Tapewire

OTC · USD

NOTE

FiscalNote Holdings, Inc.

Export transactions ↓
Tapewire entity
8522
SEC CIK
0001823466
Parsed reports
443

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2025 Filed May 5, 2025 16:53 UTC
Donnell PaulChief Accounting Officer
GrantClass A Common Stock 310,811 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-063650 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,462

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:54 UTC
Hwang TimDirector · 10% owner
SaleClass A Common Stock 29,105 $0.64 $18,545.71
Disclosure

SEC source: 0000950170-25-063655 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,592,767

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:55 UTC
Resnik JoshPresident and CEO
SaleClass A Common Stock 3,691 $0.62 $2,277.72
Disclosure

SEC source: 0000950170-25-062893 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,783,194

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
April 07, 2025 Filed Apr 9, 2025 17:06 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 491 $0.75 $366.19
Disclosure

SEC source: 0000950170-25-052580 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,651

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,250 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 23:28 UTC
Resnik JoshPresident and CEO
SaleClass A Common Stock 4,435 $0.68 $3,033.54
Disclosure

SEC source: 0000950170-25-051738 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,786,885

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
April 03, 2025 Filed Apr 7, 2025 23:28 UTC
Hwang TimDirector · 10% owner
SaleClass A Common Stock 34,120 $0.68 $23,338.08
Disclosure

SEC source: 0000950170-25-051736 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,621,872

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,840 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:02 UTC
Hwang TimDirector · 10% owner
SaleClass A Common Stock 20,307 $1.19 $24,165.33
Disclosure

SEC source: 0000950170-25-033811 · ownership.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,655,992

F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.165 to $1.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:02 UTC
Hwang TimDirector · 10% owner
SaleClass A Common Stock 30,830 $1.10 $33,798.93
Disclosure

SEC source: 0000950170-25-033811 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,676,299

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
March 03, 2025 Filed Mar 12, 2025 17:16 UTC GrantClass A Common Stock 9,955 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038089 · ownership.xml · nonDerivative · entry 1

Sweeney Brandon · CIK 0001894766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,984

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
March 03, 2025 Filed Mar 12, 2025 17:15 UTC GrantClass A Common Stock 6,637 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038085 · ownership.xml · nonDerivative · entry 1

McChrystal Stanley A · CIK 0001505957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,989

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
March 03, 2025 Filed Mar 12, 2025 21:16 UTC GrantClass A Common Stock 8,849 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038090 · ownership.xml · nonDerivative · entry 1

Nilsson Keith · CIK 0001937698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733,847

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
March 03, 2025 Filed Mar 12, 2025 21:15 UTC
Sedgley AnnaDirector
GrantClass A Common Stock 12,168 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038087 · ownership.xml · nonDerivative · entry 1

Sedgley Anna · CIK 0001937693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,578

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
March 03, 2025 Filed Mar 18, 2025 17:05 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
GrantClass A Common Stock 6,637 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041387 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

MASO CAPITAL PARTNERS Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,419

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:22 UTC
Resnik JoshPresident and CEO
SaleClass A Common Stock 3,799 $1.22 $4,616.92
Disclosure

SEC source: 0000950170-25-032093 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,791,320

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:28 UTC
Aman ToddSVP, General Counsel & Sec.
GrantClass A Common Stock 908,843 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026739 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,079,220

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is January 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:28 UTC
Resnik JoshPresident and CEO
GrantClass A Common Stock 1,568,966 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026735 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,795,119

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is November 12, 2024.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:30 UTC
Hwang TimDirector · 10% owner
GrantClass A Common Stock 470,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026750 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,707,129

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. The RSUs will vest ratably in equal monthly installments over the time period beginning on the first day of the month immediately following the vesting commencement date through the first day of the month coinciding with or immediately preceding the date of the Company's 2026 annual meeting of stockholders, provided the reporting person remains continuously employed by the Company on each applicable vesting date. The vesting commencement date is January 1, 2025.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:27 UTC
Slabaugh JonCFO and SVP, Corp. Dev.
GrantClass A Common Stock 908,843 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026733 · ownership.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · CFO and SVP, Corp. Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,471,432

F1 · shares: Represents restricted stock units ("RSUs"), which upon vesting of the unit, represent the right to receive one share of the issuer's Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is January 1, 2025.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:24 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 551 $1.70 $936.70
Disclosure

SEC source: 0000950170-25-024196 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,377

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 1,501 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 16:41 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 512 $1.30 $667.65
Disclosure

SEC source: 0000950170-25-017975 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,142

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:43 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 783 $1.30 $1,021.03
Disclosure

SEC source: 0000950170-25-017980 · ownership.xml · nonDerivative · entry 2

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,928

F2 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 2,251 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:42 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 483 $1.28 $618.24
Disclosure

SEC source: 0000950170-25-017976 · ownership.xml · nonDerivative · entry 2

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: Plan reported

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 195,090

F3 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,251 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:16 UTC
Hwang TimDirector · 10% owner
SaleClass A Common Stock 25,000 $1.19 $29,700.00
Disclosure

SEC source: 0000950170-25-014492 · ownership.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,237,129

F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.135 to $1.215. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:16 UTC
Hwang TimDirector · 10% owner
SaleClass A Common Stock 31,795 $1.24 $39,473.49
Disclosure

SEC source: 0000950170-25-014492 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,262,129

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:56 UTC
Resnik JoshPresident and CEO
SaleClass A Common Stock 4,030 $1.16 $4,693.34
Disclosure

SEC source: 0000950170-25-013658 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,226,153

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 23:03 UTC
Yao GeraldDirector · CSO and Director
SaleClass A Common Stock 2,750 $1.50 $4,125.00
Disclosure

SEC source: 0000950170-25-008436 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: Plan reported

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 190,289

F1 · shares: The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2024.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
January 06, 2025 Filed Sep 26, 2025 17:36 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 40 $17.19 $687.60
Disclosure

SEC source: 0001193125-25-220851 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,847

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the Reporting Person's tax obligation upon the vesting of 104 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:51 UTC
Hwang TimDirector · 10% owner
SaleClass A Common Stock 25,000 $1.02 $25,585.00
Disclosure

SEC source: 0000950170-25-002260 · ownership.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,293,924

F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.00 to $1.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:51 UTC
Hwang TimDirector · 10% owner
SaleClass A Common Stock 34,149 $1.06 $36,064.76
Disclosure

SEC source: 0000950170-25-002260 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,318,924

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:31 UTC
Resnik JoshPresident and CEO
SaleClass A Common Stock 3,411 $1.02 $3,464.55
Disclosure

SEC source: 0000950170-25-001378 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,230,183

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
December 31, 2024 Filed Feb 11, 2025 21:43 UTC
Aman ToddSVP, General Counsel & Sec.
GrantClass A Common Stock 3,300 $0.91 $3,003.00
Disclosure

SEC source: 0000950170-25-017980 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 171,711

F1 · shares: These shares were acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 31, 2024 Filed Feb 11, 2025 21:42 UTC
Yao GeraldDirector · CSO and Director
GrantClass A Common Stock 5,284 $0.91 $4,808.44
Disclosure

SEC source: 0000950170-25-017976 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: Plan reported

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 195,573

F1 · shares: These shares were acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:50 UTC
Yao GeraldDirector · CSO and Director
SaleClass A Common Stock 2,750 $1.50 $4,125.00
Disclosure

SEC source: 0000950170-24-138528 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: Plan reported

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 193,039

F1 · shares: The sales reported on this Form 4 were made in multiple transactions, each at a price of $1.50 per share, pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2024.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:48 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 3,540 $0.96 $3,399.82
Disclosure

SEC source: 0000950170-24-133321 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 733,594

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:49 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 25,000 $1.04 $25,930.00
Disclosure

SEC source: 0000950170-24-133324 · ownership.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,353,073

F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024, at prices ranging from $1.00 to $1.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:49 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 47,439 $0.96 $45,560.42
Disclosure

SEC source: 0000950170-24-133324 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,378,073

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on August 11, 2023.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
December 02, 2024 Filed Dec 16, 2024 16:51 UTC
Jain ManojDirector · 10% owner
Khurana Sohit10% owner
GrantClass A Common Stock 7,142 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-136717 · ownership.xml · nonDerivative · entry 1

Jain Manoj · CIK 0001829173 · Director · 10% owner

Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner

Maso Capital Partners Ltd · CIK 0001698093 · 10% owner

Maso Capital Investments Ltd · CIK 0001831712 · 10% owner

BLACKWELL PARTNERS LLC - SERIES A · CIK 0001426672 · 10% owner

Star V Partners LLC · CIK 0001831716 · 10% owner

Khurana Sohit · CIK 0001829409 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,782

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
December 02, 2024 Filed Dec 16, 2024 16:50 UTC
Yiu ConradDirector
GrantClass A Common Stock 7,142 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-136715 · ownership.xml · nonDerivative · entry 1

Yiu Conrad · CIK 0001937691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,457

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
December 02, 2024 Filed Dec 16, 2024 16:49 UTC GrantClass A Common Stock 10,714 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-136713 · ownership.xml · nonDerivative · entry 1

Sweeney Brandon · CIK 0001894766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,029

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
December 02, 2024 Filed Dec 16, 2024 16:47 UTC GrantClass A Common Stock 7,142 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-136710 · ownership.xml · nonDerivative · entry 1

McChrystal Stanley A · CIK 0001505957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,352

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
December 02, 2024 Filed Dec 16, 2024 21:48 UTC GrantClass A Common Stock 9,523 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-136712 · ownership.xml · nonDerivative · entry 1

Nilsson Keith · CIK 0001937698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,998

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
December 02, 2024 Filed Dec 16, 2024 21:49 UTC
Sedgley AnnaDirector
GrantClass A Common Stock 13,095 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-136714 · ownership.xml · nonDerivative · entry 1

Sedgley Anna · CIK 0001937693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,410

F1 · shares: These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 22:00 UTC
Hwang TimDirector · Chairman, CEO and Director · 10% owner
SaleClass A Common Stock 100 $1.00 $100.00
Disclosure

SEC source: 0000950170-24-131596 · ownership.xml · nonDerivative · entry 1

Hwang Tim · CIK 0001937743 · Director · Chairman, CEO and Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 2,425,512

F1 · price: The reported securities were sold in multiple transactions, each at a price of $1.00 per share, pursuant to a Rule 10b5-1 trading plan adopted on March 20, 2024.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:12 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 447 $0.81 $362.07
Disclosure

SEC source: 0000950170-24-128597 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,411

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 1,500 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
November 12, 2024 Filed Dec 9, 2024 21:35 UTC
Resnik JoshPresident and COO
GrantClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-134591 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,233,594

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Pursuant to the terms of Mr. Resnik's employment agreement, one-third (1/3rd) of the RSUs will vest on November 12, 2025. An additional one-twelfth (1/12th) of the aggregate number of RSUs will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:36 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 451 $0.95 $429.89
Disclosure

SEC source: 0000950170-24-125557 · ownership.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,654

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,288 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:36 UTC
Aman ToddSVP, General Counsel & Sec.
SaleClass A Common Stock 676 $0.95 $644.36
Disclosure

SEC source: 0000950170-24-125554 · ownership.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · SVP, General Counsel & Sec.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,858

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 2,251 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:37 UTC
Resnik JoshPresident and COO
SaleClass A Common Stock 802 $0.95 $764.47
Disclosure

SEC source: 0000950170-24-125558 · ownership.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 737,134

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,414 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:37 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 914 $0.95 $868.30
Disclosure

SEC source: 0000950170-24-125561 · ownership.xml · nonDerivative · entry 2

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 195,789

F3 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,743 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:37 UTC
Yao GeraldDirector · CSO and Director
Tax withholdingClass A Common Stock 417 $0.95 $396.15
Disclosure

SEC source: 0000950170-24-125561 · ownership.xml · nonDerivative · entry 1

Yao Gerald · CIK 0001937749 · Director · CSO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 196,703

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,250 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.