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NORTHROP GRUMMAN CORP /DE/

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2963
SEC CIK
0001133421
Parsed reports
704

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202507
Dec 202501
Jan 202602
Feb 2026029
Mar 202601
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2020 Filed Feb 20, 2020 22:55 UTC
Pamiljans Janis GCVP, Pres, Aeronautics Systems
Exercise / conversionRestricted Stock Rights · Derivative 765 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002986 · doc4.xml · derivative · entry 5

Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,950

Underlying: Common Stock · 765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F6 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F7 · balance_after: Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 1,414 RSRs granted under the LTISP on 2/12/20 that will vest on 12/31/21; 3,830 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:55 UTC
Pamiljans Janis GCVP, Pres, Aeronautics Systems
SaleCommon Stock 5,674 $367.26 $2,083,833.24
Disclosure

SEC source: 0001225208-20-002986 · doc4.xml · nonDerivative · entry 3

Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,648.2

F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:55 UTC
Pamiljans Janis GCVP, Pres, Aeronautics Systems
Tax withholdingCommon Stock 415 $372.42 $154,554.30
Disclosure

SEC source: 0001225208-20-002986 · doc4.xml · nonDerivative · entry 2

Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,322.2

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:55 UTC
Pamiljans Janis GCVP, Pres, Aeronautics Systems
Exercise / conversionCommon Stock 765 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002986 · doc4.xml · nonDerivative · entry 1

Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,737.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionRestricted Stock Rights · Derivative 3,189 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002985 · doc4.xml · derivative · entry 4

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,399

Underlying: Common Stock · 3,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F5 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F6 · balance_after: Total amount includes 2,206 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 2,845 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 2,348 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
SaleCommon Stock 9,320 $367.26 $3,422,863.20
Disclosure

SEC source: 0001225208-20-002985 · doc4.xml · nonDerivative · entry 3

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,170.31

F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Tax withholdingCommon Stock 1,541 $372.42 $573,899.22
Disclosure

SEC source: 0001225208-20-002985 · doc4.xml · nonDerivative · entry 2

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,490.31

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionCommon Stock 3,189 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002985 · doc4.xml · nonDerivative · entry 1

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,031.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionRestricted Stock Rights · Derivative 765 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002983 · doc4.xml · derivative · entry 6

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992

Underlying: Common Stock · 765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F5 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F6 · balance_after: Total amount includes 594 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 766 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 632 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Hardesty Michael ACorp VP, Controller & CAO
GiftCommon Stock 1,175 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002983 · doc4.xml · nonDerivative · entry 4

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,934.2

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Hardesty Michael ACorp VP, Controller & CAO
Tax withholdingCommon Stock 346 $372.42 $128,857.32
Disclosure

SEC source: 0001225208-20-002983 · doc4.xml · nonDerivative · entry 3

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,109.2

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F4 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Hardesty Michael ACorp VP, Controller & CAO
SaleCommon Stock 295 $367.26 $108,341.70
Disclosure

SEC source: 0001225208-20-002983 · doc4.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,455.2

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionCommon Stock 765 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002983 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Kalan Lesley ACVP, Chief Strategy & Dev Ofc
Exercise / conversionRestricted Stock Rights · Derivative 893 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002984 · doc4.xml · derivative · entry 4

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,723

Underlying: Common Stock · 893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F5 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F6 · balance_after: Total amount includes 1,527 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 1,751 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Kalan Lesley ACVP, Chief Strategy & Dev Ofc
Tax withholdingCommon Stock 403 $372.42 $150,085.26
Disclosure

SEC source: 0001225208-20-002984 · doc4.xml · nonDerivative · entry 2

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,357.89

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Kalan Lesley ACVP, Chief Strategy & Dev Ofc
Exercise / conversionCommon Stock 893 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002984 · doc4.xml · nonDerivative · entry 1

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,760.89

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Caylor Mark ACVP & Pres, Mission Systems
Exercise / conversionRestricted Stock Rights · Derivative 3,189 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002982 · doc4.xml · derivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,191

Underlying: Common Stock · 3,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F5 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

F6 · balance_after: Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 3,830 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,655 RSRs granted under the LTISP on 12/4/18 that will vest on 12/4/21; and 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Caylor Mark ACVP & Pres, Mission Systems
Tax withholdingCommon Stock 1,603 $372.42 $596,989.26
Disclosure

SEC source: 0001225208-20-002982 · doc4.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,560.1

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:53 UTC
Caylor Mark ACVP & Pres, Mission Systems
Exercise / conversionCommon Stock 3,189 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002982 · doc4.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,163.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:39 UTC
Hardesty Michael ACorp VP, Controller & CAO
SaleCommon Stock 1,178 $368.82 $434,469.96
Disclosure

SEC source: 0001225208-20-002642 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,985.2

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC
Warden Kathy JDirector · Chairman, CEO and President
GrantRestricted Stock Rights · Derivative 11,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002420 · doc4.xml · derivative · entry 5

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,604

Underlying: Common Stock · 11,453 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F8 · balance_after: Total amount includes 11,453 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 14,227 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 4,943 RSRs granted under the LTISP on 9/19/18 that will vest on 9/19/21; 4,516 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 4,465 RSRs granted under the LTISP on 2/17/17 that will vest on 2/18/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC
Warden Kathy JDirector · Chairman, CEO and President
Exercise / conversionRestricted Performance Stock Rights · Derivative 12,704.44 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002420 · doc4.xml · derivative · entry 4

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,569

Underlying: Common Stock · 12,704.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 27,037 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 33,572 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 13,016 RPSRs granted on 9/19/18 with a measurement period ending on 12/31/20; and 9,944 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC
Warden Kathy JDirector · Chairman, CEO and President
GrantRestricted Performance Stock Rights · Derivative 29,065.44 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002420 · doc4.xml · derivative · entry 3

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,273.44

Underlying: Common Stock · 29,065.44 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 2,028.44 vested RPSRs with respect to the measurement period ended 12/31/19 acquired due to settlement of the 2017 RPSRs held at 119% of the target award and (ii) 27,037 unvested RPSRs granted under the LTISP on 2/12/20 with a measurement period ending on 12/31/22.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 12,704.44 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 27,037 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 33,572 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 13,016 RPSRs granted on 9/19/18 with a measurement period ending on 12/31/20; and 9,944 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC
Warden Kathy JDirector · Chairman, CEO and President
Tax withholdingCommon Stock 5,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002420 · doc4.xml · nonDerivative · entry 2

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,277.29

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC
Warden Kathy JDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 12,704.44 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002420 · doc4.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,599.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:29 UTC
Ryan Lucy CCorp VP, Communications
GrantRestricted Stock Rights · Derivative 509 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002419 · doc4.xml · derivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,261

Underlying: Common Stock · 509 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F4 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F5 · balance_after: Total amount includes 509 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 657 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/21; 303 RSRs granted under the LTISP on 10/30/18 that will vest on 10/30/21; and 792 RSRs granted under the LTISP on 10/30/18 that will vest on 3/1/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:29 UTC
Ryan Lucy CCorp VP, Communications
GrantRestricted Performance Stock Rights · Derivative 1,202 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002419 · doc4.xml · derivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,459

Underlying: Common Stock · 1,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · shares: These unvested RPSRs were granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 with a measurement period ending on 12/31/22.

F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · balance_after: Total amount includes 1,202 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 1,550 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 707 RPSRs granted on 10/30/18 with a measurement period ending on 12/31/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:26 UTC
Larson Blake ECVP & Pres, Space Systems
GrantRestricted Stock Rights · Derivative 3,959 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002415 · doc4.xml · derivative · entry 2

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,073

Underlying: Common Stock · 3,959 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23.

F4 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23.

F5 · balance_after: Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 1,414 RSRs granted under the LTISP on 2/12/20 that will vest on 12/31/21; 3,283 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 2,831 RSRs granted under the LTISP on 6/13/18 that will vest on 6/13/21.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:26 UTC
Larson Blake ECVP & Pres, Space Systems
GrantRestricted Performance Stock Rights · Derivative 6,009 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002415 · doc4.xml · derivative · entry 1

Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,399

Underlying: Common Stock · 6,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · shares: These unvested RPSRs were granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 with a measurement period ending on 12/31/22.

F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · balance_after: Total amount includes 6,009 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 7,748 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,642 RPSRs granted on 6/13/18 with a measurement period ending on 12/31/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:32 UTC
Perry David TCVP Chief Global Bus Off
GrantRestricted Stock Rights · Derivative 1,527 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002422 · doc4.xml · derivative · entry 7

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,419

Underlying: Common Stock · 1,527 shares

Expires not disclosed

F9 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F9 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F9 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F10 · balance_after: Total amount includes 1,527 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 1,970 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 2,296 RSRs granted under the LTISP on 2/17/17 that will vest on 2/18/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:32 UTC
Perry David TCVP Chief Global Bus Off
Exercise / conversionRestricted Performance Stock Rights · Derivative 6,534.29 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002422 · doc4.xml · derivative · entry 6

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,833

Underlying: Common Stock · 6,534.29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

F5 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F8 · balance_after: Total amount includes 3,605 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 4,648 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:32 UTC
Perry David TCVP Chief Global Bus Off
GrantRestricted Performance Stock Rights · Derivative 4,648.29 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002422 · doc4.xml · derivative · entry 5

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,367.29

Underlying: Common Stock · 4,648.29 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · shares: The RPSRs acquired include (i) 1,043.29 vested RPSRs with respect to the measurement period ended 12/31/19 acquired due to settlement of the 2017 RPSRs held at 119% of the target award and (ii) 3,605 unvested RPSRs granted under the LTISP on 2/12/20 with a measurement period ending on 12/31/22.

F5 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · balance_after: Total amount includes 6,534.29 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 3,605 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 4,648 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:32 UTC
Perry David TCVP Chief Global Bus Off
Tax withholdingCommon Stock 2,549 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002422 · doc4.xml · nonDerivative · entry 2

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,975.6

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:32 UTC
Perry David TCVP Chief Global Bus Off
Exercise / conversionCommon Stock 6,534.29 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002422 · doc4.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,524.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC Exercise / conversionRestricted Performance Stock Rights · Derivative 11,797.66 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002421 · doc4.xml · derivative · entry 4

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,999

Underlying: Common Stock · 11,797.66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC GrantRestricted Performance Stock Rights · Derivative 1,883.66 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002421 · doc4.xml · derivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,796.66

Underlying: Common Stock · 1,883.66 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: These vested RPSRs were acquired with respect to the measurement period ended 12/31/19 due to settlement of the 2017 RPSRs held at 119% of the target award.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 11,797.66 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC Tax withholdingCommon Stock 5,295 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002421 · doc4.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,896.48

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC Exercise / conversionCommon Stock 11,797.66 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002421 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,191.48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:29 UTC
Purvis Shawn NCVP, Pres, Enterprise Svcs
GrantRestricted Stock Rights · Derivative 1,527 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002418 · doc4.xml · derivative · entry 7

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 1,527 shares

Expires not disclosed

F8 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F8 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F8 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F9 · balance_after: Total amount includes 1,527 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 1,970 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 427 RSRs granted under the LTISP on 2/17/17 that will vest on 2/18/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:29 UTC
Purvis Shawn NCVP, Pres, Enterprise Svcs
Exercise / conversionRestricted Performance Stock Rights · Derivative 1,994 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002418 · doc4.xml · derivative · entry 6

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,833

Underlying: Common Stock · 1,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · balance_after: Total amount includes 3,605 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 4,648 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:29 UTC
Purvis Shawn NCVP, Pres, Enterprise Svcs
GrantRestricted Performance Stock Rights · Derivative 4,602 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002418 · doc4.xml · derivative · entry 5

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,827

Underlying: Common Stock · 4,602 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · shares: The RPSRs acquired include (i) 997 vested RPSRs with respect to the measurement period ended 12/31/19 acquired due to settlement of the 2017 RPSRs held at 200% of the target award and (ii) 3,605 unvested RPSRs granted under the LTISP on 2/12/20 with a measurement period ending on 12/31/22.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 1,994 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 3,605 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 4,648 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

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February 12, 2020 Filed Feb 15, 2020 00:29 UTC
Purvis Shawn NCVP, Pres, Enterprise Svcs
Tax withholdingCommon Stock 610 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002418 · doc4.xml · nonDerivative · entry 2

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,237.42

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

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February 12, 2020 Filed Feb 15, 2020 00:29 UTC
Purvis Shawn NCVP, Pres, Enterprise Svcs
Exercise / conversionCommon Stock 1,994 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002418 · doc4.xml · nonDerivative · entry 1

Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,847.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

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February 12, 2020 Filed Feb 15, 2020 00:27 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
GrantRestricted Stock Rights · Derivative 2,545 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002417 · doc4.xml · derivative · entry 5

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,944

Underlying: Common Stock · 2,545 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F8 · balance_after: Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 487 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 402 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 510 RSRs granted under the LTISP on 2/17/17 that will vest on 2/18/20.

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February 12, 2020 Filed Feb 15, 2020 00:27 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
Exercise / conversionRestricted Performance Stock Rights · Derivative 2,382 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002417 · doc4.xml · derivative · entry 4

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,083

Underlying: Common Stock · 2,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 6,009 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 1,136 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 938 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

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February 12, 2020 Filed Feb 15, 2020 00:27 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
GrantRestricted Performance Stock Rights · Derivative 7,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002417 · doc4.xml · derivative · entry 3

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,465

Underlying: Common Stock · 7,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 1,191 vested RPSRs with respect to the measurement period ended 12/31/19 acquired due to settlement of the 2017 RPSRs held at 200% of the target award and (ii) 6,009 unvested RPSRs granted under the LTISP on 2/12/20 with a measurement period ending on 12/31/22.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 2,382 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 6,009 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 1,136 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 938 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

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February 12, 2020 Filed Feb 15, 2020 00:27 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
Tax withholdingCommon Stock 704 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002417 · doc4.xml · nonDerivative · entry 2

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,390.72

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

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February 12, 2020 Filed Feb 15, 2020 00:27 UTC
Petryszyn Mary DCVP, Pres, Defense Systems
Exercise / conversionCommon Stock 2,382 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002417 · doc4.xml · nonDerivative · entry 1

Petryszyn Mary D · CIK 0001791724 · CVP, Pres, Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,094.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

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February 12, 2020 Filed Feb 15, 2020 00:26 UTC
Pamiljans Janis GCVP, Pres, Aeronautics Systems
GrantRestricted Stock Rights · Derivative 3,959 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002416 · doc4.xml · derivative · entry 8

Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,715

Underlying: Common Stock · 3,959 shares

Expires not disclosed

F10 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23.

F10 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23.

F10 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23.

F11 · balance_after: Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 1,414 RSRs granted under the LTISP on 2/12/20 that will vest on 12/31/21; 3,830 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/18/20.

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February 12, 2020 Filed Feb 15, 2020 00:26 UTC
Pamiljans Janis GCVP, Pres, Aeronautics Systems
Exercise / conversionRestricted Performance Stock Rights · Derivative 11,180.05 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002416 · doc4.xml · derivative · entry 7

Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,008

Underlying: Common Stock · 11,180.05 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

F5 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F9 · balance_after: Total amount includes 6,009 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.