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Ryan Lucy C

Disclosed activity across 1 company

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115932
SEC CIK
0001762551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963Corp VP, CommunicationsMarch 02, 2023March 06, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORTHROP GRUMMAN CORP /DE/

Report date March 02, 2023 · Filed March 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,144.14 Reported balance After 2023-03-02 transaction · row 1
1 source row

Row 1 · 2023-03-02 · Sale · Disposed 553 · Balance 4,144.14

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2023 Filed Mar 6, 2023 22:00 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 553 $460.33 $254,562.49
Disclosure

SEC source: 0001628280-23-006552 · wf-form4_167814002939982.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,144.14

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:54 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 1,622.7 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004342 · wf-form4_167701645591546.xml · derivative · entry 5

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397

Underlying: Common Stock · 1,622.7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:54 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 1,296.7 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004342 · wf-form4_167701645591546.xml · derivative · entry 4

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,019.7

Underlying: Common Stock · 1,296.7 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · shares: The RPSRs acquired include (i) 420.70 vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that resulted in settlement at 135% of the target award; and (ii) 876 unvested RPSRs granted under the LTISP on 2/16/23 with a measurement period ending on 12/31/25. A total of 1,622.70 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 1,202 RPSRs was previously reported in connection with the grant of the 2020 RPSRs.

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:54 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 403 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004342 · wf-form4_167701645591546.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Underlying: Common Stock · 403 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.

F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:54 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 489 $465.35 $227,556.15
Disclosure

SEC source: 0001628280-23-004342 · wf-form4_167701645591546.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,697.14

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:54 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 1,622.7 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004342 · wf-form4_167701645591546.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,186.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:22 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 509 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003768 · wf-form4_167649972657454.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:22 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 164 $464.28 $76,141.92
Disclosure

SEC source: 0001628280-23-003768 · wf-form4_167649972657454.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563.44

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:22 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003768 · wf-form4_167649972657454.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,727.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 1,891 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · derivative · entry 5

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Underlying: Common Stock · 1,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 1,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · derivative · entry 4

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,614

Underlying: Common Stock · 1,417 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · shares: The RPSRs acquired include (i) 341 vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award; and (ii) 1,076 unvested RPSRs granted under the LTISP on 2/15/22 with a measurement period ending on 12/31/24. A total of 1,891 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 1,550 RPSRs was previously reported in connection with the grant of the 2019 RPSRs.

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 491 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657

Underlying: Common Stock · 491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 570 $384.77 $219,318.90
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218.44

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 1,891 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,788.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:39 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 657 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002855 · wf-form4_164504755977230.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:39 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 209 $390.60 $81,635.40
Disclosure

SEC source: 0001628280-22-002855 · wf-form4_164504755977230.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897.44

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:39 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 657 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002855 · wf-form4_164504755977230.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:32 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 303 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-021421 · wf-form4_163596791376295.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/2018 that vested on 11/1/2021.

F3 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/2018 that vested on 11/1/2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:32 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 92 $354.85 $32,646.20
Disclosure

SEC source: 0001628280-21-021421 · wf-form4_163596791376295.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449.44

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (October 30, 2021) fell on a weekend, the award shares vested on November 1, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on November 1, 2021. The shares will be distributed into the participant's account on November 2, 2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:32 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-021421 · wf-form4_163596791376295.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (October 30, 2021) fell on a weekend, the award shares vested on November 1, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on November 1, 2021. The shares will be distributed into the participant's account on November 2, 2021.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/2018 that vested on 11/1/2021.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:44 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 657 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003097 · doc4.xml · derivative · entry 5

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

Underlying: Common Stock · 657 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:44 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 996.87 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003097 · doc4.xml · derivative · entry 4

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,197

Underlying: Common Stock · 996.87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:44 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 1,734.87 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003097 · doc4.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193.87

Underlying: Common Stock · 1,734.87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:44 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 314 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003097 · doc4.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238.44

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:44 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 996.87 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003097 · doc4.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2021 Filed Mar 1, 2021 13:49 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 1,734.87 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003992 · doc4a.xml · derivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193.87

Underlying: Common Stock · 1,734.87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period").

F2 · shares: The RSPRs acquired include (i) 289.87 vested RPSRs with respect to the measurement period ended 12/31/20 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 10/30/18 that resulted in settlement at 141% of the target award; and (ii) 1,445 unvested RPSRs granted under the LTISP on 2/16/21 with a measurement period ending on 12/31/23. A total of 996.87 shares were issued in settlement of the 2018 RPSRs with a measurement period that ended 12/31/20, and the target award amount of 707 RPSRs was previously reported in connection with the grant of the 2018 RPSRs.

F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period").

F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period").

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March 02, 2020 Filed Mar 4, 2020 22:08 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 792 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004357 · doc4.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469

Underlying: Common Stock · 792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the date on which the award shares were originally scheduled to vest fell on a Sunday (March 1, 2020), the award shares vested on March 2, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on March 2, 2020.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/18 that vested on 3/2/2020.

F4 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/18 that vested on 3/2/2020.

F5 · balance_after: Total amount includes 509 RSRs granted under the LTISP on 2/12/2020 that will vest on 2/13/23; 657 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/21; and 303 RSRs granted under the LTISP on 10/30/18 that will vest on 10/30/21.

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March 02, 2020 Filed Mar 4, 2020 22:08 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 239 $335.99 $80,301.61
Disclosure

SEC source: 0001225208-20-004357 · doc4.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the date on which the award shares were originally scheduled to vest fell on a Sunday (March 1, 2020), the award shares vested on March 2, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on March 2, 2020.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

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March 02, 2020 Filed Mar 4, 2020 22:08 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 792 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004357 · doc4.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the date on which the award shares were originally scheduled to vest fell on a Sunday (March 1, 2020), the award shares vested on March 2, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on March 2, 2020.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/18 that vested on 3/2/2020.

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February 12, 2020 Filed Feb 15, 2020 00:29 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 509 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002419 · doc4.xml · derivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,261

Underlying: Common Stock · 509 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F4 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23.

F5 · balance_after: Total amount includes 509 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 657 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/21; 303 RSRs granted under the LTISP on 10/30/18 that will vest on 10/30/21; and 792 RSRs granted under the LTISP on 10/30/18 that will vest on 3/1/20.

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February 12, 2020 Filed Feb 15, 2020 00:29 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 1,202 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002419 · doc4.xml · derivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,459

Underlying: Common Stock · 1,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · shares: These unvested RPSRs were granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 with a measurement period ending on 12/31/22.

F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · balance_after: Total amount includes 1,202 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 1,550 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 707 RPSRs granted on 10/30/18 with a measurement period ending on 12/31/20.

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February 13, 2019 Filed Feb 15, 2019 21:27 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 657 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002777 · doc4.xml · derivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752

Underlying: Common Stock · 657 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22.

F4 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22.

F5 · balance_after: Total amount includes 657 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 303 RSRs granted under the LTISP on 10/30/18 that will vest on 10/30/21; and 792 RSRs granted under the LTISP on 10/30/18 that will vest on 3/1/20.

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February 13, 2019 Filed Feb 15, 2019 21:27 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 1,550 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002777 · doc4.xml · derivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 1,550 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · shares: The RPSRs acquired include 1,550 unvested RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 with a measurement period ending on 12/31/21.

F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · balance_after: Total amount includes 1,550 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 707 RPSRs granted on 10/30/18 with a measurement period ending on 12/31/20.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.