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FiscalNote Holdings, Inc.

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8522
SEC CIK
0001823466
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443

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0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2023 Filed Feb 16, 2023 22:15 UTC
Resnik JoshSee Remarks
Tax withholdingClass A Common Stock 8,326 $3.45 $28,724.70
Disclosure

SEC source: 0001209191-23-010155 · doc4.xml · nonDerivative · entry 2

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,404

F2 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the issuance of 25,000 shares of Class A Common Stock as disclosed in Footnote 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:15 UTC
Resnik JoshSee Remarks
GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010155 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,730

F1 · shares: These shares of Class A Common Stock were granted pursuant to the terms of Mr. Resnik's employment agreement and are vested effective immediately.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:17 UTC
Slabaugh JonSee Remarks
Tax withholdingClass A Common Stock 12,755 $3.45 $44,004.75
Disclosure

SEC source: 0001209191-23-010161 · doc4.xml · nonDerivative · entry 2

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,758

F2 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the issuance of 25,000 shares of Class A Common Stock as disclosed in Footnote 1.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:17 UTC
Slabaugh JonSee Remarks
GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010161 · doc4.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,513

F1 · shares: These shares of Class A Common Stock were granted pursuant to the terms of Mr. Slabaugh's employment agreement and are vested effective immediately.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 19:10 UTC
Donnell PaulChief Accounting Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 15,450 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-23-008167 · doc4.xml · derivative · entry 2

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,450

Underlying: Class A Common Stock · 15,450 shares

Expires 2033-02-06

F2 · derivative.exercise_date: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 19:10 UTC
Donnell PaulChief Accounting Officer
GrantClass A Common Stock 15,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008167 · doc4.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,450

F1 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. These Restricted Stock Units ("RSUs") vest over three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 23:55 UTC
Aman ToddSee Remarks
GrantEmployee Stock Options (Right to Buy) · Derivative 27,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-23-008158 · doc4.xml · derivative · entry 2

Aman Todd · CIK 0001939429 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Class A Common Stock · 27,000 shares

Expires 2033-02-06

F2 · derivative.exercise_date: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 23:55 UTC
Aman ToddSee Remarks
GrantClass A Common Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008158 · doc4.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. These Restricted Stock Units ("RSUs") vest over three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 18:47 UTC
Eidelman VladChief Technology Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 36,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-23-008151 · doc4.xml · derivative · entry 4

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Class A Common Stock · 36,000 shares

Expires 2033-02-06

F4 · derivative.exercise_date: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 18:47 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 1,367 $3.60 $4,921.20
Disclosure

SEC source: 0001209191-23-008151 · doc4.xml · nonDerivative · entry 3

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,572

F3 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 18:47 UTC
Eidelman VladChief Technology Officer
GrantClass A Common Stock 36,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008151 · doc4.xml · nonDerivative · entry 2

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,939

F2 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. These RSUs will vest over a period of three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:17 UTC
Resnik JoshSee Remarks
Tax withholdingClass A Common Stock 1,235 $3.60 $4,446.00
Disclosure

SEC source: 0001209191-23-008171 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,730

F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:07 UTC
Yao GeraldDirector · See Remarks
GrantEmployee Stock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-23-008165 · doc4.xml · derivative · entry 3

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerald Yao Revocable Trust, Dated January 10, 2019

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2033-02-06

F4 · derivative.exercise_date: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:07 UTC
Yao GeraldDirector · See Remarks
Tax withholdingClass A Common Stock 1,465 $3.60 $5,274.00
Disclosure

SEC source: 0001209191-23-008165 · doc4.xml · nonDerivative · entry 2

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerald Yao Revocable Trust, Dated January 10, 2019

Disclosed balance after: 100,506

F3 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:07 UTC
Yao GeraldDirector · See Remarks
GrantClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008165 · doc4.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerald Yao Revocable Trust, Dated January 10, 2019

Disclosed balance after: 101,971

F1 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. These Restricted Stock Units ("RSUs") vest over three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:03 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-23-008162 · doc4.xml · derivative · entry 3

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2033-02-06

F3 · derivative.exercise_date: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:03 UTC Tax withholdingClass A Common Stock 486 $3.60 $1,749.60
Disclosure

SEC source: 0001209191-23-008162 · doc4.xml · nonDerivative · entry 2

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,369

F2 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:03 UTC GrantClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008162 · doc4.xml · nonDerivative · entry 1

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,855

F1 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. These Restricted Stock Units ("RSUs") vest over three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:01 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 15,300 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-23-008161 · doc4.xml · derivative · entry 2

Miller Vibha Jain · CIK 0001937688 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,300

Underlying: Class A Common Stock · 15,300 shares

Expires 2033-02-06

F2 · derivative.exercise_date: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:01 UTC GrantClass A Common Stock 15,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008161 · doc4.xml · nonDerivative · entry 1

Miller Vibha Jain · CIK 0001937688 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,300

F1 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. These Restricted Stock Units ("RSUs") vest over three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 23:54 UTC
Slabaugh JonSee Remarks
GrantEmployee Stock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-23-008157 · doc4.xml · derivative · entry 3

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2033-02-06

F3 · derivative.exercise_date: These Stock Options shall vest monthly ratably for twelve months on the monthly anniversary of the vesting commencement date of February 7, 2023.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 23:54 UTC
Slabaugh JonSee Remarks
Tax withholdingClass A Common Stock 864 $3.60 $3,110.40
Disclosure

SEC source: 0001209191-23-008157 · doc4.xml · nonDerivative · entry 2

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,513

F2 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 23:54 UTC
Slabaugh JonSee Remarks
GrantClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008157 · doc4.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,377

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs shall vest monthly ratably for twelve months on the monthly anniversary of the vesting commencement date of February 7, 2023.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 02:06 UTC
Hwang TimDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 43,210 $3.43 $148,210.30
Disclosure

SEC source: 0001209191-23-006466 · doc4.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,722,469

F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units.

F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:30 UTC
Resnik JoshSee Remarks
Tax withholdingClass A Common Stock 4,988 $3.50 $17,458.00
Disclosure

SEC source: 0001209191-23-006462 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,965

F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units.

Read SEC document
January 19, 2023 Filed Feb 9, 2023 18:47 UTC
Eidelman VladChief Technology Officer
GrantClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008151 · doc4.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,939

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. These shares were granted pursuant to the terms of Mr. Eidelman's employment agreement and are vested effective immediately.

Read SEC document
January 19, 2023 Filed Feb 10, 2023 00:15 UTC
Henderson RichardChief Revenue Officer
GrantPerformance-Based Restricted Stock Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008170 · doc4.xml · derivative · entry 4

Henderson Richard · CIK 0001960880 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2028-12-31

F4 · derivative.exercise_date: Each performance based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A Common Stock. One third of the PSUs will become vesting-eligible on January 3, 2024, with the remaining PSUs becoming vesting-eligible in equal quarterly increments over the two years following January 19, 2024. PSUs that are vesting-eligible vest upon the Class A common stock achieving specified prices per share.

Read SEC document
January 19, 2023 Filed Feb 10, 2023 00:15 UTC
Henderson RichardChief Revenue Officer
GrantPerformance Stock Options (right to buy) · Derivative 25,000 $0.00 Strike: $5.21 $0.00
Disclosure

SEC source: 0001209191-23-008170 · doc4.xml · derivative · entry 3

Henderson Richard · CIK 0001960880 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2033-01-18

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option will become vesting-eligible on January 3, 2024, with the remaining shares becoming vesting-eligible in equal quarterly increments over the three years following January 3, 2024. Shares subject to the option that are vesting-eligible vest upon the Class A common stock achieving specified prices per share.

Read SEC document
January 19, 2023 Filed Feb 10, 2023 00:15 UTC
Henderson RichardChief Revenue Officer
GrantStock Options (Right to Buy) · Derivative 37,500 $0.00 Strike: $5.21 $0.00
Disclosure

SEC source: 0001209191-23-008170 · doc4.xml · derivative · entry 2

Henderson Richard · CIK 0001960880 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class A Common Stock · 37,500 shares

Expires 2033-01-18

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option will vest on January 3, 2024. An additional 6.25% of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

Read SEC document
January 19, 2023 Filed Feb 10, 2023 00:15 UTC
Henderson RichardChief Revenue Officer
GrantClass A Common Stock 107,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008170 · doc4.xml · nonDerivative · entry 1

Henderson Richard · CIK 0001960880 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Pursuant to the terms of Mr. Henderson's offer letter, one-third (1/3rd) of the RSUs will vest on January 3, 2024. An additional one-twelfth (1/12th) of the aggregate number of RSUs will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

Read SEC document
January 19, 2023 Filed Feb 10, 2023 00:14 UTC
Hwang TimDirector · See Remarks · 10% owner
GrantClass A Common Stock 2,155,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008169 · doc4.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 3,878,453

F1 · shares: One twenty-fourth (1/24th) of the RSUs shall vest on the first day of each calendar month following the vesting commencement Date of April 1, 2024 through April 26, 2026, provided that the participant remains in continuous service on each applicable vesting date, except as otherwise provided in Section 6 of the participant's Employment Agreement.

F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 17:15 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
OtherWarrants (Right to Buy) · Derivative 1,593,900 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001209191-23-004058 · doc4.xml · derivative · entry 7

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star V Partners LLC

Disclosed balance after: 1,593,900

Underlying: Class A Common Stock · 1,593,900 shares

Expires not disclosed

F10 · price: These Warrants were transferred to SVPL by the previous holder of record, Duddell, without any consideration.

F6 · derivative.exercise_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F6 · derivative.expiration_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F3 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F5 · ownership.nature: These Warrants are held of record by Star V Partners LLC ("SVPL"), a Tennessee limited liability company. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 17:15 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
OtherWarrants (Right to Buy) · Derivative 4,138,400 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001209191-23-004058 · doc4.xml · derivative · entry 6

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blackwell Partners LLC - Series A

Disclosed balance after: 4,138,400

Underlying: Class A Common Stock · 4,138,400 shares

Expires not disclosed

F9 · price: These shares were transferred to BPL by the previous holder of record, Duddell, without any consideration.

F6 · derivative.exercise_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F6 · derivative.expiration_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F3 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F4 · ownership.nature: These Warrants are held of record by Blackwell Partners LLC - Series A ("BPL"), a Delaware limited liability company. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 17:15 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
OtherWarrants (Right to Buy) · Derivative 1,267,700 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001209191-23-004058 · doc4.xml · derivative · entry 5

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Maso Capital Investments Limited

Disclosed balance after: 1,267,700

Underlying: Class A Common Stock · 1,267,700 shares

Expires not disclosed

F8 · price: These Warrants were transferred to MCIL by the previous holder of record, Duddell, without any consideration.

F6 · derivative.exercise_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F6 · derivative.expiration_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F2 · ownership.nature: These Warrants are held of record by Maso Capital Investments Limited ("MCIL"), a Cayman Islands limited liability company. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.

F3 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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January 17, 2023 Filed Jan 19, 2023 17:15 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
OtherWarrants (Right to Buy) · Derivative 7,000,000 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001209191-23-004058 · doc4.xml · derivative · entry 4

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duddell Street Holdings Ltd

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,000,000 shares

Expires not disclosed

F6 · derivative.exercise_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F6 · derivative.expiration_date: Each Warrant is currently exercisable until the fifth anniversary of the Closing Date (as defined in the Business Combination Agreement).

F7 · ownership.nature: These Warrants are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Alan Finnerty.

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January 09, 2023 Filed Jan 11, 2023 17:17 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 933 $6.14 $5,728.62
Disclosure

SEC source: 0001209191-23-003027 · doc4.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,939

F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units.

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January 09, 2023 Filed Jan 11, 2023 22:28 UTC
Resnik JoshSee Remarks
Tax withholdingClass A Common Stock 802 $6.14 $4,924.28
Disclosure

SEC source: 0001209191-23-003043 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,953

F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 22:37 UTC
Yao GeraldDirector · See Remarks
Tax withholdingClass A Common Stock 971 $6.14 $5,961.94
Disclosure

SEC source: 0001209191-23-003051 · doc4.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerald Yao Revocable Trust, Dated January 10, 2019

Disclosed balance after: 86,971

F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

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January 09, 2023 Filed Jan 11, 2023 22:27 UTC Tax withholdingClass A Common Stock 331 $6.14 $2,032.34
Disclosure

SEC source: 0001209191-23-003041 · doc4.xml · nonDerivative · entry 1

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,855

F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.

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January 09, 2023 Filed Jan 11, 2023 22:21 UTC
Slabaugh JonSee Remarks
Tax withholdingClass A Common Stock 595 $6.14 $3,653.30
Disclosure

SEC source: 0001209191-23-003035 · doc4.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,377

F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,713 restricted stock units.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 22:37 UTC
Yao GeraldDirector · See Remarks
GiftClass B Common Stock · Derivative 14,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-003051 · doc4.xml · derivative · entry 3

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerald Yao Revocable Trust, dated January 10 2019

Disclosed balance after: 1,113,993

Underlying: Class A Common Stock · 1,113,993 shares

Expires 2029-07-29

F3 · derivative.exercise_price: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.

F4 · kind: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.

F4 · price: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.

F3 · derivative.exercise_date: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

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January 06, 2023 Filed Jan 11, 2023 22:37 UTC
Yao GeraldDirector · See Remarks
GiftClass B Common Stock · Derivative 14,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-003051 · doc4.xml · derivative · entry 2

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerald Yao 2021 GRAT

Disclosed balance after: 68,305

Underlying: Class A Common Stock · 68,305 shares

Expires 2029-07-29

F3 · derivative.exercise_price: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.

F4 · kind: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.

F4 · price: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.

F3 · derivative.exercise_date: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 00:05 UTC
Slabaugh JonSee Remarks
Tax withholdingClass A Common Stock 9,651 $6.25 $60,318.75
Disclosure

SEC source: 0001209191-23-001383 · doc4.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,972

F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 25,000 restricted stock units.

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January 03, 2023 Filed Jan 5, 2023 00:03 UTC
Hwang TimDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 28,341 $6.25 $177,131.25
Disclosure

SEC source: 0001209191-23-001381 · doc4.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,765,679

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock unites.

F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

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December 30, 2022 Filed Jan 4, 2023 20:52 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
OtherClass A Common Stock 846,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001509 · doc4.xml · nonDerivative · entry 5

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star V Partners LLC

Disclosed balance after: 7,002,387

F7 · price: These shares were transferred to Star V Partners LLC ("SVPL"), a Tennessee limited liability company by the previous holder of record, Duddell, without any consideration.

F4 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F8 · ownership.nature: These shares are held of record by SVPL. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 20:52 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
OtherClass A Common Stock 2,198,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001509 · doc4.xml · nonDerivative · entry 4

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Blackwell Partners LLC - Series A

Disclosed balance after: 17,854,774

F5 · price: These shares were transferred to Blackwell Partners LLC - Series A ("BPL"), a Delaware limited liability company, by the previous holder of record, Duddell, without any consideration.

F4 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F6 · ownership.nature: These shares are held of record by BPL. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 20:52 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
OtherClass A Common Stock 673,466 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001509 · doc4.xml · nonDerivative · entry 3

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Maso Capital Investments Limited

Disclosed balance after: 3,450,320

F2 · price: These shares were transferred to Maso Capital Investments ("MCIL"), a Cayman Islands limited liability company, by the previous holder of record, Duddell, without any consideration.

F3 · ownership.nature: These shares are held of record by MCIL. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.

F4 · ownership.nature: MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 20:52 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
OtherClass A Common Stock 3,718,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001509 · doc4.xml · nonDerivative · entry 2

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duddell Street Holdings Ltd

Disclosed balance after: 606,250

F1 · ownership.nature: The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 17:07 UTC
Eidelman VladChief Technology Officer
Exercise / conversionIncentive Stock Options · Derivative 666 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001209191-22-062350 · doc4.xml · derivative · entry 2

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,912

Underlying: Class A Common Stock · 67,912 shares

Expires 2028-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Form 4 Filed on August 2, 2022 incorrectly disclosed that the exercise price was $1.49. The correct exercise price for these securities is $1.50, as shown in this current filing.

F2 · derivative.exercise_date: These ISOs are fully vested and are currently exercisable at any time.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 17:07 UTC
Eidelman VladChief Technology Officer
Exercise / conversionClass A Common Stock 666 $1.50 $999.00
Disclosure

SEC source: 0001209191-22-062350 · doc4.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.