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FiscalNote Holdings, Inc.

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8522
SEC CIK
0001823466
Parsed reports
443

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2024 Filed Nov 12, 2024 21:37 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
SaleClass A Common Stock 827 $0.95 $788.30
Disclosure

SEC source: 0000950170-24-125559 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 562,589

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:22 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 3,529 $0.83 $2,946.36
Disclosure

SEC source: 0000950170-24-121509 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 737,936

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:22 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 46,255 $0.83 $38,618.30
Disclosure

SEC source: 0000950170-24-121508 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,425,612

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 17:02 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 447 $1.15 $513.83
Disclosure

SEC source: 0000950170-24-113787 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,105

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,251 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 21:03 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 817 $1.15 $939.14
Disclosure

SEC source: 0000950170-24-113788 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 741,465

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 21:04 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 914 $1.17 $1,069.38
Disclosure

SEC source: 0000950170-24-113789 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 197,120

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 21:01 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
SaleClass A Common Stock 843 $1.15 $969.03
Disclosure

SEC source: 0000950170-24-113786 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 563,416

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 21:02 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 22,186 $1.18 $26,252.69
Disclosure

SEC source: 0000950170-24-113301 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,471,867

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 44,916 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 23:48 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 22,460 $1.19 $26,682.48
Disclosure

SEC source: 0000950170-24-112638 · ownership.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,494,053

F3 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 44,916 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:48 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 25,000 $1.24 $30,897.50
Disclosure

SEC source: 0000950170-24-112638 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,516,513

F1 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.20 to $1.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:54 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 3,314 $1.25 $4,146.48
Disclosure

SEC source: 0000950170-24-111580 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 742,282

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:07 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 940 $1.18 $1,107.88
Disclosure

SEC source: 0000950170-24-105575 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 745,596

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:08 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 1,059 $1.19 $1,260.21
Disclosure

SEC source: 0000950170-24-105578 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 198,034

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:07 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
SaleClass A Common Stock 928 $1.18 $1,093.74
Disclosure

SEC source: 0000950170-24-105576 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 564,259

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 18:26 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
GrantClass A Common Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104469 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,640

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 18:21 UTC
Yiu ConradDirector
GrantClass A Common Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104461 · ownership.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,315

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 18:23 UTC GrantClass A Common Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104463 · ownership.xml · nonDerivative · entry 1

Sweeney Brandon · CIK 0001894766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,315

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 18:24 UTC GrantClass A Common Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104465 · ownership.xml · nonDerivative · entry 1

McChrystal Stanley A · CIK 0001505957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,210

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 22:25 UTC
Sedgley AnnaDirector
GrantClass A Common Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104467 · ownership.xml · nonDerivative · entry 1

Sedgley Anna · CIK 0001937693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,315

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 22:24 UTC GrantClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104464 · ownership.xml · nonDerivative · entry 1

Nilsson Keith · CIK 0001937698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,475

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:55 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 3,707 $1.27 $4,692.32
Disclosure

SEC source: 0000950170-24-104065 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 746,536

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:54 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 25,000 $1.28 $31,877.50
Disclosure

SEC source: 0000950170-24-104060 · ownership.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,541,513

F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.24 to $1.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:54 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 39,211 $1.27 $49,633.28
Disclosure

SEC source: 0000950170-24-104060 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,566,513

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:18 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 530 $1.23 $654.02
Disclosure

SEC source: 0000950170-24-098729 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,534

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 1,501 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 19:36 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 517 $1.40 $723.70
Disclosure

SEC source: 0000950170-24-094975 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,552

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 23:36 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 793 $1.40 $1,110.04
Disclosure

SEC source: 0000950170-24-094974 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,064

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 2,251 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 23:37 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 923 $1.40 $1,292.02
Disclosure

SEC source: 0000950170-24-094976 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,243

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 23:37 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 1,059 $1.39 $1,472.01
Disclosure

SEC source: 0000950170-24-094978 · ownership.xml · nonDerivative · entry 2

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 199,093

F3 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 23:37 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 483 $1.39 $671.37
Disclosure

SEC source: 0000950170-24-094978 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 200,152

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,251 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 23:37 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
SaleClass A Common Stock 913 $1.40 $1,278.02
Disclosure

SEC source: 0000950170-24-094977 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 565,187

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 20:27 UTC
Yao GeraldDirector · CSO and Director
GiftClass B Common Stock · Derivative 68,305 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-092852 · ownership.xml · derivative · entry 2

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust, dated January 10, 2019

Disclosed balance after: 1,182,298

Underlying: Class A Common Stock · 68,305 shares

Expires 2029-07-29

F1 · derivative.exercise_price: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.

F2 · kind: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.

F2 · price: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.

F1 · derivative.exercise_date: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.

F3 · ownership.nature: The Reporting Person is trustee of this trust.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 20:27 UTC
Yao GeraldDirector · CSO and Director
GiftClass B Common Stock · Derivative 68,305 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-092852 · ownership.xml · derivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao 2021 GRAT

Disclosed balance after: 0

Underlying: Class A Common Stock · 68,305 shares

Expires 2029-07-29

F1 · derivative.exercise_price: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.

F2 · kind: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.

F2 · price: These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.

F1 · derivative.exercise_date: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.

F3 · ownership.nature: The Reporting Person is trustee of this trust.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 22:20 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 4,146 $1.39 $5,742.21
Disclosure

SEC source: 0000950170-24-091036 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 751,166

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 22:19 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 25,000 $1.45 $36,275.00
Disclosure

SEC source: 0000950170-24-091035 · ownership.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,605,724

F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.41 to $1.515. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 22:19 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 31,319 $1.39 $43,376.82
Disclosure

SEC source: 0000950170-24-091035 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,630,724

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

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July 18, 2024 Filed Jul 22, 2024 21:26 UTC
Yao GeraldDirector · CSO and Director
SaleClass A Common Stock 2,750 $1.94 $5,335.00
Disclosure

SEC source: 0000950170-24-085349 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: Plan reported

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 72,064

F1 · shares: The sales reported on this Form 4 were made in multiple transactions, each at a price of $1.94 per share, pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2024.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

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July 17, 2024 Filed Aug 1, 2024 20:31 UTC
Donnell PaulChief Accounting Officer
GrantStock Options (Right to Buy) · Derivative 55,179 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0000950170-24-089549 · ownership.xml · derivative · entry 2

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,179

Underlying: Class A Common Stock · 55,179 shares

Expires 2034-07-16

F2 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on July 17, 2025. An additional one-sixteenth (1/16) of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

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July 17, 2024 Filed Aug 1, 2024 20:31 UTC
Donnell PaulChief Accounting Officer
GrantClass A Common Stock 82,768 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-089549 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,069

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is July 17, 2024.

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July 17, 2024 Filed Aug 2, 2024 00:30 UTC
Aman ToddSVP, General Counsel & Sec.
GrantStock Options (Right to Buy) · Derivative 85,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0000950170-24-089548 · ownership.xml · derivative · entry 2

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,714

Underlying: Class A Common Stock · 85,714 shares

Expires 2034-07-16

F2 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on July 17, 2025. An additional one-sixteenth (1/16) of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

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July 17, 2024 Filed Aug 2, 2024 00:30 UTC
Aman ToddSVP, General Counsel & Sec.
GrantClass A Common Stock 128,571 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-089548 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,857

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is July 17, 2024.

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July 17, 2024 Filed Aug 2, 2024 00:25 UTC
Resnik JoshPresident and COO
GrantStock Options (Right to Buy) · Derivative 230,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0000950170-24-089545 · ownership.xml · derivative · entry 2

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,000

Underlying: Class A Common Stock · 230,000 shares

Expires 2034-07-16

F2 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on July 17, 2025. An additional one-sixteenth (1/16) of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

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July 17, 2024 Filed Aug 2, 2024 00:25 UTC
Resnik JoshPresident and COO
GrantClass A Common Stock 310,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-089545 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,312

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is July 17, 2024.

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July 17, 2024 Filed Aug 2, 2024 00:26 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
GrantStock Options (Right to Buy) · Derivative 285,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0000950170-24-089546 · ownership.xml · derivative · entry 2

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,714

Underlying: Class A Common Stock · 285,714 shares

Expires 2034-07-16

F2 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on July 17, 2025. An additional one-sixteenth (1/16) of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

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July 17, 2024 Filed Aug 2, 2024 00:26 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
GrantClass A Common Stock 428,571 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-089546 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,100

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is July 17, 2024.

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July 17, 2024 Filed Aug 2, 2024 00:27 UTC
Yao GeraldDirector · CSO and Director
GrantStock Options (Right to Buy) · Derivative 85,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0000950170-24-089547 · ownership.xml · derivative · entry 3

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,714

Underlying: Class A Common Stock · 85,714 shares

Expires 2034-07-16

F3 · derivative.exercise_date: One-fourth (1/4) of the shares subject to the option will vest on July 17, 2025. An additional one-sixteenth (1/16) of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

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July 17, 2024 Filed Aug 2, 2024 00:27 UTC
Yao GeraldDirector · CSO and Director
GrantClass A Common Stock 128,571 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-089547 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 200,635

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is July 17, 2024.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

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July 08, 2024 Filed Jul 10, 2024 21:11 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 943 $1.77 $1,664.96
Disclosure

SEC source: 0000950170-24-082766 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 445,312

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,408 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

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July 08, 2024 Filed Jul 10, 2024 21:14 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
SaleClass A Common Stock 933 $1.77 $1,647.30
Disclosure

SEC source: 0000950170-24-082769 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,529

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

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July 08, 2024 Filed Jul 10, 2024 21:13 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 1,059 $1.79 $1,895.61
Disclosure

SEC source: 0000950170-24-082768 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 74,814

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

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July 05, 2024 Filed Jul 9, 2024 17:17 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 505 $1.84 $931.62
Disclosure

SEC source: 0000950170-24-082482 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,301

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,250 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.