 2023 Filed May 26, 2023 21:04 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 17,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012356 · form4.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,854 F1 · price: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in full on the earlier of the one-year anniversary of the grant date or the next Annual Shareholder Meeting, subject to the reporting person's continued service. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 23:35 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 233,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009164 · form4-08292022_040814.xml · derivative · entry 3 NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,667 Underlying: Class A Common Stock · 233,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The initial award amount of 700,000 RSUs vests in three equal annual installments beginning on August 26, 2022, subject to the Reporting Person's continued employment through each vesting date. F3 · derivative.expiration_date: The initial award amount of 700,000 RSUs vests in three equal annual installments beginning on August 26, 2022, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 23:35 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Tax withholdingClass A Common Stock | 101,734 | $2.06 | $209,572.04 |
DisclosureSEC source: 0001415889-22-009164 · form4-08292022_040814.xml · nonDerivative · entry 2 NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,599 F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested on August 26, 2022. This does not represent a sale by the Reporting Person. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 23:35 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionClass A Common Stock | 233,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-009164 · form4-08292022_040814.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:19 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantEmployee Stock Options · Derivative | 112,500 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001415889-22-008702 · form4-08162022_010835.xml · derivative · entry 2 NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Class A Common Stock · 112,500 shares Expires 2029-08-15 F2 · derivative.exercise_date: 112,500 stock options vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:19 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 225,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-008702 · form4-08162022_010835.xml · derivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A Common Stock · 225,000 shares Expires not disclosed F1 · derivative.exercise_date: 225,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date. F1 · derivative.expiration_date: 225,000 restricted stock units vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date. Read SEC document |
| May 26, 2022 Filed May 31, 2022 21:48 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 19,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013892 · form4.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,676 F1 · price: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in full on the one year anniversary of the grant date, subject to the reporting person's continued service. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 19:04 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | PurchaseClass A Common Stock | 15,400 | $2.43 | $37,349.62 |
DisclosureSEC source: 0001415889-22-002514 · form4-03042022_110314.xml · nonDerivative · entry 2 NINIVAGGI DANIEL A · CIK 0001257599 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F2 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $2.39 to $2.46, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the numbers of shares purchased at each price within the range. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:03 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 5,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009704 · doc4.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,100 F1 · price: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in full on May 26, 2022, subject to the reporting person's continued service. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 19:04 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | PurchaseClass A Common Stock | 4,600 | $2.44 | $11,240.10 |
DisclosureSEC source: 0001415889-22-002514 · form4-03042022_110314.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $2.41 to $2.50, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the numbers of shares purchased at each price within the range. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 20:20 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantEmployee Stock Options · Derivative | 700,000 | $5.51 Strike: $5.51 | $3,857,000.00 |
DisclosureSEC source: 0001415889-21-004122 · form4-08272021_010815.xml · derivative · entry 2 NINIVAGGI DANIEL A · CIK 0001257599 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Class A Common Stock · 700,000 shares Expires 2031-08-26 F2 · derivative.exercise_date: 700,000 stock options vest in three equal annual installments beginning on August 26, 2022, subject to the reporting person's continued employment through each vesting date. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 20:20 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 700,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004122 · form4-08272021_010815.xml · derivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Class A Common Stock · 700,000 shares Expires not disclosed F1 · derivative.exercise_date: 700,000 restricted stock units vest in three equal annual installments beginning on August 26, 2022, subject to the reporting person's continued employment through each vesting date. F1 · derivative.expiration_date: 700,000 restricted stock units vest in three equal annual installments beginning on August 26, 2022, subject to the reporting person's continued employment through each vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:28 UTC | HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 | GrantWarrant (right to buy) · Derivative | 16,979 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0001657853-21-000054 · wf-form4_162525768107987.xml · derivative · entry 5 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,979 Underlying: New Common Stock · 0 shares Expires 2050-06-30 F7 · kind: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received a distribution of 30-year warrants for 18% of the shares of New Common Stock of the reorganized Company (subject to dilution by the issuance of shares pursuant to a new management incentive plan) with an exercise price based on a total equity value of $6.5 billion. F8 · derivative.expiration_date: The 30-year warrants expire on June 30, 2051. For technical reasons, this Form 4 displays a date of June 30, 2050, which should be read as June 30, 2051. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:28 UTC | HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 | Exercise / conversionPhantom Stock · Derivative | 8,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001657853-21-000054 · wf-form4_162525768107987.xml · derivative · entry 4 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Old Common Stock. F6 · derivative.exercise_date: Shares of Old Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account were issued to the Reporting Person due to a change of control. F6 · derivative.expiration_date: Shares of Old Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account were issued to the Reporting Person due to a change of control. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:28 UTC | HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 | GrantNew Common Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001657853-21-000054 · wf-form4_162525768107987.xml · nonDerivative · entry 3 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,380 F4 · kind: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, (i) $1.53 per share; and (ii) their pro rata share of common stock ("New Common Stock") representing 3% of the shares of the reorganized Company (subject to dilution for warrants and a new management incentive plan). Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:28 UTC | HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 | Disposition to issuerCommon Stock | 26,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001657853-21-000054 · wf-form4_162525768107987.xml · nonDerivative · entry 2 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On May 22, 2020, Hertz Global Holdings, Inc. (the "Issuer") and certain of its U.S. subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On June 10, 2021, the Bankruptcy Court entered an order confirming the Debtors' Second Modified Third Amended Joint Chapter 11 Plan of Reorganization (as amended, modified or supplemented from time to time, the "Plan"), and on June 30, 2021 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. F3 · shares: On the Effective Date, all of the Company's previously outstanding shares of common stock ("Old Common Stock"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished pursuant to the Plan. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:28 UTC | HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 | Exercise / conversionCommon Stock | 8,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001657853-21-000054 · wf-form4_162525768107987.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 30, 2021, the Reporting Person's phantom shares previously reported in Table II converted to Old Common Stock (defined below) due to a change in control. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:22 UTC | HERTZ GLOBAL HOLDINGS, INC HTZGQ · Entity 5147 | SaleCommon Stock | 9,844 | $7.58 | $74,617.52 |
DisclosureSEC source: 0001657853-21-000019 · wf-form4_162379571971421.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,488 F1 · price: The price reported is the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.38 to $7.70. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:18 UTC | Garrett Motion Inc. GTX · Entity 1720 | GrantCommon Stock | 9,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-021151 · doc4.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,290 F1 · price: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in full on the first anniversary of the date of grant, subject to the reporting person's continued service. Read SEC document |
| May 19, 2021 Filed May 20, 2021 22:25 UTC | Garrett Motion Inc. GTX · Entity 1720 | PurchaseCommon Stock | 20,000 | $6.22 | $124,400.00 |
DisclosureSEC source: 0000899243-21-020244 · doc4.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 represents a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.18 to $6.25, inclusive. The reporting person undertakes to provide to Garrett Motion Inc., any security holder of Garrett Motion Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 20:21 UTC | HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 | SaleCommon Stock | 3,000 | $3.49 | $10,470.00 |
DisclosureSEC source: 0001657853-20-000062 · wf-form4_159138846285891.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,332 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:20 UTC | HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 | SaleCommon Stock | 15,231 | $0.92 | $13,939.41 |
DisclosureSEC source: 0001657853-20-000057 · wf-form4_159121564044058.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,332 F1 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9149 to $0.9157, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 21:34 UTC | HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 | GrantPhantom Stock · Derivative | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001657853-19-000157 · wf-form4_157480402557121.xml · derivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,825 Underlying: Common Stock · 1,093 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Hertz Global Holdings, Inc. Common Stock. F2 · derivative.exercise_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control). F2 · derivative.expiration_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control). Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 20:43 UTC | HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 | GrantPhantom Stock · Derivative | 1,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001657853-19-000136 · wf-form4_156693860759434.xml · derivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,732 Underlying: Common Stock · 1,488 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Hertz Global Holdings, Inc. Common Stock. F2 · derivative.exercise_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control). F2 · derivative.expiration_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control). F3 · balance_after: Reflects the number of shares of Phantom Stock following anti-dilutive adjustments to the Reporting Person's outstanding equity awards, pursuant to the terms of such awards, in connection with the Issuer's pro rata distribution of transferable basic subscription rights, which took effect on June 26, 2019. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:23 UTC | HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 | OtherSubscription Rights (right to buy) · Derivative | 500 | $0.00 Strike: $12.95 | $0.00 |
DisclosureSEC source: 0001657853-19-000090 · wf-form4_156201260335871.xml · derivative · entry 4 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 344 shares Expires 2019-07-12 F3 · shares: Represents the exercise by the Reporting Person of 500 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.