Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axxes Opportunistic Credit FundAXOIX · Entity 66232 | Chief Compliance Officer | October 01, 2024 | October 10, 2024 |
| Axxes Private Markets FundAXEIX · Entity 66139 | Chief Compliance Officer | February 26, 2025 | May 14, 2025 |
| NMF SLF I, Inc.NONE · Entity 107817 | Chief Compliance Officer · Corporate Secretary | January 21, 2020 | February 04, 2020 |
| New Mountain Finance CorpNMFC · Entity 5211 | CCO and Corporate Secretary | March 12, 2020 | March 13, 2020 |
| New Mountain Guardian III BDC, L.L.C.NONE · Entity 84827 | Chief Compliance Off &Corp Sec | September 13, 2019 | September 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axxes Opportunistic Credit Fund
Report date October 01, 2024 · Filed October 10, 2024
This filing explicitly reported no securities owned.
Axxes Private Markets Fund
Report date February 26, 2025 · Filed May 14, 2025
This filing explicitly reported no securities owned.
NMF SLF I, Inc.
Report date January 21, 2020 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities are beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-01-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
New Mountain Finance Corp
Report date March 12, 2020 · Filed March 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,394 |
Ending reported balance
After 2020-03-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-12 · Purchase · Acquired 300 · Balance 6,344 Row 2 · 2020-03-12 · Purchase · Acquired 50 · Balance 6,394 |
New Mountain Guardian III BDC, L.L.C.
Report date September 13, 2019 · Filed September 13, 2019
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 13, 2020 16:28 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 50 | $9.45 | $472.50 |
DisclosureSEC source: 0001646056-20-000002 · wf-form4_158411688689342.xml · nonDerivative · entry 2 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,394 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:28 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 300 | $9.85 | $2,955.00 |
DisclosureSEC source: 0001646056-20-000002 · wf-form4_158411688689342.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,344 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:24 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 600 | $12.85 | $7,710.00 |
DisclosureSEC source: 0001567619-20-005580 · doc1.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,044.05 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Ms. Jerry's previous beneficial ownership report on Form 4 on November 18, 2019. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:06 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 400 | $13.35 | $5,340.00 |
DisclosureSEC source: 0001646056-19-000006 · wf-form4_157411115957925.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,312.33 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Ms. Jerry's previous beneficial ownership report on Form 4 on August 14, 2019. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 20:04 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 500 | $13.30 | $6,650.00 |
DisclosureSEC source: 0001646056-19-000004 · wf-form4_156581306245633.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,793.83 Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 19:47 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 500 | $13.25 | $6,625.00 |
DisclosureSEC source: 0001646056-19-000002 · wf-form4_156572562624794.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,293.83 F1 · balance_after: Includes 248.07 shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Ms. Jerry's previous beneficial ownership report on Form 4 on December 13, 2018. Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 18:57 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,000 | $12.90 | $12,900.00 |
DisclosureSEC source: 0001646056-18-000002 · wf-form4_154472740499076.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,545.76 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:54 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 350 | $14.20 | $4,970.00 |
DisclosureSEC source: 0001646056-17-000002 · wf-form4_151136966887453.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305.49 Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 15:25 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 150 | $13.20 | $1,980.00 |
DisclosureSEC source: 0001646056-16-000004 · wf-form4_147853233827897.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,781.5 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.