Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NMF SLF I, Inc.NONE · Entity 107817 | Director | January 21, 2020 | February 04, 2020 |
| New Mountain Finance CorpNMFC · Entity 5211 | Director | March 03, 2026 | March 04, 2026 |
| New Mountain Guardian III BDC, L.L.C.NONE · Entity 84827 | Director | September 13, 2019 | September 13, 2019 |
| New Mountain Guardian IV BDC, L.L.C.NONE · Entity 68803 | Director | July 05, 2022 | July 05, 2022 |
| New Mountain Guardian IV Income Fund, L.L.C.NONE · Entity 68785 | Director | July 21, 2023 | July 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NMF SLF I, Inc.
Report date January 21, 2020 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities are beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-01-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
New Mountain Finance Corp
Report date March 03, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 241,556 |
Last balance in matching sequence
After 2026-03-03 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-03 · Purchase · Acquired 10,100 · Balance 239,156 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on August 12, 2025. Row 2 · 2026-03-03 · Purchase · Acquired 2,400 · Balance 241,556 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on August 12, 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 16,000 |
Reported balance
Holding disclosure · report date 2026-03-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 16,000 F2: Shares are owned indirectly by Mr. Ogens through trusts benefiting family members. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on August 12, 2025.
F2: Shares are owned indirectly by Mr. Ogens through trusts benefiting family members.
New Mountain Guardian III BDC, L.L.C.
Report date September 13, 2019 · Filed September 13, 2019
This filing explicitly reported no securities owned.
New Mountain Guardian IV BDC, L.L.C.
Report date July 05, 2022 · Filed July 05, 2022
This filing explicitly reported no securities owned.
New Mountain Guardian IV Income Fund, L.L.C.
Report date July 21, 2023 · Filed July 21, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2026 Filed Mar 4, 2026 21:35 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,400 | $7.86 | $18,864.00 |
DisclosureSEC source: 0001580642-26-001438 · ownership.xml · nonDerivative · entry 2 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,556 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on August 12, 2025. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 21:35 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 10,100 | $7.87 | $79,487.00 |
DisclosureSEC source: 0001580642-26-001438 · ownership.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,156 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on August 12, 2025. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 20:05 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 4,000 | $10.22 | $40,879.60 |
DisclosureSEC source: 0001104659-25-076824 · tm2523295-1_4seq1.xml · nonDerivative · entry 3 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 16,000 F2 · ownership.nature: Shares are owned indirectly by Mr. Ogens through trusts benefiting family members. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 20:05 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 4,000 | $10.26 | $41,028.00 |
DisclosureSEC source: 0001104659-25-076824 · tm2523295-1_4seq1.xml · nonDerivative · entry 2 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 12,000 F2 · ownership.nature: Shares are owned indirectly by Mr. Ogens through trusts benefiting family members. Read SEC document |
| August 11, 2025 Filed Aug 12, 2025 20:05 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 18,000 | $10.23 | $184,140.00 |
DisclosureSEC source: 0001104659-25-076824 · tm2523295-1_4seq1.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,189 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on March 10, 2025. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 21:21 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 5,000 | $11.30 | $56,500.00 |
DisclosureSEC source: 0001104659-25-022222 · tm258759-1_4seq1.xml · nonDerivative · entry 2 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,020 Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 21:21 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 5,000 | $11.32 | $56,600.00 |
DisclosureSEC source: 0001104659-25-022222 · tm258759-1_4seq1.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,020 Read SEC document |
| March 05, 2025 Filed Mar 6, 2025 23:55 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 5,000 | $11.31 | $56,550.00 |
DisclosureSEC source: 0001104659-25-021437 · tm258539-1_4seq1.xml · nonDerivative · entry 2 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,020 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on June 11, 2024. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 23:55 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 5,000 | $11.44 | $57,200.00 |
DisclosureSEC source: 0001104659-25-021437 · tm258539-1_4seq1.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,020 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on June 11, 2024. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:26 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 3,500 | $12.62 | $44,169.65 |
DisclosureSEC source: 0001104659-24-070411 · tm2416876-1_4seq1.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,391 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on March 14, 2023. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 15:21 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 5,400 | $11.65 | $62,900.28 |
DisclosureSEC source: 0001104659-23-032145 · tm239477-2_4seq1.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,266 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on September 7, 2022. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 20:35 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,600 | $12.92 | $33,579.52 |
DisclosureSEC source: 0001104659-22-098232 · tm2225250-2_4seq1.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,452 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on May 18, 2022. Read SEC document |
| May 17, 2022 Filed May 18, 2022 20:20 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,089 | $12.95 | $14,102.55 |
DisclosureSEC source: 0001104659-22-062455 · tm2215681-3_4seq1.xml · nonDerivative · entry 2 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,853 Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:20 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 493 | $12.70 | $6,261.10 |
DisclosureSEC source: 0001104659-22-062455 · tm2215681-3_4seq1.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,764 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on August 10, 2021. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 20:09 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,700 | $13.47 | $36,360.90 |
DisclosureSEC source: 0001515169-21-000002 · wf-form4_162862618169616.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,960 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 18:04 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,500 | $11.48 | $28,690.00 |
DisclosureSEC source: 0001104659-20-136732 · tm2038724-1_4seq1.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,904 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on May 13, 2020. Read SEC document |
| May 13, 2020 Filed May 13, 2020 16:15 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 20,000 | $8.08 | $161,600.00 |
DisclosureSEC source: 0001515169-20-000002 · wf-form4_158938652842712.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,809 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on August 14, 2019. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 19:11 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,850 | $13.48 | $24,931.53 |
DisclosureSEC source: 0001515169-19-000002 · wf-form4_156580988341123.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,719 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on November 14, 2018. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 15:30 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,799 | $13.53 | $24,340.47 |
DisclosureSEC source: 0001515169-18-000002 · wf-form4_154220943478650.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,259 Read SEC document |
| May 17, 2017 Filed May 18, 2017 13:07 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 3,600 | $14.37 | $51,732.00 |
DisclosureSEC source: 0001515169-17-000003 · wf-form4_149511285968061.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,654 Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 16:54 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,600 | $13.40 | $21,440.00 |
DisclosureSEC source: 0001515169-16-000006 · wf-form4_147810562962437.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,963 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.