Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NMF SLF I, Inc.NONE · Entity 107817 | Director · President · Chief Operating Officer | January 21, 2020 | February 04, 2020 |
| New Mountain Finance CorpNMFC · Entity 5211 | Director · CEO, President, and Director | November 06, 2024 | November 08, 2024 |
| New Mountain Guardian III BDC, L.L.C.NONE · Entity 84827 | Director · President & COO | September 13, 2019 | September 13, 2019 |
| New Mountain Guardian IV BDC, L.L.C.NONE · Entity 68803 | Director · President and Director | July 05, 2022 | July 05, 2022 |
| New Mountain Guardian IV Income Fund, L.L.C.NONE · Entity 68785 | Director · President and CEO | July 21, 2023 | July 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NMF SLF I, Inc.
Report date January 21, 2020 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities are beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-01-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
New Mountain Finance Corp
Report date November 06, 2024 · Filed November 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 351,783.304 |
Last balance in matching sequence
After 2024-11-06 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2024-11-06 · Purchase · Acquired 2,037 · Balance 312,270.304 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Row 2 · 2024-11-06 · Purchase · Acquired 2,373 · Balance 314,643.304 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Row 3 · 2024-11-06 · Purchase · Acquired 29,713 · Balance 344,356.304 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Row 4 · 2024-11-06 · Purchase · Acquired 300 · Balance 344,656.304 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Row 5 · 2024-11-06 · Purchase · Acquired 1,511 · Balance 346,167.304 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Row 6 · 2024-11-06 · Purchase · Acquired 5,616 · Balance 351,783.304 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024.
New Mountain Guardian III BDC, L.L.C.
Report date September 13, 2019 · Filed September 13, 2019
This filing explicitly reported no securities owned.
New Mountain Guardian IV BDC, L.L.C.
Report date July 05, 2022 · Filed July 05, 2022
This filing explicitly reported no securities owned.
New Mountain Guardian IV Income Fund, L.L.C.
Report date July 21, 2023 · Filed July 21, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2024 Filed Nov 8, 2024 21:16 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 5,616 | $10.91 | $61,270.56 |
DisclosureSEC source: 0001104659-24-115880 · tm2427917-1_4seq1.xml · nonDerivative · entry 6 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,783.304 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:16 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,511 | $10.93 | $16,515.23 |
DisclosureSEC source: 0001104659-24-115880 · tm2427917-1_4seq1.xml · nonDerivative · entry 5 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,167.304 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:16 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 300 | $10.91 | $3,271.50 |
DisclosureSEC source: 0001104659-24-115880 · tm2427917-1_4seq1.xml · nonDerivative · entry 4 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,656.304 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:16 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 29,713 | $10.92 | $324,465.96 |
DisclosureSEC source: 0001104659-24-115880 · tm2427917-1_4seq1.xml · nonDerivative · entry 3 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,356.304 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:16 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,373 | $10.93 | $25,925.03 |
DisclosureSEC source: 0001104659-24-115880 · tm2427917-1_4seq1.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,643.304 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:16 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,037 | $10.92 | $22,233.86 |
DisclosureSEC source: 0001104659-24-115880 · tm2427917-1_4seq1.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,270.304 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 21:25 UTC | New Mountain Finance Corp NMFC · Entity 5211 | SaleCommon Stock | 1,229 | $12.55 | $15,427.64 |
DisclosureSEC source: 0001104659-24-051295 · tm2412536-1_4seq1.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,609.5 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on March 14, 2023. F2 · balance_after: A portion of Mr. Kline's shares are directly held in an account that permits the broker to dispose of securities held therein to satisfy any margin calls related to such account. On April 22, 2024, without Mr. Kline's knowledge, the sale reflected in this report was initiated by the broker to satisfy a margin call. Mr. Kline was unaware of the transaction. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 21:25 UTC | New Mountain Finance Corp NMFC · Entity 5211 | SaleCommon Stock | 9 | $12.56 | $113.00 |
DisclosureSEC source: 0001104659-24-051295 · tm2412536-1_4seq1.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,838.5 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on March 14, 2023. F2 · balance_after: A portion of Mr. Kline's shares are directly held in an account that permits the broker to dispose of securities held therein to satisfy any margin calls related to such account. On April 22, 2024, without Mr. Kline's knowledge, the sale reflected in this report was initiated by the broker to satisfy a margin call. Mr. Kline was unaware of the transaction. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 15:20 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 300 | $12.05 | $3,613.50 |
DisclosureSEC source: 0001104659-23-032143 · tm239477-1_4seq1.xml · nonDerivative · entry 4 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,572.156 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on June 19, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 15:20 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 100 | $12.05 | $1,204.97 |
DisclosureSEC source: 0001104659-23-032143 · tm239477-1_4seq1.xml · nonDerivative · entry 3 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,272.156 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on June 19, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 15:20 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 100 | $12.05 | $1,204.98 |
DisclosureSEC source: 0001104659-23-032143 · tm239477-1_4seq1.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,172.156 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on June 19, 2020. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 15:20 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 7,700 | $12.05 | $92,785.00 |
DisclosureSEC source: 0001104659-23-032143 · tm239477-1_4seq1.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · Director · CEO, President, and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,072.156 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on June 19, 2020. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 20:14 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 9,399 | $9.58 | $90,042.42 |
DisclosureSEC source: 0001515172-20-000002 · wf-form4_159259766160703.xml · nonDerivative · entry 4 Kline John · CIK 0001515172 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,336.133 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on October 25, 2019. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 20:14 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 600 | $9.57 | $5,741.94 |
DisclosureSEC source: 0001515172-20-000002 · wf-form4_159259766160703.xml · nonDerivative · entry 3 Kline John · CIK 0001515172 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,937.133 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on October 25, 2019. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 20:14 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 4,401 | $9.57 | $42,117.57 |
DisclosureSEC source: 0001515172-20-000002 · wf-form4_159259766160703.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,337.133 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on October 25, 2019. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 20:14 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 600 | $9.57 | $5,739.00 |
DisclosureSEC source: 0001515172-20-000002 · wf-form4_159259766160703.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,936.133 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on October 25, 2019. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 17:41 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 10,000 | $13.25 | $132,500.00 |
DisclosureSEC source: 0001515172-19-000004 · wf-form4_157202528703240.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,053.07 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on September 11, 2019. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 22:20 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 7,500 | $13.52 | $101,385.75 |
DisclosureSEC source: 0001515172-19-000002 · wf-form4_156824041893216.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,922.052 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on December 19, 2018. Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 01:26 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,000 | $12.55 | $25,104.00 |
DisclosureSEC source: 0001515172-18-000006 · wf-form4_154526917103241.xml · nonDerivative · entry 3 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,303.518 Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 01:26 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 6,000 | $12.70 | $76,200.00 |
DisclosureSEC source: 0001515172-18-000006 · wf-form4_154526917103241.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,303.518 Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 01:26 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 9,000 | $12.71 | $114,361.20 |
DisclosureSEC source: 0001515172-18-000006 · wf-form4_154526917103241.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,303.518 Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 20:39 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 10,000 | $13.75 | $137,500.00 |
DisclosureSEC source: 0001515172-18-000004 · wf-form4_153687113889149.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,030.5 Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 20:39 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 7,250 | $13.80 | $100,050.00 |
DisclosureSEC source: 0001515172-18-000004 · wf-form4_153687113889149.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,030.5 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 00:56 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,800 | $13.10 | $36,680.00 |
DisclosureSEC source: 0001515172-18-000002 · wf-form4_152029779124256.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,054.56 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 00:56 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 17,200 | $13.15 | $226,094.00 |
DisclosureSEC source: 0001515172-18-000002 · wf-form4_152029779124256.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,254.56 Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 20:25 UTC | New Mountain Finance Corp NMFC · Entity 5211 | GrantCommon Stock | 3,536 | $14.19 | $50,175.84 |
DisclosureSEC source: 0001515172-17-000004 · wf-form4_151319673062006.xml · nonDerivative · entry 3 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,184.33 Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 20:25 UTC | New Mountain Finance Corp NMFC · Entity 5211 | GrantCommon Stock | 3,064 | $14.18 | $43,432.20 |
DisclosureSEC source: 0001515172-17-000004 · wf-form4_151319673062006.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,648.33 Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 20:25 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 900 | $14.20 | $12,775.50 |
DisclosureSEC source: 0001515172-17-000004 · wf-form4_151319673062006.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,584.33 Read SEC document |
| December 12, 2017 Filed Dec 18, 2017 22:41 UTC Amendment | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 3,536 | $14.19 | $50,175.84 |
DisclosureSEC source: 0001515172-17-000005 · wf-form4a_151363688771708.xml · nonDerivative · entry 3 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,184.33 F1 · kind: This amendment to the Form 4 filed on December 13, 2017 is being filed to correct a typographical error in Column 3 of Table 1, which previously inadvertently included an incorrect Transaction Code. No other changes are being made hereby. Read SEC document |
| December 12, 2017 Filed Dec 18, 2017 22:41 UTC Amendment | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 3,064 | $14.18 | $43,432.20 |
DisclosureSEC source: 0001515172-17-000005 · wf-form4a_151363688771708.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,648.33 F1 · kind: This amendment to the Form 4 filed on December 13, 2017 is being filed to correct a typographical error in Column 3 of Table 1, which previously inadvertently included an incorrect Transaction Code. No other changes are being made hereby. Read SEC document |
| December 12, 2017 Filed Dec 18, 2017 22:41 UTC Amendment | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 900 | $14.20 | $12,775.50 |
DisclosureSEC source: 0001515172-17-000005 · wf-form4a_151363688771708.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,584.33 Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 20:42 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 7,500 | $14.15 | $106,087.50 |
DisclosureSEC source: 0001515172-17-000002 · wf-form4_151276575044079.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,684.33 Read SEC document |
| November 04, 2016 Filed Nov 4, 2016 20:25 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 5,040 | $13.25 | $66,754.80 |
DisclosureSEC source: 0001515172-16-000004 · wf-form4_147829111239228.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,057.086 Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 20:25 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 400 | $13.10 | $5,240.00 |
DisclosureSEC source: 0001515172-16-000004 · wf-form4_147829111239228.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,017.086 Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 18:29 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 4,200 | $13.20 | $55,440.00 |
DisclosureSEC source: 0001515172-16-000002 · wf-form4_147819776173327.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,617.086 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.