Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| New Mountain Finance CorpNMFC · Entity 5211 | Section 16 Officer | March 14, 2023 | March 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
New Mountain Finance Corp
Report date March 14, 2023 · Filed March 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,969.9 |
Reported balance
After 2023-03-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-14 · Purchase · Acquired 7,300 · Balance 125,969.9 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 4, 2020. |
| Common StockSEC Table I · non-derivative | Direct | 129,669.9 |
Reported balance
After 2023-03-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-03-14 · Purchase · Acquired 3,700 · Balance 129,669.9 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 38,032.98 |
Reported balance
Holding disclosure · report date 2023-03-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 38,032.98 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 4, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 4, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2023 Filed Mar 15, 2023 21:24 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 3,700 | $11.95 | $44,215.00 |
DisclosureSEC source: 0001104659-23-032892 · tm239477-3_4seq1.xml · nonDerivative · entry 2 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,669.9 Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 21:24 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 7,300 | $11.96 | $87,307.27 |
DisclosureSEC source: 0001104659-23-032892 · tm239477-3_4seq1.xml · nonDerivative · entry 1 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,969.9 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 4, 2020. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:26 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,200 | $13.02 | $15,618.72 |
DisclosureSEC source: 0001567619-20-005581 · doc1.xml · nonDerivative · entry 2 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,129.728 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 11, 2019. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:26 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,000 | $13.02 | $26,040.00 |
DisclosureSEC source: 0001567619-20-005581 · doc1.xml · nonDerivative · entry 1 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,929.728 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 11, 2019. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 19:21 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,600 | $13.41 | $21,456.00 |
DisclosureSEC source: 0001515176-19-000002 · wf-form4_155233206175711.xml · nonDerivative · entry 1 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,859.101 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 21:36 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 965 | $13.75 | $13,268.75 |
DisclosureSEC source: 0001515176-18-000004 · wf-form4_153635616939700.xml · nonDerivative · entry 3 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,776.086 Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 21:36 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,460 | $13.72 | $33,753.41 |
DisclosureSEC source: 0001515176-18-000004 · wf-form4_153635616939700.xml · nonDerivative · entry 2 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,811.086 Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 21:36 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 575 | $13.75 | $7,906.25 |
DisclosureSEC source: 0001515176-18-000004 · wf-form4_153635616939700.xml · nonDerivative · entry 1 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,351.086 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 15:32 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,200 | $13.53 | $16,230.00 |
DisclosureSEC source: 0001515176-18-000002 · wf-form4_152104152179276.xml · nonDerivative · entry 2 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,390.079 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 15:32 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,100 | $13.53 | $28,413.84 |
DisclosureSEC source: 0001515176-18-000002 · wf-form4_152104152179276.xml · nonDerivative · entry 1 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,190.079 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 15:27 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 12,000 | $14.19 | $170,280.00 |
DisclosureSEC source: 0001515176-17-000002 · wf-form4_151274681947237.xml · nonDerivative · entry 2 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,119.775 Read SEC document |
| November 07, 2016 Filed Nov 7, 2016 22:27 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 875 | $13.44 | $11,760.00 |
DisclosureSEC source: 0001515176-16-000002 · wf-form4_147855764846803.xml · nonDerivative · entry 3 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,101.842 Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 22:27 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 880 | $13.27 | $11,680.15 |
DisclosureSEC source: 0001515176-16-000002 · wf-form4_147855764846803.xml · nonDerivative · entry 2 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,226.842 Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 22:27 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 215 | $13.28 | $2,855.39 |
DisclosureSEC source: 0001515176-16-000002 · wf-form4_147855764846803.xml · nonDerivative · entry 1 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,346.842 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.