Tapewire

Nasdaq · USD

NMFC

New Mountain Finance Corp

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Tapewire entity
5211
SEC CIK
0001496099
Parsed reports
149

Last 12 months

Inside the activity.

20 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 2026160
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2018 Filed Dec 11, 2018 16:12 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 13,200 $13.24 $174,768.00
Disclosure

SEC source: 0001515170-18-000008 · wf-form4_154454471474066.xml · nonDerivative · entry 1

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,720.89

Read SEC document
November 13, 2018 Filed Nov 14, 2018 15:30 UTC
Ogens DavidDirector
PurchaseCommon Stock 1,799 $13.53 $24,340.47
Disclosure

SEC source: 0001515169-18-000002 · wf-form4_154220943478650.xml · nonDerivative · entry 1

Ogens David · CIK 0001515169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,259

Read SEC document
September 12, 2018 Filed Sep 13, 2018 20:39 UTC
Kline JohnPresident and COO
PurchaseCommon Stock 10,000 $13.75 $137,500.00
Disclosure

SEC source: 0001515172-18-000004 · wf-form4_153687113889149.xml · nonDerivative · entry 2

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,030.5

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:39 UTC
Kline JohnPresident and COO
PurchaseCommon Stock 7,250 $13.80 $100,050.00
Disclosure

SEC source: 0001515172-18-000004 · wf-form4_153687113889149.xml · nonDerivative · entry 1

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,030.5

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:36 UTC
Stone JamesSection 16 Officer
PurchaseCommon Stock 965 $13.75 $13,268.75
Disclosure

SEC source: 0001515176-18-000004 · wf-form4_153635616939700.xml · nonDerivative · entry 3

Stone James · CIK 0001515176 · Section 16 Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,776.086

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:36 UTC
Stone JamesSection 16 Officer
PurchaseCommon Stock 2,460 $13.72 $33,753.41
Disclosure

SEC source: 0001515176-18-000004 · wf-form4_153635616939700.xml · nonDerivative · entry 2

Stone James · CIK 0001515176 · Section 16 Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,811.086

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:36 UTC
Stone JamesSection 16 Officer
PurchaseCommon Stock 575 $13.75 $7,906.25
Disclosure

SEC source: 0001515176-18-000004 · wf-form4_153635616939700.xml · nonDerivative · entry 1

Stone James · CIK 0001515176 · Section 16 Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,351.086

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:39 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 9,200 $13.74 $126,408.00
Disclosure

SEC source: 0001515170-18-000006 · wf-form4_153635635982824.xml · nonDerivative · entry 2

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,312.79

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:39 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 2,800 $13.73 $38,430.00
Disclosure

SEC source: 0001515170-18-000006 · wf-form4_153635635982824.xml · nonDerivative · entry 1

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,112.79

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:29 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 58 $13.75 $797.50
Disclosure

SEC source: 0001260098-18-000004 · wf-form4_153659335522924.xml · nonDerivative · entry 3

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,790.52

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:29 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 2,000 $13.73 $27,460.00
Disclosure

SEC source: 0001260098-18-000004 · wf-form4_153659335522924.xml · nonDerivative · entry 2

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,732.52

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:29 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 12,942 $13.70 $177,305.40
Disclosure

SEC source: 0001260098-18-000004 · wf-form4_153659335522924.xml · nonDerivative · entry 1

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,732.52

Read SEC document
March 16, 2018 Filed Mar 16, 2018 20:39 UTC PurchaseCommon Stock 1,214 $13.30 $16,146.20
Disclosure

SEC source: 0001515171-18-000002 · wf-form4_152123272637840.xml · nonDerivative · entry 3

Hurley Alfred F Jr · CIK 0001515171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,240.23

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:39 UTC PurchaseCommon Stock 200 $13.05 $2,610.00
Disclosure

SEC source: 0001515171-18-000002 · wf-form4_152123272637840.xml · nonDerivative · entry 2

Hurley Alfred F Jr · CIK 0001515171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,026.23

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:39 UTC PurchaseCommon Stock 3,586 $12.95 $46,438.70
Disclosure

SEC source: 0001515171-18-000002 · wf-form4_152123272637840.xml · nonDerivative · entry 1

Hurley Alfred F Jr · CIK 0001515171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,826.23

Read SEC document
March 14, 2018 Filed Mar 14, 2018 21:16 UTC
Kajee ShirazCFO and Treasurer
PurchaseCommon Stock 1,000 $13.18 $13,175.00
Disclosure

SEC source: 0001104659-18-017515 · a4.xml · nonDerivative · entry 1

Kajee Shiraz · CIK 0001591497 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
March 14, 2018 Filed Mar 16, 2018 16:07 UTC
HAMWEE ROBERTDirector · CEO and Director
PurchaseCommon Stock 20,000 $13.20 $264,078.00
Disclosure

SEC source: 0001260098-18-000002 · wf-form4_152121645942978.xml · nonDerivative · entry 1

HAMWEE ROBERT · CIK 0001260098 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,284.04

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
March 13, 2018 Filed Mar 14, 2018 13:47 UTC PurchaseCommon Stock 99,163 $13.43 $1,331,620.26
Disclosure

SEC source: 0001104659-18-017432 · a4.xml · nonDerivative · entry 2

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,922,763

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
March 13, 2018 Filed Mar 14, 2018 15:32 UTC
Stone JamesSection 16 Officer
PurchaseCommon Stock 1,200 $13.53 $16,230.00
Disclosure

SEC source: 0001515176-18-000002 · wf-form4_152104152179276.xml · nonDerivative · entry 2

Stone James · CIK 0001515176 · Section 16 Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,390.079

Read SEC document
March 13, 2018 Filed Mar 14, 2018 15:32 UTC
Stone JamesSection 16 Officer
PurchaseCommon Stock 2,100 $13.53 $28,413.84
Disclosure

SEC source: 0001515176-18-000002 · wf-form4_152104152179276.xml · nonDerivative · entry 1

Stone James · CIK 0001515176 · Section 16 Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,190.079

Read SEC document
March 12, 2018 Filed Mar 14, 2018 13:47 UTC PurchaseCommon Stock 182,013 $13.38 $2,436,153.00
Disclosure

SEC source: 0001104659-18-017432 · a4.xml · nonDerivative · entry 1

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,823,600

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
March 09, 2018 Filed Mar 12, 2018 14:33 UTC PurchaseCommon Stock 95,615 $13.41 $1,281,938.99
Disclosure

SEC source: 0001104659-18-016655 · a4.xml · nonDerivative · entry 2

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,641,587

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
March 08, 2018 Filed Mar 12, 2018 14:33 UTC PurchaseCommon Stock 105,485 $13.32 $1,404,859.78
Disclosure

SEC source: 0001104659-18-016655 · a4.xml · nonDerivative · entry 1

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,545,972

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
March 05, 2018 Filed Mar 6, 2018 00:56 UTC
Kline JohnPresident and COO
PurchaseCommon Stock 2,800 $13.10 $36,680.00
Disclosure

SEC source: 0001515172-18-000002 · wf-form4_152029779124256.xml · nonDerivative · entry 2

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,054.56

Read SEC document
March 05, 2018 Filed Mar 6, 2018 00:56 UTC
Kline JohnPresident and COO
PurchaseCommon Stock 17,200 $13.15 $226,094.00
Disclosure

SEC source: 0001515172-18-000002 · wf-form4_152029779124256.xml · nonDerivative · entry 1

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,254.56

Read SEC document
March 05, 2018 Filed Mar 6, 2018 22:47 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 755 $13.13 $9,909.38
Disclosure

SEC source: 0001515170-18-000004 · wf-form4_152037639526454.xml · nonDerivative · entry 4

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,904

Read SEC document
March 05, 2018 Filed Mar 6, 2018 22:47 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 5,718 $13.15 $75,191.70
Disclosure

SEC source: 0001515170-18-000004 · wf-form4_152037639526454.xml · nonDerivative · entry 3

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,149

Read SEC document
March 05, 2018 Filed Mar 6, 2018 22:47 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 9,482 $13.14 $124,593.48
Disclosure

SEC source: 0001515170-18-000004 · wf-form4_152037639526454.xml · nonDerivative · entry 2

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,431

Read SEC document
March 05, 2018 Filed Mar 6, 2018 22:47 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 300 $13.13 $3,937.50
Disclosure

SEC source: 0001515170-18-000004 · wf-form4_152037639526454.xml · nonDerivative · entry 1

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,949

Read SEC document
March 05, 2018 Filed Mar 7, 2018 14:44 UTC PurchaseCommon Stock 10,000 $13.19 $131,900.00
Disclosure

SEC source: 0001404514-18-000002 · wf-form4_152043387371559.xml · nonDerivative · entry 1

Wolfgruber Kurt · CIK 0001404514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 37,140

Read SEC document
December 15, 2017 Filed Dec 18, 2017 17:45 UTC PurchaseCommon Stock 500 $13.93 $6,965.00
Disclosure

SEC source: 0001404514-17-000004 · wf-form4_151361914442832.xml · nonDerivative · entry 2

Wolfgruber Kurt · CIK 0001404514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber

Disclosed balance after: 2,500

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 17:45 UTC PurchaseCommon Stock 2,500 $13.93 $34,825.00
Disclosure

SEC source: 0001404514-17-000004 · wf-form4_151361914442832.xml · nonDerivative · entry 1

Wolfgruber Kurt · CIK 0001404514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,905

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 20:25 UTC
Kline JohnPresident and COO
GrantCommon Stock 3,536 $14.19 $50,175.84
Disclosure

SEC source: 0001515172-17-000004 · wf-form4_151319673062006.xml · nonDerivative · entry 3

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,184.33

Read SEC document
December 12, 2017 Filed Dec 13, 2017 20:25 UTC
Kline JohnPresident and COO
GrantCommon Stock 3,064 $14.18 $43,432.20
Disclosure

SEC source: 0001515172-17-000004 · wf-form4_151319673062006.xml · nonDerivative · entry 2

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,648.33

Read SEC document
December 12, 2017 Filed Dec 13, 2017 20:25 UTC
Kline JohnPresident and COO
PurchaseCommon Stock 900 $14.20 $12,775.50
Disclosure

SEC source: 0001515172-17-000004 · wf-form4_151319673062006.xml · nonDerivative · entry 1

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,584.33

Read SEC document
December 12, 2017 Filed Dec 18, 2017 22:41 UTC Amendment
Kline JohnPresident and COO
PurchaseCommon Stock 3,536 $14.19 $50,175.84
Disclosure

SEC source: 0001515172-17-000005 · wf-form4a_151363688771708.xml · nonDerivative · entry 3

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,184.33

F1 · kind: This amendment to the Form 4 filed on December 13, 2017 is being filed to correct a typographical error in Column 3 of Table 1, which previously inadvertently included an incorrect Transaction Code. No other changes are being made hereby.

Read SEC document
December 12, 2017 Filed Dec 18, 2017 22:41 UTC Amendment
Kline JohnPresident and COO
PurchaseCommon Stock 3,064 $14.18 $43,432.20
Disclosure

SEC source: 0001515172-17-000005 · wf-form4a_151363688771708.xml · nonDerivative · entry 2

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,648.33

F1 · kind: This amendment to the Form 4 filed on December 13, 2017 is being filed to correct a typographical error in Column 3 of Table 1, which previously inadvertently included an incorrect Transaction Code. No other changes are being made hereby.

Read SEC document
December 12, 2017 Filed Dec 18, 2017 22:41 UTC Amendment
Kline JohnPresident and COO
PurchaseCommon Stock 900 $14.20 $12,775.50
Disclosure

SEC source: 0001515172-17-000005 · wf-form4a_151363688771708.xml · nonDerivative · entry 1

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,584.33

Read SEC document
December 07, 2017 Filed Dec 8, 2017 15:27 UTC
Stone JamesSection 16 Officer
PurchaseCommon Stock 12,000 $14.19 $170,280.00
Disclosure

SEC source: 0001515176-17-000002 · wf-form4_151274681947237.xml · nonDerivative · entry 2

Stone James · CIK 0001515176 · Section 16 Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,119.775

Read SEC document
December 06, 2017 Filed Dec 8, 2017 20:42 UTC
Kline JohnPresident and COO
PurchaseCommon Stock 7,500 $14.15 $106,087.50
Disclosure

SEC source: 0001515172-17-000002 · wf-form4_151276575044079.xml · nonDerivative · entry 1

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,684.33

Read SEC document
November 30, 2017 Filed Dec 4, 2017 19:26 UTC PurchaseCommon Stock 350 $14.18 $4,961.25
Disclosure

SEC source: 0001404514-17-000002 · wf-form4_151241556815087.xml · nonDerivative · entry 1

Wolfgruber Kurt · CIK 0001404514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 27,140

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:54 UTC
Jerry Karrie J.CCO and Corporate Secretary
PurchaseCommon Stock 350 $14.20 $4,970.00
Disclosure

SEC source: 0001646056-17-000002 · wf-form4_151136966887453.xml · nonDerivative · entry 1

Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,305.49

Read SEC document
November 17, 2017 Filed Nov 20, 2017 14:32 UTC
Kajee ShirazCFO and Treasurer
PurchaseCommon Stock 2,000 $14.08 $28,150.00
Disclosure

SEC source: 0001104659-17-069554 · a4.xml · nonDerivative · entry 1

Kajee Shiraz · CIK 0001591497 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 18:33 UTC
HAMWEE ROBERTDirector · CEO and Director
GrantCommon Stock 2,891 $14.25 $41,196.75
Disclosure

SEC source: 0001260098-17-000004 · wf-form4_151085708696994.xml · nonDerivative · entry 2

HAMWEE ROBERT · CIK 0001260098 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,754.121

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
November 15, 2017 Filed Dec 18, 2017 22:43 UTC Amendment
HAMWEE ROBERTDirector · CEO and Director
PurchaseCommon Stock 2,891 $14.25 $41,196.75
Disclosure

SEC source: 0001260098-17-000005 · wf-form4a_151363698239042.xml · nonDerivative · entry 2

HAMWEE ROBERT · CIK 0001260098 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,754.121

F1 · kind: This amendment to the Form 4 filed on November 16, 2017 is being filed to correct a typographical error in Column 3 of Table 1, which previously inadvertently included an incorrect Transaction Code. No other changes are being made hereby.

F2 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 18:33 UTC
HAMWEE ROBERTDirector · CEO and Director
GrantCommon Stock 17,109 $14.19 $242,752.76
Disclosure

SEC source: 0001260098-17-000004 · wf-form4_151085708696994.xml · nonDerivative · entry 1

HAMWEE ROBERT · CIK 0001260098 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,863.121

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
November 14, 2017 Filed Dec 18, 2017 22:43 UTC Amendment
HAMWEE ROBERTDirector · CEO and Director
PurchaseCommon Stock 17,109 $14.19 $242,752.76
Disclosure

SEC source: 0001260098-17-000005 · wf-form4a_151363698239042.xml · nonDerivative · entry 1

HAMWEE ROBERT · CIK 0001260098 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,863.121

F1 · kind: This amendment to the Form 4 filed on November 16, 2017 is being filed to correct a typographical error in Column 3 of Table 1, which previously inadvertently included an incorrect Transaction Code. No other changes are being made hereby.

F2 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:33 UTC
Kajee ShirazCFO & Treasurer
PurchaseCommon Stock 2,000 $14.63 $29,250.00
Disclosure

SEC source: 0001104659-17-039245 · a4.xml · nonDerivative · entry 1

Kajee Shiraz · CIK 0001591497 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 17, 2017 Filed May 18, 2017 13:07 UTC
Ogens DavidDirector
PurchaseCommon Stock 3,600 $14.37 $51,732.00
Disclosure

SEC source: 0001515169-17-000003 · wf-form4_149511285968061.xml · nonDerivative · entry 1

Ogens David · CIK 0001515169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,654

Read SEC document
March 15, 2017 Filed Mar 16, 2017 15:43 UTC SaleCommon Stock 20,000 $14.76 $295,200.00
Disclosure

SEC source: 0001555843-17-000004 · wf-form4_148967901594263.xml · nonDerivative · entry 4

Malpass David · CIK 0001555843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.