Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORTHROP GRUMMAN CORP /DE/
Report date February 15, 2022 · Filed February 17, 2022
Section 16 reporting ended · disclosed 2022-02-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,167.42 |
Ending reported balance
After 2022-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-02-15 · Exercise / conversion · Acquired 5,671 · Balance 10,648.42 Row 2 · 2022-02-15 · Tax withholding · Disposed 2,481 · Balance 8,167.42 |
| Restricted Performance Stock RightsSEC Table II · derivative / convertible security | Direct | 13,610 |
Reported balance
After 2022-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-02-15 · Grant · Acquired 1,023 · Balance 13,610 F2: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3: Vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the 2019 RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award. A total of 5,671 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 4,648 RPSRs was previously reported in connection with the grant of the 2019 RPSRs. |
| Restricted Performance Stock RightsSEC Table II · derivative / convertible security | Direct | 7,939 |
Reported balance
After 2022-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-02-15 · Exercise / conversion · Disposed 5,671 · Balance 7,939 F2: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). |
| Common StockSEC Table I · non-derivative | IndirectHeld in Northrop Grumman Savings Plan | 2,572.0272 |
Reported balance
Holding disclosure · report date 2022-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,572.0272 F1: Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contributions plan, as of 2/15/22. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred. |
Filing footnotes · ownership attribution and instrument terms
F1: Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contributions plan, as of 2/15/22. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
F2: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
F3: Vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the 2019 RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award. A total of 5,671 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 4,648 RPSRs was previously reported in connection with the grant of the 2019 RPSRs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2022 Filed Feb 17, 2022 21:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 5,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003054 · wf-form4_164513504624822.xml · derivative · entry 5 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,939 Underlying: Common Stock · 5,671 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 1,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003054 · wf-form4_164513504624822.xml · derivative · entry 4 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,610 Underlying: Common Stock · 1,023 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · shares: Vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the 2019 RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award. A total of 5,671 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 4,648 RPSRs was previously reported in connection with the grant of the 2019 RPSRs. F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 2,481 | $384.77 | $954,614.37 |
DisclosureSEC source: 0001628280-22-003054 · wf-form4_164513504624822.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,167.42 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 5,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003054 · wf-form4_164513504624822.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,648.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-002861 · wf-form4_164504851119296.xml · derivative · entry 4 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,497 Underlying: Common Stock · 1,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F3 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/19 that vested on 2/14/22. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 601 | $390.60 | $234,750.60 |
DisclosureSEC source: 0001628280-22-002861 · wf-form4_164504851119296.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,977.42 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-002861 · wf-form4_164504851119296.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,578.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 15:09 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 4,389 | $300.25 | $1,317,797.25 |
DisclosureSEC source: 0001225208-21-004887 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,608.42 F1 · price: Represents the weighted average sale price of $300.25 rounded to the nearest hundredth. The highest price at which the shares were sold was $300.26 and the lowest price at which the shares were sold was $300.13. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003095 · doc4.xml · derivative · entry 10 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,467 Underlying: Common Stock · 1,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F5 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/18 that vested on 2/16/21. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003095 · doc4.xml · derivative · entry 9 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,093 Underlying: Common Stock · 1,970 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. F3 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 3,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003095 · doc4.xml · derivative · entry 8 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,587 Underlying: Common Stock · 3,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 4,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003095 · doc4.xml · derivative · entry 7 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,346 Underlying: Common Stock · 4,513 shares Expires not disclosed F2 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003095 · doc4.xml · nonDerivative · entry 4 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,997.42 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 734 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003095 · doc4.xml · nonDerivative · entry 3 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,186.42 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003095 · doc4.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,920.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003095 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,294.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Mar 1, 2021 13:48 UTC Amendment | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 4,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003991 · doc4a.xml · derivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,346 Underlying: Common Stock · 4,513 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). F2 · shares: The RSPRs acquired include (i) 179 vested RPSRs with respect to the measurement period ended 12/31/20 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/18 that resulted in settlement at 105% of the target award; and (ii) 4,334 unvested RPSRs granted under the LTISP on 2/16/21 with a measurement period ending on 12/31/23. A total of 3,759 shares were issued in settlement of the 2018 RPSRs with a measurement period that ended 12/31/20, and the target award amount of 3,580 RPSRs was previously reported in connection with the grant of the 2018 RPSRs. F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). Read SEC document |
| February 03, 2021 Filed Feb 19, 2021 01:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 5,202.5567 | $300.74 | $1,564,616.90 |
DisclosureSEC source: 0001225208-21-003095 · doc4.xml · nonDerivative · entry 5 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 00:31 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 38.3782 | $330.67 | $12,690.52 |
DisclosureSEC source: 0001225208-20-008611 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,067.6819 F1 · shares: The reporting person's spouse liquidated a portion of his share holdings in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan. F2 · ownership.nature: Held in the Plan as of June 1, 2020. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002992 · doc4.xml · derivative · entry 5 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,123 Underlying: Common Stock · 427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. F5 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. F6 · balance_after: Total amount includes 1,527 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 1,970 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 129 | $372.42 | $48,042.18 |
DisclosureSEC source: 0001225208-20-002992 · doc4.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,535.42 F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020. F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002992 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,664.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:29 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 1,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002418 · doc4.xml · derivative · entry 7 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,550 Underlying: Common Stock · 1,527 shares Expires not disclosed F8 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23. F8 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23. F8 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23. F9 · balance_after: Total amount includes 1,527 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 1,970 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 427 RSRs granted under the LTISP on 2/17/17 that will vest on 2/18/20. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:29 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 1,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002418 · doc4.xml · derivative · entry 6 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 Underlying: Common Stock · 1,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020. F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F7 · balance_after: Total amount includes 3,605 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 4,648 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:29 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 4,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002418 · doc4.xml · derivative · entry 5 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,827 Underlying: Common Stock · 4,602 shares Expires not disclosed F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · shares: The RPSRs acquired include (i) 997 vested RPSRs with respect to the measurement period ended 12/31/19 acquired due to settlement of the 2017 RPSRs held at 200% of the target award and (ii) 3,605 unvested RPSRs granted under the LTISP on 2/12/20 with a measurement period ending on 12/31/22. F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F6 · balance_after: Total amount includes 1,994 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 3,605 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 4,648 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:29 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002418 · doc4.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,237.42 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e) Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:29 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 1,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002418 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, Pres, Enterprise Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,847.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,892 | $286.47 | $542,001.24 |
DisclosureSEC source: 0001225208-19-004183 · doc4.xml · nonDerivative · entry 3 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,853.42 F3 · price: Represents the weighted average sale price of $286.47 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.88 and the lowest price at which the shares were sold was $286.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 716 | $285.85 | $204,668.60 |
DisclosureSEC source: 0001225208-19-004183 · doc4.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,745.42 F2 · price: Represents the weighted average sale price of $285.85 rounded to the nearest hundredth. The highest price at which the shares were sold was $285.98 and the lowest price at which the shares were sold was $285.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 22:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 129 | $287.10 | $37,035.90 |
DisclosureSEC source: 0001225208-19-004183 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,461.42 F1 · price: Represents the weighted average sale price of $287.10 rounded to the nearest hundredth. The highest price at which the shares were sold was $287.12 and the lowest price at which the shares were sold was $287.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003289 · doc4.xml · derivative · entry 5 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,023 Underlying: Common Stock · 535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19. F5 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19. F6 · balance_after: Total amount includes 1,970 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 427 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 162 | $287.35 | $46,550.70 |
DisclosureSEC source: 0001225208-19-003289 · doc4.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,590.42 F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019. F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003289 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,752.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:27 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002776 · doc4.xml · derivative · entry 7 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,558 Underlying: Common Stock · 1,970 shares Expires not disclosed F8 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F8 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F8 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F9 · balance_after: Total amount includes 1,970 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 427 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 535 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:27 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 2,446.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002776 · doc4.xml · derivative · entry 6 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,225 Underlying: Common Stock · 2,446.08 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/16 with a valuation of performance measurement period ("measurement period") that ended 12/31/18. RPSRs to be settled at 196% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2019. F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F7 · balance_after: Total amount includes 4,648 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; and 997 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:27 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 5,846.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002776 · doc4.xml · derivative · entry 5 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,671.08 Underlying: Common Stock · 5,846.08 shares Expires not disclosed F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · shares: The RPSRs acquired include (i) 1,198.08 vested RPSRs with respect to the measurement period ended 12/31/18 acquired due to settlement of the 2016 RPSRs held at 196% of the target award; and (ii) 4,648 unvested RPSRs granted under the LTISP on 2/13/19 with a measurement period ending on 12/31/21. F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F6 · balance_after: Total amount includes 2,446.08 vested RPSRs granted under the LTISP on 2/17/16 with a measurement period ending on 12/31/18; 4,648 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; and 997 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:27 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 748 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002776 · doc4.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,217.42 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e) Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:27 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 2,446.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002776 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,965.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/16 with a valuation of performance measurement period ("measurement period") that ended 12/31/18. RPSRs to be settled at 196% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2019. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:01 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 807 | $280.00 | $225,960.00 |
DisclosureSEC source: 0001225208-18-015278 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,519.34 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| October 29, 2018 Filed Nov 1, 2018 14:02 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,565 | $273.39 | $427,855.35 |
DisclosureSEC source: 0001225208-18-015027 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,326.34 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 18, 2018 Filed Feb 22, 2018 22:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003823 · doc4.xml · derivative · entry 5 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,588 Underlying: Common Stock · 604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18. F5 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18. F6 · balance_after: Total amount includes 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 427 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 535 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19. Read SEC document |
| February 18, 2018 Filed Feb 22, 2018 22:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 273 | $350.36 | $95,648.28 |
DisclosureSEC source: 0001225208-18-003823 · doc4.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,880.34 F1 · date: In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018. F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 18, 2018 Filed Feb 22, 2018 22:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003823 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,153.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003063 · doc4.xml · derivative · entry 7 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,192 Underlying: Common Stock · 1,626 shares Expires not disclosed F8 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21. F8 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21. F8 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21. F9 · balance_after: Total amount includes 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 427 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 535 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 604 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 1,845.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003063 · doc4.xml · derivative · entry 6 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,825 Underlying: Common Stock · 1,845.79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018. F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F7 · balance_after: Total amount includes 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 997 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 1,248 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 4,016.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003063 · doc4.xml · derivative · entry 5 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,670.79 Underlying: Common Stock · 4,016.79 shares Expires not disclosed F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · shares: The RPSRs acquired include (i) 436.79 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 131% of the target award and (ii) 3,580 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20. F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F6 · balance_after: Total amount includes 1,845.79 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 997 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 1,248 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003063 · doc4.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,549.34 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 1,845.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003063 · doc4.xml · nonDerivative · entry 1 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,120.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018. Read SEC document |
| February 13, 2018 Filed Feb 26, 2018 23:06 UTC Amendment | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 1,845.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004222 · doc4a.xml · derivative · entry 3 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,825 Underlying: Common Stock · 1,845.79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018. F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · balance_after: Total amount includes 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 997 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 1,248 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18. Read SEC document |
| February 13, 2018 Filed Feb 26, 2018 23:06 UTC Amendment | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004222 · doc4a.xml · nonDerivative · entry 2 Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,560.34 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.