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NORTHROP GRUMMAN CORP /DE/

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2963
SEC CIK
0001133421
Parsed reports
704

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202501
Jan 202602
Feb 2026029
Mar 202601
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2017 Filed Feb 22, 2017 21:38 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionRestricted Stock Rights · Derivative 1,260 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · derivative · entry 8

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735

Underlying: Common Stock · 1,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · balance_after: Total amount includes 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 947 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 1,023 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:38 UTC
Hardesty Michael ACorp VP, Controller & CAO
Tax withholdingCommon Stock 602 $243.58 $146,635.16
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · nonDerivative · entry 4

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,968.36

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:38 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004130 · doc4.xml · nonDerivative · entry 3

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,570.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:37 UTC
FLACH GLORIA ACVP & Chief Operating Officer
Exercise / conversionRestricted Stock Rights · Derivative 8,820 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · derivative · entry 8

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,744

Underlying: Common Stock · 8,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · balance_after: Total amount includes 4,465 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 5,767 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 6,512 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:37 UTC
FLACH GLORIA ACVP & Chief Operating Officer
Tax withholdingCommon Stock 4,445 $243.58 $1,082,713.10
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · nonDerivative · entry 4

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,157.98

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:37 UTC
FLACH GLORIA ACVP & Chief Operating Officer
Exercise / conversionCommon Stock 8,820 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · nonDerivative · entry 3

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,602.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC
Caylor Mark ACorp VP & Pres ES & CSO
Exercise / conversionRestricted Stock Rights · Derivative 4,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004125 · doc4.xml · derivative · entry 9

Caylor Mark A · CIK 0001559097 · Corp VP & Pres ES & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,565

Underlying: Common Stock · 4,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F13 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F14 · balance_after: Total amount includes 3,189 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,120 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 3,256 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC
Caylor Mark ACorp VP & Pres ES & CSO
Tax withholdingCommon Stock 2,053 $243.58 $500,069.74
Disclosure

SEC source: 0001225208-17-004125 · doc4.xml · nonDerivative · entry 4

Caylor Mark A · CIK 0001559097 · Corp VP & Pres ES & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,688.81

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC
Caylor Mark ACorp VP & Pres ES & CSO
Exercise / conversionCommon Stock 4,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004125 · doc4.xml · nonDerivative · entry 3

Caylor Mark A · CIK 0001559097 · Corp VP & Pres ES & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,741.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:37 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionRestricted Stock Rights · Derivative 5,796 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004128 · doc4.xml · derivative · entry 8

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,960

Underlying: Common Stock · 5,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · balance_after: Total amount includes 3,189 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,120 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 4,651 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:37 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Tax withholdingCommon Stock 2,951 $243.58 $718,804.58
Disclosure

SEC source: 0001225208-17-004128 · doc4.xml · nonDerivative · entry 4

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,833.52

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:37 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionCommon Stock 5,796 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004128 · doc4.xml · nonDerivative · entry 3

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,784.52

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:36 UTC
BUSH WESLEY GDirector · Chairman, CEO and President
Exercise / conversionRestricted Stock Rights · Derivative 22,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004127 · doc4.xml · derivative · entry 12

BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,979

Underlying: Common Stock · 22,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F13 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F14 · balance_after: Total amount includes 12,756 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 16,478 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 16,745 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:36 UTC
BUSH WESLEY GDirector · Chairman, CEO and President
Tax withholdingCommon Stock 11,140 $243.58 $2,713,481.20
Disclosure

SEC source: 0001225208-17-004127 · doc4.xml · nonDerivative · entry 4

BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,157.76

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:36 UTC
BUSH WESLEY GDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 22,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004127 · doc4.xml · nonDerivative · entry 3

BUSH WESLEY G · CIK 0001216503 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,297.76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:36 UTC Exercise / conversionRestricted Stock Rights · Derivative 1,663 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004126 · doc4.xml · derivative · entry 8

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,671

Underlying: Common Stock · 1,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F13 · balance_after: Total amount includes 4,146 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 5,582 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:36 UTC Tax withholdingCommon Stock 865 $243.58 $210,696.70
Disclosure

SEC source: 0001225208-17-004126 · doc4.xml · nonDerivative · entry 4

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,231.07

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:36 UTC Exercise / conversionCommon Stock 1,663 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004126 · doc4.xml · nonDerivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,096.07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC
ASHWORTH SIDCorp VP, Government Relations
Exercise / conversionRestricted Stock Rights · Derivative 4,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004124 · doc4.xml · derivative · entry 9

ASHWORTH SID · CIK 0001499703 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

Underlying: Common Stock · 4,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · balance_after: Total amount includes 2,169 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 2,801 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 3,163 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC
ASHWORTH SIDCorp VP, Government Relations
Tax withholdingCommon Stock 2,054 $243.58 $500,313.32
Disclosure

SEC source: 0001225208-17-004124 · doc4.xml · nonDerivative · entry 4

ASHWORTH SID · CIK 0001499703 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,304.62

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC
ASHWORTH SIDCorp VP, Government Relations
Exercise / conversionCommon Stock 4,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004124 · doc4.xml · nonDerivative · entry 3

ASHWORTH SID · CIK 0001499703 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,358.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC Exercise / conversionRestricted Stock Rights · Derivative 892 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004123 · doc4.xml · derivative · entry 8

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,785

Underlying: Common Stock · 892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F10 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F12 · balance_after: Total amount includes 1,276 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 1,648 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 1,861 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 892 RSRs granted under the LTISP on 2/19/14 that will vest on 2/19/17.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC GrantRestricted Stock Rights · Derivative 1,276 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004123 · doc4.xml · derivative · entry 7

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,677

Underlying: Common Stock · 1,276 shares

Expires not disclosed

F10 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F10 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F11 · balance_after: Total amount includes 1,276 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 1,648 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 1,861 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 892 RSRs granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC Tax withholdingCommon Stock 361 $243.58 $87,932.38
Disclosure

SEC source: 0001225208-17-004123 · doc4.xml · nonDerivative · entry 4

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,285.72

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:35 UTC Exercise / conversionCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004123 · doc4.xml · nonDerivative · entry 3

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,646.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:40 UTC
Warden Kathy JCorp VP & Pres Mission Syst
GrantRestricted Stock Rights · Derivative 4,465 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004136 · doc4.xml · derivative · entry 7

Warden Kathy J · CIK 0001559112 · Corp VP & Pres Mission Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,746

Underlying: Common Stock · 4,465 shares

Expires not disclosed

F10 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F11 · balance_after: Total amount includes 4,465 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 5,767 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 5,954 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 7,560 RSRs granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:40 UTC
Warden Kathy JCorp VP & Pres Mission Syst
Exercise / conversionRestricted Performance Stock Rights · Derivative 26,830.92 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004136 · doc4.xml · derivative · entry 6

Warden Kathy J · CIK 0001559112 · Corp VP & Pres Mission Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,012

Underlying: Common Stock · 26,830.92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F9 · balance_after: Total amount includes 10,676 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 12,710 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 12,626 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:40 UTC
Warden Kathy JCorp VP & Pres Mission Syst
GrantRestricted Performance Stock Rights · Derivative 19,377.92 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004136 · doc4.xml · derivative · entry 5

Warden Kathy J · CIK 0001559112 · Corp VP & Pres Mission Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,842.92

Underlying: Common Stock · 19,377.92 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · shares: The RPSRs acquired include (i) 8,701.92 vested RPSRs with respect to the measurement period ended 12/31/16 acquired due to settlement of the 2014 RPSRs held at 148% of the target award and (ii) 10,676 unvested RPSRs granted under the LTSIP on 2/17/17 with a measurement period ending on 12/31/19.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F8 · balance_after: Total amount includes 26,830.92 vested RPSRs granted under the LTISP on 2/19/14 with a measurement period ended on 12/31/16; 10,676 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 12,710 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 12,626 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:40 UTC
Warden Kathy JCorp VP & Pres Mission Syst
Tax withholdingCommon Stock 12,197 $243.58 $2,970,945.26
Disclosure

SEC source: 0001225208-17-004136 · doc4.xml · nonDerivative · entry 2

Warden Kathy J · CIK 0001559112 · Corp VP & Pres Mission Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,676.35

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:40 UTC
Warden Kathy JCorp VP & Pres Mission Syst
Exercise / conversionCommon Stock 26,830.92 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004136 · doc4.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · Corp VP & Pres Mission Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,873.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:52 UTC
DAVIS LISA RCorp VP, Communications
GrantRestricted Stock Rights · Derivative 1,276 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004145 · doc4.xml · derivative · entry 5

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648

Underlying: Common Stock · 1,276 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F8 · balance_after: Total amount includes 1,276 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 1,648 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 409 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 1,315 RSRs granted under the LTISP on 7/29/14 that vested on 7/29/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:52 UTC
DAVIS LISA RCorp VP, Communications
Exercise / conversionRestricted Performance Stock Rights · Derivative 1,865.07 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004145 · doc4.xml · derivative · entry 4

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,636

Underlying: Common Stock · 1,865.07 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 153% of target.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 3,050 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 3,631 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 955 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:52 UTC
DAVIS LISA RCorp VP, Communications
GrantRestricted Performance Stock Rights · Derivative 3,696.07 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004145 · doc4.xml · derivative · entry 3

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,501.07

Underlying: Common Stock · 3,696.07 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 646.07 vested RPSRs with respect to the measurement period ended 12/31/16 acquired due to settlement of the 2014 RPSRs held at 153% of the target award and (ii) 3,050 unvested RPSRs granted under the LTISP on 2/17/17 with a measurement period ending on 12/31/19.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 1,865.07 vested RPSRs granted under the LTISP on 7/29/14 with a measurement period ended on 12/31/16; 3,050 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 3,631 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 955 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:52 UTC
DAVIS LISA RCorp VP, Communications
Tax withholdingCommon Stock 682 $243.58 $166,121.56
Disclosure

SEC source: 0001225208-17-004145 · doc4.xml · nonDerivative · entry 2

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183.07

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:52 UTC
DAVIS LISA RCorp VP, Communications
Exercise / conversionCommon Stock 1,865.07 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004145 · doc4.xml · nonDerivative · entry 1

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865.07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 153% of target.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Peppard Denise M.Corp VP & Chf HR Ofcr
GrantRestricted Stock Rights · Derivative 2,169 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004132 · doc4.xml · derivative · entry 7

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,165

Underlying: Common Stock · 2,169 shares

Expires not disclosed

F10 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F11 · balance_after: Total amount includes 2,169 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 2,801 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 3,163 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 4,032 RSRs granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Peppard Denise M.Corp VP & Chf HR Ofcr
Exercise / conversionRestricted Performance Stock Rights · Derivative 14,310.12 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004132 · doc4.xml · derivative · entry 6

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,067

Underlying: Common Stock · 14,310.12 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F9 · balance_after: Total amount includes 5,186 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 6,174 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 6,707 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Peppard Denise M.Corp VP & Chf HR Ofcr
GrantRestricted Performance Stock Rights · Derivative 9,827.12 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004132 · doc4.xml · derivative · entry 5

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,377.12

Underlying: Common Stock · 9,827.12 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · shares: The RPSRs acquired include (i) 4,641.12 vested RPSRs with respect to the measurement period ended 12/31/16 acquired due to settlement of the 2014 RPSRs held at 148% of the target award and (ii) 5,186 unvested RPSRs granted under the LTISP on 2/17/17 with a measurement period ending on 12/31/19.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F8 · balance_after: Total amount includes 14,310.12 vested RPSRs granted under the LTISP on 2/19/14 with a measurement period ended on 12/31/16; 5,186 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 6,174 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 6,707 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Peppard Denise M.Corp VP & Chf HR Ofcr
Tax withholdingCommon Stock 6,232 $243.58 $1,517,990.56
Disclosure

SEC source: 0001225208-17-004132 · doc4.xml · nonDerivative · entry 2

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,450.62

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Peppard Denise M.Corp VP & Chf HR Ofcr
Exercise / conversionCommon Stock 14,310.12 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004132 · doc4.xml · nonDerivative · entry 1

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,682.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
VICE THOMAS ECorp VP & Pres Aerospace Sys
GrantRestricted Stock Rights · Derivative 4,465 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004135 · doc4.xml · derivative · entry 7

VICE THOMAS E · CIK 0001493777 · Corp VP & Pres Aerospace Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,564

Underlying: Common Stock · 4,465 shares

Expires not disclosed

F10 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F11 · balance_after: Total amount includes 4,465 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 5,767 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 6,512 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 8,820 RSRs granted under the LTISP on 2/19/14 that vested on 2/19/17.

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February 17, 2017 Filed Feb 22, 2017 21:39 UTC
VICE THOMAS ECorp VP & Pres Aerospace Sys
Exercise / conversionRestricted Performance Stock Rights · Derivative 31,303.48 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004135 · doc4.xml · derivative · entry 6

VICE THOMAS E · CIK 0001493777 · Corp VP & Pres Aerospace Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,196

Underlying: Common Stock · 31,303.48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F9 · balance_after: Total amount includes 10,676 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 12,710 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 13,810 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

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February 17, 2017 Filed Feb 22, 2017 21:39 UTC
VICE THOMAS ECorp VP & Pres Aerospace Sys
GrantRestricted Performance Stock Rights · Derivative 20,828.48 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004135 · doc4.xml · derivative · entry 5

VICE THOMAS E · CIK 0001493777 · Corp VP & Pres Aerospace Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,499.48

Underlying: Common Stock · 20,828.48 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · shares: The RPSRs acquired include (i) 10,152.48 vested RPSRs with respect to the measurement period ended 12/31/16 acquired due to settlement of the 2014 RPSRs held at 148% of the target award and (ii) 10,676 unvested RPSRs granted under the LTSIP on 2/17/17 with a measurement period ending on 12/31/19.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F8 · balance_after: Total amount includes 31,303.48 vested RPSRs granted under the LTISP on 2/19/14 with a measurement period ended on 12/31/16; 10,676 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 12,710 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 13,810 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

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February 17, 2017 Filed Feb 22, 2017 21:39 UTC
VICE THOMAS ECorp VP & Pres Aerospace Sys
Tax withholdingCommon Stock 15,733 $243.58 $3,832,244.14
Disclosure

SEC source: 0001225208-17-004135 · doc4.xml · nonDerivative · entry 2

VICE THOMAS E · CIK 0001493777 · Corp VP & Pres Aerospace Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,066.98

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
VICE THOMAS ECorp VP & Pres Aerospace Sys
Exercise / conversionCommon Stock 31,303.48 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004135 · doc4.xml · nonDerivative · entry 1

VICE THOMAS E · CIK 0001493777 · Corp VP & Pres Aerospace Sys

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,799.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Perry David TCVP Chief Global Bus Dev Off
GrantRestricted Stock Rights · Derivative 2,296 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004134 · doc4.xml · derivative · entry 9

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,468

Underlying: Common Stock · 2,296 shares

Expires not disclosed

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F13 · balance_after: Total amount includes 2,296 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 2,884 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 3,256 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 4,032 RSRs granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Perry David TCVP Chief Global Bus Dev Off
Exercise / conversionRestricted Performance Stock Rights · Derivative 14,310.12 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004134 · doc4.xml · derivative · entry 8

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,751

Underlying: Common Stock · 14,310.12 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

F8 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F8 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F11 · balance_after: Total amount includes 5,491 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 6,355 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 6,905 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Perry David TCVP Chief Global Bus Dev Off
GrantRestricted Performance Stock Rights · Derivative 10,132.12 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004134 · doc4.xml · derivative · entry 7

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,061.12

Underlying: Common Stock · 10,132.12 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F9 · shares: The RPSRs acquired include (i) 4,641.12 vested RPSRs with respect to the measurement period ended 12/31/16 acquired due to settlement of the 2014 RPSRs held at 148% of the target award and (ii) 5,491 unvested RPSRs granted under the LTISP on 2/17/17 with a measurement period ending on 12/31/19.

F8 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F8 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F10 · balance_after: Total amount includes 14,310.12 vested RPSRs granted under the LTISP on 2/19/14 with a measurement period ended on 12/31/16; 5,491 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 6,355 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 6,905 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Perry David TCVP Chief Global Bus Dev Off
Tax withholdingCommon Stock 6,235 $243.58 $1,518,721.30
Disclosure

SEC source: 0001225208-17-004134 · doc4.xml · nonDerivative · entry 2

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,948.56

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:39 UTC
Perry David TCVP Chief Global Bus Dev Off
Exercise / conversionCommon Stock 14,310.12 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004134 · doc4.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,183.56

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.